David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Emerson Electric
EMR
|
+$546M |
| 2 |
Amazon
AMZN
|
+$515M |
| 3 |
Tesla
TSLA
|
+$389M |
| 4 |
Netflix
NFLX
|
+$322M |
| 5 |
Adobe
ADBE
|
+$305M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$836M |
| 2 |
CELG
Celgene Corp
CELG
|
+$460M |
| 3 |
NVIDIA
NVDA
|
+$429M |
| 4 |
ConocoPhillips
COP
|
+$311M |
| 5 |
Biogen
BIIB
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.8% |
| 2 | Consumer Discretionary | 11.76% |
| 3 | Healthcare | 10.16% |
| 4 | Financials | 7.89% |
| 5 | Industrials | 6.91% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
Heartland Express
HTLD
$964M
| $1.72M | ﹤0.01% |
81,465
-95,358
| -54% | -$2.04M |
|
2552
PAR Technology
PAR
$814M
| $1.72M | ﹤0.01% |
+55,805
| New | +$1.53M |
|
|
HZN
2553
DELISTED
Horizon Global Corporation
HZN
| $1.71M | ﹤0.01% |
490,966
-4,566
| -0.9% | -$16.9K |
|
|
AYX
2554
PUT
DELISTED
Alteryx Inc
AYX
| $1.71M | ﹤0.01% |
17,100
| – | – |
|
|
TECD
2555
PUT
DELISTED
Tech Data Corp
TECD
| $1.71M | ﹤0.01% |
+11,900
| New | +$1.53M |
|
2556
Biglari Holdings Class B
BH
$1.22B
| $1.71M | ﹤0.01% |
14,931
+817
| +6% | +$83.3K |
|
2557
Dominion Energy
D
$58.8B
| $1.71M | ﹤0.01% |
20,624
-7,866
| -28% | -$643K |
|
2558
Regional Management Corp
RM
$301M
| $1.71M | ﹤0.01% |
56,874
-8,228
| -13% | -$249K |
|
|
CSOD
2559
CALL
DELISTED
Cornerstone OnDemand, Inc.
CSOD
| $1.7M | ﹤0.01% |
29,100
| – | – |
|
|
KE
2560
Kimball Electronics
KE
$574M
| $1.7M | ﹤0.01% |
97,060
-2,046
| -2% | -$33.6K |
|
2561
Dillards
DDS
$9.87B
| $1.7M | ﹤0.01% |
23,084
+16,803
| +268% | +$1.19M |
|
2562
Customers Bancorp
CUBI
$2.65B
| $1.69M | ﹤0.01% |
71,120
+32,923
| +86% | +$756K |
|
2563
CALL
BioMarin Pharmaceuticals
BMRN
$12.7B
| $1.69M | ﹤0.01% |
20,000
| – | – |
|
2564
Universal Electronics
UEIC
$57.9M
| $1.69M | ﹤0.01% |
32,363
-22,502
| -41% | -$1.21M |
|
2565
Fulton Financial
FULT
$4.54B
| $1.69M | ﹤0.01% |
96,869
+36,873
| +61% | +$626K |
|
2566
PUT
Casey's General Stores
CASY
$29.9B
| $1.69M | ﹤0.01% |
10,600
-3,500
| -25% | -$579K |
|
2567
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.15B
| $1.68M | ﹤0.01% |
52,311
+43,652
| +504% | +$1.3M |
|
2568
SEACOR Marine Holdings
SMHI
$255M
| $1.68M | ﹤0.01% |
122,066
+6,271
| +5% | +$81.6K |
|
2569
PUT
Alnylam Pharmaceuticals
ALNY
$32B
| $1.68M | ﹤0.01% |
14,600
-12,000
| -45% | -$1.2M |
|
2570
PUT
Mohawk Industries
MHK
$8.95B
| $1.68M | ﹤0.01% |
12,300
-69,500
| -85% | -$9.46M |
|
2571
Comfort Systems
FIX
$56.9B
| $1.68M | ﹤0.01% |
33,611
-112,816
| -77% | -$5.49M |
|
|
MOMO
2572
PUT
Hello Group
MOMO
$851M
| $1.68M | ﹤0.01% |
50,000
| – | – |
|
2573
PUT
Herbalife
HLF
$1.3B
| $1.67M | ﹤0.01% |
35,100
+29,200
| +495% | +$1.26M |
|
|
HT
2574
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
| $1.67M | ﹤0.01% |
115,002
+66,926
| +139% | +$949K |
|
2575
PUT
Timken Company
TKR
$8.74B
| $1.67M | ﹤0.01% |
29,700
| – | – |
|
Similar funds
David Shaw's Q4 2019 Portfolio in Review
As of Q4 2019, David Shaw held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- David Shaw's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
- David Shaw added most to Emerson Electric in Q4 2019, an estimated $546M increase.
- David Shaw's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
- David Shaw fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
- David Shaw's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
- David Shaw opened 572 new positions and closed 412 in Q4 2019.
- David Shaw's portfolio value rose 7.7% quarter-over-quarter to $87.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.