David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Walt Disney
DIS
|
+$410M |
| 3 |
Bristol-Myers Squibb
BMY
|
+$386M |
| 4 |
GE Aerospace
GE
|
+$196M |
| 5 |
Dell
DELL
|
+$188M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$374M |
| 2 |
PayPal
PYPL
|
+$289M |
| 3 |
EMC
EMC CORPORATION
EMC
|
+$278M |
| 4 |
Nike
NKE
|
+$227M |
| 5 |
Amgen
AMGN
|
+$217M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.54% |
| 2 | Healthcare | 11.42% |
| 3 | Financials | 9.58% |
| 4 | Consumer Discretionary | 9.33% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
VNET
2626
CALL
VNET Group
VNET
$1.84B
| $636K | ﹤0.01% |
80,000
| – | – |
|
|
BKMU
2627
DELISTED
Bank Mutual Corp
BKMU
| $636K | ﹤0.01% |
82,814
+12,123
| +17% | +$93.3K |
|
2628
CALL
TripAdvisor
TRIP
$1.19B
| $632K | ﹤0.01% |
10,000
-9,400
| -48% | -$604K |
|
|
2629
PUT
TripAdvisor
TRIP
$1.19B
| $632K | ﹤0.01% |
10,000
-8,600
| -46% | -$553K |
|
|
HEES
2630
DELISTED
H&E Equipment Services
HEES
| $630K | ﹤0.01% |
+37,571
| New | +$645K |
|
|
PPLI
2631
PUT
People Inc
PPLI
$2.89B
| $625K | ﹤0.01% |
55,954
| – | – |
|
|
CRC
2632
CALL
DELISTED
California Resources Corporation
CRC
| $625K | ﹤0.01% |
50,000
-50,000
| -50% | -$570K |
|
|
QADA
2633
DELISTED
QAD Inc.
QADA
| $625K | ﹤0.01% |
27,947
-674
| -2% | -$13.9K |
|
2634
Morgan Stanley
MS
$336B
| $624K | ﹤0.01% |
19,467
-814,701
| -98% | -$24.3M |
|
2635
PUT
Illinois Tool Works
ITW
$80.9B
| $623K | ﹤0.01% |
+5,200
| New | +$604K |
|
2636
Universal Electronics
UEIC
$56.8M
| $623K | ﹤0.01% |
8,369
-3,156
| -27% | -$237K |
|
|
LXK
2637
CALL
DELISTED
Lexmark Intl Inc
LXK
| $623K | ﹤0.01% |
15,600
| – | – |
|
|
DYN
2638
PUT
DELISTED
Dynegy, Inc.
DYN
| $620K | ﹤0.01% |
+50,000
| New | +$709K |
|
2639
Mine Safety
MSA
$7.29B
| $619K | ﹤0.01% |
10,672
-10,908
| -51% | -$610K |
|
2640
First Hawaiian
FHB
$3.17B
| $618K | ﹤0.01% |
+23,000
| New | +$601K |
|
|
JWN
2641
CALL
DELISTED
Nordstrom
JWN
| $617K | ﹤0.01% |
11,900
+500
| +4% | +$23.5K |
|
|
AMRI
2642
DELISTED
Albany Molecular Research Inc
AMRI
| $615K | ﹤0.01% |
37,264
+16,305
| +78% | +$242K |
|
2643
Align Technology
ALGN
$11.3B
| $614K | ﹤0.01% |
+6,553
| New | +$593K |
|
|
JCP
2644
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
| $613K | ﹤0.01% |
+66,500
| New | +$633K |
|
|
DS
2645
DELISTED
Drive Shack Inc.
DS
| $612K | ﹤0.01% |
135,198
+81,626
| +152% | +$377K |
|
2646
LeMaitre Vascular
LMAT
$1.83B
| $611K | ﹤0.01% |
+30,808
| New | +$538K |
|
2647
Sportsman's Warehouse
SPWH
$44.5M
| $611K | ﹤0.01% |
58,060
-23,045
| -28% | -$232K |
|
2648
Tapestry
TPR
$26.4B
| $611K | ﹤0.01% |
16,701
-30,768
| -65% | -$1.22M |
|
|
HSNI
2649
DELISTED
HSN, Inc.
HSNI
| $611K | ﹤0.01% |
15,353
-50,145
| -77% | -$2.28M |
|
|
SC
2650
CALL
DELISTED
SANTANDER CONSUMER USA HOLDINGS INC
SC
| $608K | ﹤0.01% |
50,000
| – | – |
|
Similar funds
David Shaw's Q3 2016 Portfolio in Review
As of Q3 2016, David Shaw held 3,773 positions worth $56.7B, up 4.5% from $54.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q3 2016 filing shows 448 new, 1,212 increased, 1,375 reduced and 429 closed positions. Its largest new stake was Dell: 13,808,231 shares worth $185M. The largest sale was Meta Platforms (Facebook), an estimated $374M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q3 2016 buy was Dell: 13,808,231 shares worth $185M.
- David Shaw added most to Apple in Q3 2016, an estimated $453M increase.
- David Shaw's biggest Q3 2016 reduction was Meta Platforms (Facebook), cutting an estimated $374M.
- David Shaw fully exited EMC CORPORATION in Q3 2016, selling an estimated $278M.
- David Shaw's ten largest holdings make up 10% of its $56.7B portfolio in Q3 2016.
- David Shaw opened 448 new positions and closed 429 in Q3 2016.
- David Shaw's portfolio value rose 4.5% quarter-over-quarter to $56.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2016, filed 14 Nov 2016.