David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2576
Photronics
PLAB
$1.78B
| $1.85M | ﹤0.01% |
205,247
+102,904
| +101% | +$868K |
|
|
SFY
2577
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
| $1.85M | ﹤0.01% |
137,050
+1,543
| +1% | +$20.3K |
|
2578
CALL
Annaly Capital Management
NLY
$17.4B
| $1.85M | ﹤0.01% |
46,350
-10,650
| -19% | -$462K |
|
2579
CALL
Southern Company
SO
$102B
| $1.85M | ﹤0.01% |
44,900
-7,900
| -15% | -$326K |
|
|
SHOR
2580
DELISTED
ShoreTel, Inc.
SHOR
| $1.85M | ﹤0.01% |
198,946
+153,371
| +337% | +$1.16M |
|
2581
CALL
Extra Space Storage
EXR
$30.2B
| $1.84M | ﹤0.01% |
43,800
+2,800
| +7% | +$123K |
|
|
APFC
2582
DELISTED
AMERICAN PACIFIC CORP
APFC
| $1.84M | ﹤0.01% |
49,509
+31,884
| +181% | +$1.42M |
|
|
DNY
2583
CALL
DELISTED
DONNELLEY R R & SONS CO
DNY
| $1.84M | ﹤0.01% |
91,000
+40,000
| +78% | +$811K |
|
2584
CALL
Abbott
ABT
$193B
| $1.84M | ﹤0.01% |
48,100
-201,600
| -81% | -$7.43M |
|
2585
CALL
Royal Gold
RGLD
$22.8B
| $1.84M | ﹤0.01% |
40,000
| – | – |
|
|
AIFU
2586
AIFU Inc
AIFU
$131M
| $1.84M | ﹤0.01% |
763
+33
| +5% | +$67.9K |
|
|
EA
2587
PUT
DELISTED
Electronic Arts
EA
| $1.84M | ﹤0.01% |
80,300
-260,000
| -76% | -$6.24M |
|
2588
Palo Alto Networks
PANW
$312B
| $1.84M | ﹤0.01% |
192,150
-75,450
| -28% | -$598K |
|
2589
CALL
DTE Energy
DTE
$28.3B
| $1.84M | ﹤0.01% |
32,548
-32,547
| -50% | -$1.87M |
|
|
AVID
2590
DELISTED
Avid Technology Inc
AVID
| $1.84M | ﹤0.01% |
225,581
+46,815
| +26% | +$358K |
|
2591
CALL
Old Dominion Freight Line
ODFL
$41.5B
| $1.83M | ﹤0.01% |
103,800
| – | – |
|
|
NTRI
2592
DELISTED
NutriSystem, Inc.
NTRI
| $1.83M | ﹤0.01% |
111,162
+70,861
| +176% | +$1.24M |
|
|
TBHC
2593
DELISTED
The Brand House Collective
TBHC
| $1.82M | ﹤0.01% |
77,095
+16,868
| +28% | +$354K |
|
2594
B2Gold
BTG
$7.7B
| $1.82M | ﹤0.01% |
891,723
-498,610
| -36% | -$1.11M |
|
|
ARX
2595
DELISTED
Aeroflex Holding Corp (DE)
ARX
| $1.82M | ﹤0.01% |
280,565
+174,022
| +163% | +$1.23M |
|
|
CALY
2596
Callaway Golf Company
CALY
$2.76B
| $1.82M | ﹤0.01% |
215,965
+203,918
| +1,693% | +$1.62M |
|
|
WCC
2597
PUT
WESCO International
WCC
$17.1B
| $1.82M | ﹤0.01% |
20,000
-26,500
| -57% | -$2.21M |
|
|
UCTT
2598
Ultra Clean Holdings
UCTT
$3.38B
| $1.82M | ﹤0.01% |
181,423
+73,739
| +68% | +$664K |
|
|
TSYS
2599
DELISTED
TELECOMMUNICATIONS SYS INC "A"
TSYS
| $1.82M | ﹤0.01% |
784,518
+79,839
| +11% | +$187K |
|
|
SLCA
2600
CALL
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $1.82M | ﹤0.01% |
+53,300
| New | +$1.75M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.