David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2626
Honeywell
HON
$69.9B
| $1.75M | ﹤0.01% |
21,310
-202,065
| -90% | -$15.8M |
|
|
NATI
2627
DELISTED
National Instruments Corp
NATI
| $1.75M | ﹤0.01% |
+54,625
| New | +$1.68M |
|
|
JRN
2628
DELISTED
JOURNAL COMMUNICATIONS INC CL-A
JRN
| $1.75M | ﹤0.01% |
187,905
-12,784
| -6% | -$112K |
|
2629
Range Resources
RRC
$9.76B
| $1.75M | ﹤0.01% |
20,736
-51,645
| -71% | -$4.02M |
|
|
BAGL
2630
DELISTED
EINSTEIN NOAH RESTAURANT GROUP, INC CMN STK (DELAWARE)
BAGL
| $1.75M | ﹤0.01% |
120,496
+53,112
| +79% | +$884K |
|
2631
CALL
TAL Education Group
TAL
$6.5B
| $1.75M | ﹤0.01% |
+476,400
| New | +$1.47M |
|
2632
CALL
Geospace Technologies
GEOS
$67.9M
| $1.75M | ﹤0.01% |
+18,400
| New | +$1.69M |
|
2633
TTM Technologies
TTMI
$13B
| $1.75M | ﹤0.01% |
203,452
+43,657
| +27% | +$403K |
|
2634
PUT
SAP
SAP
$255B
| $1.74M | ﹤0.01% |
+20,000
| New | +$1.59M |
|
2635
MarineMax
HZO
$1.15B
| $1.74M | ﹤0.01% |
108,173
+32,622
| +43% | +$492K |
|
2636
IQVIA
IQV
$43.2B
| $1.74M | ﹤0.01% |
37,488
+2,958
| +9% | +$130K |
|
|
ATSG
2637
DELISTED
Air Transport Services Group
ATSG
| $1.73M | ﹤0.01% |
213,985
+63,797
| +42% | +$477K |
|
2638
BioMarin Pharmaceuticals
BMRN
$12.6B
| $1.73M | ﹤0.01% |
24,603
-565,905
| -96% | -$38.4M |
|
|
WAIR
2639
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
| $1.73M | ﹤0.01% |
78,888
-28,380
| -26% | -$567K |
|
2640
Mueller Water Products
MWA
$3.86B
| $1.73M | ﹤0.01% |
184,281
+14,924
| +9% | +$127K |
|
2641
Arch Capital
ACGL
$33.7B
| $1.73M | ﹤0.01% |
86,700
+21,609
| +33% | +$415K |
|
|
GIVN
2642
DELISTED
GIVEN IMAGING LTD
GIVN
| $1.72M | ﹤0.01% |
57,180
-1,862
| -3% | -$43.6K |
|
|
INSY
2643
DELISTED
Insys Therapeutics, Inc.
INSY
| $1.72M | ﹤0.01% |
133,200
-33,285
| -20% | -$462K |
|
|
NTUS
2644
DELISTED
Natus Medical Inc
NTUS
| $1.72M | ﹤0.01% |
76,251
+61,464
| +416% | +$1.19M |
|
2645
CALL
Shutterstock
SSTK
$202M
| $1.71M | ﹤0.01% |
20,500
+6,100
| +42% | +$452K |
|
|
QCOR
2646
DELISTED
QUESTCOR PHARMA INC
QCOR
| $1.71M | ﹤0.01% |
31,398
-85,067
| -73% | -$5.03M |
|
|
NFX
2647
CALL
DELISTED
Newfield Exploration
NFX
| $1.71M | ﹤0.01% |
69,400
| – | – |
|
2648
Insight Enterprises
NSIT
$4.57B
| $1.71M | ﹤0.01% |
75,187
+23,206
| +45% | +$508K |
|
|
AVX
2649
DELISTED
AVX Corporation
AVX
| $1.71M | ﹤0.01% |
122,551
+30,331
| +33% | +$411K |
|
|
UTEK
2650
PUT
DELISTED
Ultratech Inc.
UTEK
| $1.71M | ﹤0.01% |
58,800
+45,200
| +332% | +$1.2M |
|
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David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.