David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2551
NRG Energy
NRG
$24.1B
| $1.91M | ﹤0.01% |
66,347
-13,860
| -17% | -$388K |
|
2552
PUT
Rayonier
RYN
$6.14B
| $1.9M | ﹤0.01% |
66,710
+37,192
| +126% | +$1.2M |
|
2553
PUT
T. Rowe Price
TROW
$24B
| $1.9M | ﹤0.01% |
22,700
| – | – |
|
2554
Haverty Furniture Companies
HVT
$427M
| $1.89M | ﹤0.01% |
60,465
-4,639
| -7% | -$128K |
|
|
CSII
2555
CALL
DELISTED
Cardiovascular Systems, Inc.
CSII
| $1.89M | ﹤0.01% |
+55,200
| New | +$1.61M |
|
|
RRTS
2556
DELISTED
RoadRunner Transportation Systems, Inc.
RRTS
| $1.89M | ﹤0.01% |
2,809
-1,940
| -41% | -$1.28M |
|
|
AAT
2557
American Assets Trust
AAT
$1.38B
| $1.89M | ﹤0.01% |
60,044
-55,692
| -48% | -$1.78M |
|
|
UFS
2558
PUT
DELISTED
DOMTAR CORPORATION (New)
UFS
| $1.89M | ﹤0.01% |
40,000
| – | – |
|
2559
CALL
Penske Automotive Group
PAG
$14.3B
| $1.89M | ﹤0.01% |
40,000
-20,000
| -33% | -$855K |
|
|
CPLA
2560
DELISTED
Capella Education Company
CPLA
| $1.88M | ﹤0.01% |
28,357
-19,975
| -41% | -$1.25M |
|
2561
Interactive Brokers
IBKR
$43.7B
| $1.88M | ﹤0.01% |
309,388
+69,748
| +29% | +$390K |
|
2562
PUT
RBC Bearings
RBC
$16.1B
| $1.88M | ﹤0.01% |
26,600
| – | – |
|
2563
Steven Madden
SHOO
$3.27B
| $1.88M | ﹤0.01% |
+77,127
| New | +$1.88M |
|
|
SIAL
2564
CALL
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $1.88M | ﹤0.01% |
20,000
-31,700
| -61% | -$2.75M |
|
2565
CALL
Martin Marietta Materials
MLM
$37.5B
| $1.88M | ﹤0.01% |
18,800
-20,000
| -52% | -$1.97M |
|
|
MGI
2566
DELISTED
MoneyGram International, Inc. New
MGI
| $1.87M | ﹤0.01% |
90,001
+3,106
| +4% | +$63.2K |
|
|
HMIN
2567
DELISTED
HOMEINNS HOTEL GROUP SPONSORED ADR
HMIN
| $1.87M | ﹤0.01% |
42,860
-27,983
| -40% | -$1.08M |
|
2568
CALL
Curtiss-Wright
CW
$22.4B
| $1.87M | ﹤0.01% |
+30,000
| New | +$1.56M |
|
2569
Celldex Therapeutics
CLDX
$3.18B
| $1.87M | ﹤0.01% |
5,137
+3,424
| +200% | +$1.32M |
|
2570
PUT
Pitney Bowes
PBI
$2.37B
| $1.86M | ﹤0.01% |
+80,000
| New | +$1.72M |
|
2571
CALL
Beazer Homes USA
BZH
$886M
| $1.86M | ﹤0.01% |
+76,300
| New | +$1.51M |
|
|
RKUS
2572
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
| $1.86M | ﹤0.01% |
131,146
+24,561
| +23% | +$361K |
|
|
CVSA
2573
Covista Inc
CVSA
$4.79B
| $1.86M | ﹤0.01% |
52,377
+10,311
| +25% | +$356K |
|
2574
PUT
Littelfuse
LFUS
$10.7B
| $1.86M | ﹤0.01% |
20,000
-32,000
| -62% | -$2.69M |
|
|
ORB
2575
DELISTED
ORBITAL SCIENCES CORP
ORB
| $1.86M | ﹤0.01% |
79,701
-109,988
| -58% | -$2.52M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.