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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+4.48%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.65%
5 Year Est. Return
+213.13%
10 Year Est. Return
+910.08%
AUM
$58.9B
AUM Growth
+$2.19B
Cap. Flow
-$230M
Cap. Flow %
-0.39%
Top 10 Hldgs %
8.76%
Holding
3,804
New
462
Increased
1,382
Reduced
1,255
Closed
397

Top Buys

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$408M
2
MDT icon
Medtronic
MDT
+$271M
3
NXPI icon
NXP Semiconductors
NXPI
+$270M
4
GILD icon
Gilead Sciences
GILD
+$253M
5
HPE icon
Hewlett Packard
HPE
+$211M

Top Sells

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$424M
2
CVS icon
CVS Health
CVS
+$391M
3
LNKD
LinkedIn Corporation
LNKD
+$323M
4
WFC icon
Wells Fargo
WFC
+$280M
5
VMW
VMware, Inc
VMW
+$264M

Sector Composition

Rank Sector Weight
1 Technology 11.19%
2 Healthcare 10.41%
3 Financials 9.12%
4 Communication Services 8.45%
5 Consumer Discretionary 8.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBSW icon
2551
Sibanye-Stillwater
SBSW
$8.82B
$814K ﹤0.01%
+122,303
New +$1.12M
SRPT icon
2552
Sarepta Therapeutics
SRPT
$1.92B
$814K ﹤0.01%
+29,684
New +$1.19M
FMNB icon
2553
Farmers National Banc Corp
FMNB
$930M
$811K ﹤0.01%
57,130
+28,412
+99% +$344K
ARIA
2554
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$809K ﹤0.01%
65,062
+9,990
+18% +$120K
ESRT icon
2555
Empire State Realty Trust
ESRT
$819M
$807K ﹤0.01%
39,962
-82,173
-67% -$1.63M
PJT icon
2556
PJT Partners
PJT
$4.51B
$807K ﹤0.01%
+26,139
New +$752K
SWC
2557
PUT
DELISTED
Stillwater Mining Co
SWC
$806K ﹤0.01%
50,000
– –
RGLD icon
2558
CALL
Royal Gold
RGLD
$22.3B
$805K ﹤0.01%
12,700
+2,700
+27% +$184K
FIT
2559
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
$805K ﹤0.01%
110,000
– –
FFIC
2560
DELISTED
Flushing Financial
FFIC
$798K ﹤0.01%
27,144
-9,073
-25% -$230K
PFLT icon
2561
PennantPark Floating Rate Capital
PFLT
$740M
$798K ﹤0.01%
56,577
-4,479
-7% -$60.5K
TACO
2562
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$798K ﹤0.01%
56,528
+38,873
+220% +$539K
TEX icon
2563
Terex
TEX
$7.53B
$796K ﹤0.01%
25,244
+13,040
+107% +$362K
ALLT icon
2564
Allot
ALLT
$369M
$795K ﹤0.01%
165,952
-47,581
-22% -$238K
WATT icon
2565
Energous
WATT
$64.1M
$794K ﹤0.01%
+79
New +$756K
GEN
2566
DELISTED
Genesis Healthcare, Inc.
GEN
$794K ﹤0.01%
186,682
+144,796
+346% +$477K
APVO icon
2567
Aptevo Therapeutics
APVO
$4.34M
– –
0
– –
YELL
2568
DELISTED
Yellow Corporation Common Stock
YELL
$793K ﹤0.01%
59,678
-187,097
-76% -$2.36M
BTG icon
2569
B2Gold
BTG
$7.56B
$792K ﹤0.01%
334,146
-14,205
-4% -$35.3K
MIC
2570
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$792K ﹤0.01%
9,690
-7,476
-44% -$613K
NBL
2571
PUT
DELISTED
Noble Energy, Inc.
NBL
$792K ﹤0.01%
20,800
– –
WHR icon
2572
Whirlpool
WHR
$2.62B
$790K ﹤0.01%
4,345
+3,110
+252% +$515K
EXAS
2573
PUT
DELISTED
Exact Sciences
EXAS
$788K ﹤0.01%
59,000
– –
MSCI icon
2574
CALL
MSCI
MSCI
$41.5B
$788K ﹤0.01%
10,000
– –
IPXL
2575
DELISTED
Impax Laboratories, Inc.
IPXL
$788K ﹤0.01%
59,484
-36,857
-38% -$630K
101 102
103
104 105

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David Shaw's Q4 2016 Portfolio in Review

As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.

David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.

  • David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
  • David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
  • David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
  • David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
  • David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
  • David Shaw opened 462 new positions and closed 397 in Q4 2016.
  • David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.

Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.