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David Shaw D.E. Shaw & Co

AUM $210B
1-Year Est. Return 57.28%
 

David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.

This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+57.28%
3 Year Est. Return
+174.63%
5 Year Est. Return
+213.1%
10 Year Est. Return
+910%
AUM
$121B
AUM Growth
+$9.79B
Cap. Flow
-$7.58B
Cap. Flow %
-6.28%
Top 10 Hldgs %
9.24%
Holding
5,958
New
1,032
Increased
1,969
Reduced
1,595
Closed
616

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$986M
2
SE icon
Sea Limited
SE
+$480M
3
SNOW icon
Snowflake
SNOW
+$441M
4
C icon
Citigroup
C
+$422M
5
ORCL icon
Oracle
ORCL
+$393M

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$575M
2
AAPL icon
Apple
AAPL
+$515M
3
MA icon
Mastercard
MA
+$506M
4
DIS icon
Walt Disney
DIS
+$447M
5
BABA icon
Alibaba
BABA
+$434M

Sector Composition

Rank Sector Weight
1 Miscellaneous 41.89%
2 Technology 13.97%
3 Consumer Discretionary 9.19%
4 Financials 7.48%
5 Healthcare 7.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HLNE icon
2476
Hamilton Lane
HLNE
$4.63B
$4.04M ﹤0.01%
39,005
+34,578
+781% +$3.55M
SUAC.U
2477
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
$4.04M ﹤0.01%
+400,000
New +$4.02M
RCFA.U
2478
DELISTED
Perception Capital Corp. IV Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
RCFA.U
$4.04M ﹤0.01%
+400,000
New +$4.02M
EMN icon
2479
PUT
Eastman Chemical
EMN
$8.31B
$4.04M ﹤0.01%
33,400
-27,500
-45% -$3.06M
AAOI icon
2480
Applied Optoelectronics
AAOI
$9.62B
$4.03M ﹤0.01%
784,676
+626,742
+397% +$4M
NXH
2481
PUT
Neighborhood Intelligence Inc
NXH
$376M
$4.03M ﹤0.01%
75,130
-4,840
-6% -$366K
NGC
2482
DELISTED
Northern Genesis Acquisition Corp. III
NGC
$4.03M ﹤0.01%
414,187
-162,054
-28% -$1.58M
FIACU
2483
DELISTED
Focus Impact Acquisition Corp. Unit
FIACU
$4.02M ﹤0.01%
+400,000
New +$4.03M
FIVE icon
2484
CALL
Five Below
FIVE
$13.7B
$4.01M ﹤0.01%
19,400
+4,500
+30% +$885K
TRST
2485
Trustco Bank Corp NY
TRST
$977M
$4.01M ﹤0.01%
120,444
-7,037
-6% -$234K
IOACU
2486
DELISTED
Innovative International Acquisition Corp. Unit
IOACU
$4.01M ﹤0.01%
+400,000
New +$4.03M
ANSS
2487
CALL
DELISTED
Ansys
ANSS
$4.01M ﹤0.01%
+10,000
New +$3.84M
MRSN
2488
DELISTED
Mersana Therapeutics
MRSN
$4.01M ﹤0.01%
25,796
+23,852
+1,227% +$4.64M
SRC
2489
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$4.01M ﹤0.01%
83,135
+11,645
+16% +$554K
NPABU
2490
DELISTED
New Providence Acquisition Corp. II Unit
NPABU
$4M ﹤0.01%
+400,000
New +$4.04M
ACBI
2491
DELISTED
Atlantic Capital Bancshares, Inc. Common Stock
ACBI
$4M ﹤0.01%
139,036
-52,011
-27% -$1.47M
GRNA
2492
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$4M ﹤0.01%
403,120
+121,019
+43% +$1.2M
BMAQ
2493
DELISTED
Blockchain Moon Acquisition Corp. Common Stock
BMAQ
$4M ﹤0.01%
+408,375
New +$4M
SPNT icon
2494
SiriusPoint
SPNT
$2.8B
$4M ﹤0.01%
491,560
-131,609
-21% -$1.16M
TCOM icon
2495
PUT
Trip.com Group
TCOM
$28.1B
$4M ﹤0.01%
162,300
-44,000
-21% -$1.25M
LIVN icon
2496
LivaNova
LIVN
$4.41B
$3.98M ﹤0.01%
45,508
-19,068
-30% -$1.59M
APLE icon
2497
Apple Hospitality REIT
APLE
$3.88B
$3.97M ﹤0.01%
245,722
+86,298
+54% +$1.37M
HLT icon
2498
PUT
Hilton Worldwide
HLT
$73.3B
$3.96M ﹤0.01%
25,400
-16,800
-40% -$2.42M
SWAV
2499
CALL
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$3.96M ﹤0.01%
22,200
+12,200
+122% +$2.41M
CMPR icon
2500
Cimpress
CMPR
$2.17B
$3.96M ﹤0.01%
55,234
-15,752
-22% -$1.29M
98 99
100
101 102

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David Shaw's Q4 2021 Portfolio in Review

As of Q4 2021, David Shaw held 5,958 positions worth $121B, up 8.8% from $111B the previous quarter. Its ten largest holdings account for 9.2% of the portfolio.

David Shaw withdrew a net $7.58B in Q4 2021, closing 616 positions and reducing 1,595 holdings. Its most notable exit was Aon, an estimated $179M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 42% of assets, up from 38% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, David Shaw opened a new position in iShares Core S&P 500 ETF worth $1.02B.

  • David Shaw's largest Q4 2021 buy was iShares Core S&P 500 ETF: 2,140,000 shares worth $1.02B.
  • David Shaw added most to Sea Limited in Q4 2021, an estimated $480M increase.
  • David Shaw's biggest Q4 2021 reduction was Microsoft, cutting an estimated $575M.
  • David Shaw fully exited Aon in Q4 2021, selling an estimated $179M.
  • David Shaw's ten largest holdings make up 9.2% of its $121B portfolio in Q4 2021.
  • David Shaw opened 1,032 new positions and closed 616 in Q4 2021.
  • David Shaw's portfolio value rose 8.8% quarter-over-quarter to $121B.

Based on D.E. Shaw & Co's 13F filing for Q4 2021, filed 14 Feb 2022.