We are live on ! Find out more
DS

David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+7.1%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$56.9B
AUM Growth
-$1.99B
Cap. Flow
-$5.64B
Cap. Flow %
-9.91%
Top 10 Hldgs %
9.69%
Holding
3,844
New
437
Increased
1,088
Reduced
1,534
Closed
599

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$446M
2
SLB icon
SLB Ltd
SLB
+$276M
3
AAPL icon
Apple
AAPL
+$267M
4
JNJ icon
Johnson & Johnson
JNJ
+$244M
5
TJX icon
TJX Companies
TJX
+$216M

Top Sells

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$304M
2
AMZN icon
Amazon
AMZN
+$289M
3
YHOO
Yahoo Inc
YHOO
+$274M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$204M
5
BMY icon
Bristol-Myers Squibb
BMY
+$196M

Sector Composition

Rank Sector Weight
1 Technology 14.94%
2 Healthcare 11.06%
3 Financials 9.65%
4 Consumer Discretionary 9.31%
5 Communication Services 8.79%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LTXB
2551
DELISTED
LegacyTexas Financial Group Inc
LTXB
$657K ﹤0.01%
16,463
-29,935
-65% -$1.25M
BDN
2552
Brandywine Realty Trust
BDN
$565M
$656K ﹤0.01%
40,429
-22,172
-35% -$361K
OXSQ icon
2553
Oxford Square Capital
OXSQ
$148M
$656K ﹤0.01%
88,807
+48,332
+119% +$349K
IMKTA icon
2554
Ingles Markets
IMKTA
$1.61B
$654K ﹤0.01%
15,155
-3,318
-18% -$153K
MTN icon
2555
Vail Resorts
MTN
$5.27B
$653K ﹤0.01%
3,401
-69
-2% -$12.2K
TRK
2556
DELISTED
Speedway Motorsports, Inc.
TRK
$653K ﹤0.01%
34,650
+918
+3% +$19.1K
MCHB
2557
Mechanics Bancorp
MCHB
$3.56B
$650K ﹤0.01%
23,266
-63,591
-73% -$1.75M
EGRX
2558
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$650K ﹤0.01%
+7,843
New +$583K
TOWN icon
2559
PUT
Towne Bank
TOWN
$3.49B
$648K ﹤0.01%
+20,000
New +$649K
TFCFA
2560
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$648K ﹤0.01%
20,000
– –
SWKS icon
2561
CALL
Skyworks Solutions
SWKS
$9.89B
$647K ﹤0.01%
+6,600
New +$602K
ENV
2562
PUT
DELISTED
ENVESTNET, INC.
ENV
$646K ﹤0.01%
+20,000
New +$727K
PIPR icon
2563
CALL
Piper Sandler
PIPR
$5.28B
$639K ﹤0.01%
+40,000
New +$708K
TAL icon
2564
CALL
TAL Education Group
TAL
$6.43B
$639K ﹤0.01%
+36,000
New +$522K
TZOO icon
2565
Travelzoo
TZOO
$69.6M
$637K ﹤0.01%
65,997
-4,444
-6% -$41.5K
IDT icon
2566
PUT
IDT Corp
IDT
$1.73B
$636K ﹤0.01%
+59,100
New +$869K
TWNK
2567
CALL
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
$635K ﹤0.01%
+40,000
New +$598K
DISH
2568
CALL
DELISTED
DISH Network Corp.
DISH
$635K ﹤0.01%
10,000
-55,800
-85% -$3.45M
CIO
2569
DELISTED
City Office REIT
CIO
$634K ﹤0.01%
52,147
+36,063
+224% +$454K
OXY icon
2570
PUT
Occidental Petroleum
OXY
$58.4B
$634K ﹤0.01%
+10,000
New +$665K
SKT icon
2571
Tanger
SKT
$4.42B
$634K ﹤0.01%
19,350
-44,175
-70% -$1.5M
INFI
2572
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$634K ﹤0.01%
196,464
-110,065
-36% -$271K
LTM
2573
CALL
DELISTED
LATAM Airlines Group S.A American Depositary Shares (Each representing 1 Common Share)
LTM
$634K ﹤0.01%
+50,000
New +$507K
CZR icon
2574
Caesars Entertainment
CZR
$6.04B
$630K ﹤0.01%
33,285
-23,389
-41% -$394K
RMBS icon
2575
Rambus
RMBS
$9.75B
$630K ﹤0.01%
47,948
-2,061
-4% -$27.1K
101 102
103
104 105

Similar funds

Vanguard Global Advisers
Vanguard Global Advisers Malvern, Pennsylvania $215B AUM
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return
1832 Asset Management
1832 Asset Management Toronto, Ontario, Canada $199B AUM 37.98% 1-Year Est. Return
Arrowstreet Capital
Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return
American Century Companies
American Century Companies Kansas City, Missouri $226B AUM 44.75% 1-Year Est. Return
Swiss National Bank
Swiss National Bank Zurich, Switzerland $191B AUM 45.21% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $191B AUM 17.5% 1-Year Est. Return

David Shaw's Q1 2017 Portfolio in Review

As of Q1 2017, David Shaw held 3,844 positions worth $56.9B, down 3.4% from $58.9B the previous quarter. Its ten largest holdings account for 9.7% of the portfolio.

David Shaw withdrew a net $5.64B in Q1 2017, closing 599 positions and reducing 1,534 holdings. Its most notable exit was Dick's Sporting Goods, an estimated $62.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

Against the trend, David Shaw opened a new position in C&J Energy Services, Inc. worth $131M.

  • David Shaw's largest Q1 2017 buy was C&J Energy Services, Inc.: 3,857,413 shares worth $131M.
  • David Shaw added most to State Street SPDR S&P 500 ETF Trust in Q1 2017, an estimated $446M increase.
  • David Shaw's biggest Q1 2017 reduction was Walt Disney, cutting an estimated $304M.
  • David Shaw fully exited Dick's Sporting Goods in Q1 2017, selling an estimated $62.3M.
  • David Shaw's ten largest holdings make up 9.7% of its $56.9B portfolio in Q1 2017.
  • David Shaw opened 437 new positions and closed 599 in Q1 2017.
  • David Shaw's portfolio value fell 3.4% quarter-over-quarter to $56.9B.

Based on D.E. Shaw & Co's 13F filing for Q1 2017, filed 15 May 2017.