David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2501
CALL
AptarGroup
ATR
$8.45B
| $2.03M | ﹤0.01% |
+29,900
| New | +$1.91M |
|
|
GXP
2502
DELISTED
Great Plains Energy Incorporated
GXP
| $2.03M | ﹤0.01% |
83,668
-187,786
| -69% | -$4.43M |
|
|
NDZ
2503
DELISTED
NORDION INC COM STK (CDA)
NDZ
| $2.03M | ﹤0.01% |
238,912
-74,082
| -24% | -$623K |
|
2504
PUT
Enovis
ENOV
$1.43B
| $2.02M | ﹤0.01% |
18,476
-23,647
| -56% | -$2.37M |
|
|
MVC
2505
DELISTED
MVC Capital, Inc.
MVC
| $2.02M | ﹤0.01% |
149,957
-7,684
| -5% | -$106K |
|
2506
Resources Connection
RGP
$147M
| $2.02M | ﹤0.01% |
141,077
-16,569
| -11% | -$218K |
|
|
THR
2507
DELISTED
Thermon Group Holdings
THR
| $2.02M | ﹤0.01% |
73,826
+33,222
| +82% | +$865K |
|
|
PCO
2508
DELISTED
Pendrell Corporation - Class A
PCO
| $2.02M | ﹤0.01% |
1,004
-43
| -4% | -$88.5K |
|
2509
CALL
Autodesk
ADSK
$57.1B
| $2.01M | ﹤0.01% |
+40,000
| New | +$1.75M |
|
2510
ASML
ASML
$666B
| $2.01M | ﹤0.01% |
21,470
-33,560
| -61% | -$3.11M |
|
|
ESV
2511
DELISTED
Ensco Rowan plc
ESV
| $2.01M | ﹤0.01% |
8,787
+2,861
| +48% | +$661K |
|
2512
PUT
Coeur Mining
CDE
$22.8B
| $2M | ﹤0.01% |
184,800
+79,700
| +76% | +$898K |
|
|
SN
2513
PUT
DELISTED
Sanchez Energy Corporation
SN
| $2M | ﹤0.01% |
81,800
+48,800
| +148% | +$1.3M |
|
|
LOGM
2514
DELISTED
LogMein, Inc.
LOGM
| $2M | ﹤0.01% |
59,657
-207,575
| -78% | -$6.64M |
|
2515
CALL
Assured Guaranty
AGO
$3.34B
| $2M | ﹤0.01% |
84,800
+44,600
| +111% | +$970K |
|
|
BMCH
2516
DELISTED
BMC Stock Holdings, Inc
BMCH
| $2M | ﹤0.01% |
109,694
-23,068
| -17% | -$372K |
|
|
SAPE
2517
DELISTED
SAPIENT CORP
SAPE
| $2M | ﹤0.01% |
115,133
-72,510
| -39% | -$1.15M |
|
2518
CALL
PRA Group
PRAA
$726M
| $2M | ﹤0.01% |
37,800
-108,600
| -74% | -$6.17M |
|
|
VPHM
2519
PUT
DELISTED
VIROPHARMA INC
VPHM
| $1.99M | ﹤0.01% |
40,000
+20,000
| +100% | +$894K |
|
|
TPH
2520
CALL
DELISTED
Tri Pointe Homes
TPH
| $1.99M | ﹤0.01% |
+100,000
| New | +$1.71M |
|
|
ACET
2521
PUT
DELISTED
Aceto Corp
ACET
| $1.99M | ﹤0.01% |
79,600
+47,200
| +146% | +$905K |
|
2522
CALL
Trinity Industries
TRN
$2.35B
| $1.99M | ﹤0.01% |
101,397
+45,837
| +83% | +$831K |
|
2523
Patterson-UTI
PTEN
$4.68B
| $1.99M | ﹤0.01% |
78,442
-322,152
| -80% | -$7.71M |
|
2524
Cameco
CCJ
$46.3B
| $1.97M | ﹤0.01% |
94,930
+84,619
| +821% | +$1.64M |
|
2525
PUT
Primoris Services
PRIM
$4.15B
| $1.97M | ﹤0.01% |
+63,300
| New | +$1.73M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.