David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 34.97% |
| 2 | Communication Services | 9.3% |
| 3 | Healthcare | 8.21% |
| 4 | Consumer Discretionary | 8.05% |
| 5 | Energy | 7.7% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
PCO
2526
DELISTED
Pendrell Corporation - Class A
PCO
| $1.69M | ﹤0.01% |
921
-83
| -8% | -$134K |
|
|
BHR
2527
Braemar Hotels & Resorts
BHR
$142M
| $1.69M | ﹤0.01% |
112,596
+50,017
| +80% | +$827K |
|
2528
Pricesmart
PSMT
$5.34B
| $1.68M | ﹤0.01% |
16,629
+11,674
| +236% | +$1.17M |
|
|
MODV
2529
DELISTED
ModivCare
MODV
| $1.68M | ﹤0.01% |
59,310
-30,463
| -34% | -$809K |
|
2530
Banner Corp
BANR
$2.38B
| $1.68M | ﹤0.01% |
40,675
+471
| +1% | +$19K |
|
2531
Hilton Worldwide
HLT
$73.3B
| $1.68M | ﹤0.01% |
25,124
+124
| +0.5% | +$8.21K |
|
2532
PUT
Main Street Capital
MAIN
$5.48B
| $1.67M | ﹤0.01% |
+50,900
| New | +$1.73M |
|
2533
PUT
Sysco
SYY
$39.5B
| $1.67M | ﹤0.01% |
46,300
-20,000
| -30% | -$718K |
|
|
HITT
2534
DELISTED
HITTITE MICROWAVE CORP
HITT
| $1.67M | ﹤0.01% |
26,523
-12,861
| -33% | -$766K |
|
2535
Resources Connection
RGP
$147M
| $1.67M | ﹤0.01% |
118,523
-22,554
| -16% | -$318K |
|
|
SKX
2536
PUT
DELISTED
Skechers
SKX
| $1.67M | ﹤0.01% |
137,100
-106,800
| -44% | -$1.15M |
|
|
EXL
2537
DELISTED
EXCEL TRUST , INC COM STK
EXL
| $1.67M | ﹤0.01% |
131,468
+84,701
| +181% | +$1.01M |
|
2538
PUT
Constellium
CSTM
$3.71B
| $1.66M | ﹤0.01% |
+56,700
| New | +$1.48M |
|
|
BRSS
2539
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
| $1.66M | ﹤0.01% |
105,378
+70,200
| +200% | +$1.18M |
|
|
SBY
2540
DELISTED
Silver Bay Realty Trust Corp.
SBY
| $1.66M | ﹤0.01% |
107,016
-32,882
| -24% | -$524K |
|
|
FINL
2541
DELISTED
Finish Line
FINL
| $1.66M | ﹤0.01% |
+61,171
| New | +$1.63M |
|
|
MODN
2542
DELISTED
MODEL N, INC.
MODN
| $1.66M | ﹤0.01% |
163,764
+49,815
| +44% | +$555K |
|
|
SRGA
2543
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $1.66M | ﹤0.01% |
13,531
+2,212
| +20% | +$240K |
|
2544
MarineMax
HZO
$1.15B
| $1.66M | ﹤0.01% |
108,948
+775
| +0.7% | +$11.8K |
|
|
AVEO
2545
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
| $1.66M | ﹤0.01% |
110,668
+18,143
| +20% | +$326K |
|
2546
PUT
Columbia Sportswear
COLM
$2.91B
| $1.65M | ﹤0.01% |
+40,000
| New | +$1.59M |
|
2547
PUT
CNO Financial Group
CNO
$5.1B
| $1.65M | ﹤0.01% |
91,100
+8,500
| +10% | +$153K |
|
2548
Hain Celestial
HAIN
$64.1M
| $1.65M | ﹤0.01% |
36,042
-20,302
| -36% | -$925K |
|
2549
Harmonic Inc
HLIT
$1.34B
| $1.65M | ﹤0.01% |
230,773
+23,607
| +11% | +$159K |
|
|
WBMD
2550
CALL
DELISTED
WebMD Health Corp.
WBMD
| $1.65M | ﹤0.01% |
39,800
+19,800
| +99% | +$892K |
|
Similar funds
David Shaw's Q1 2014 Portfolio in Review
As of Q1 2014, David Shaw held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
David Shaw deployed $3.3B of net new capital in Q1 2014, opening 596 new positions and adding to 1,359 existing holdings. Its largest new stake was Veren: 1,596,878 shares worth $53.3M.
By sector, the portfolio is most concentrated in Miscellaneous at 35% of assets, down from 44% a quarter earlier, followed by Communication Services and Healthcare.
On the sell side, the largest reduction was Apple, an estimated $453M trimmed.
- David Shaw's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- David Shaw added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- David Shaw's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- David Shaw fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- David Shaw's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- David Shaw opened 596 new positions and closed 795 in Q1 2014.
- David Shaw's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.