David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Netflix
NFLX
|
+$408M |
| 2 |
Medtronic
MDT
|
+$271M |
| 3 |
NXP Semiconductors
NXPI
|
+$270M |
| 4 |
Gilead Sciences
GILD
|
+$253M |
| 5 |
Hewlett Packard
HPE
|
+$211M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$424M |
| 2 |
CVS Health
CVS
|
+$391M |
| 3 |
LNKD
LinkedIn Corporation
LNKD
|
+$323M |
| 4 |
Wells Fargo
WFC
|
+$280M |
| 5 |
VMW
VMware, Inc
VMW
|
+$264M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.19% |
| 2 | Healthcare | 10.41% |
| 3 | Financials | 9.12% |
| 4 | Communication Services | 8.45% |
| 5 | Consumer Discretionary | 8.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
Resources Connection
RGP
$148M
| $925K | ﹤0.01% |
48,038
-97,401
| -67% | -$1.56M |
|
2477
Lumentum
LITE
$77B
| $924K | ﹤0.01% |
23,915
-24,563
| -51% | -$977K |
|
2478
Renasant Corp
RNST
$3.77B
| $923K | ﹤0.01% |
21,873
+8,063
| +58% | +$306K |
|
2479
DTE Energy
DTE
$28.3B
| $920K | ﹤0.01% |
10,969
-141,342
| -93% | -$11.4M |
|
2480
RBC Bearings
RBC
$15.7B
| $919K | ﹤0.01% |
9,900
+483
| +5% | +$38.9K |
|
2481
ESCO Technologies
ESE
$7.18B
| $918K | ﹤0.01% |
16,206
+651
| +4% | +$33.3K |
|
|
IMGN
2482
DELISTED
Immunogen Inc
IMGN
| $917K | ﹤0.01% |
449,256
+402,839
| +868% | +$809K |
|
2483
Acadia Realty Trust
AKR
$2.92B
| $915K | ﹤0.01% |
+27,990
| New | +$935K |
|
|
HCOM
2484
DELISTED
Hawaiian Telcom Holdco, Inc
HCOM
| $915K | ﹤0.01% |
36,936
+1,649
| +5% | +$37.5K |
|
|
SPA
2485
DELISTED
Sparton
SPA
| $914K | ﹤0.01% |
38,318
-20,424
| -35% | -$495K |
|
2486
Urban Edge Properties
UE
$2.71B
| $913K | ﹤0.01% |
+33,202
| New | +$881K |
|
|
ECYT
2487
DELISTED
Endocyte, Inc. Common Stock
ECYT
| $912K | ﹤0.01% |
357,548
+25,957
| +8% | +$74.5K |
|
2488
CALL
Ovintiv
OVV
$18B
| $911K | ﹤0.01% |
+15,520
| New | +$884K |
|
|
FITB
2489
Fifth Third Bancorp
FITB
$49.8B
| $910K | ﹤0.01% |
33,752
-29,442
| -47% | -$706K |
|
|
BKCC
2490
DELISTED
BlackRock Capital Investment Corporation
BKCC
| $910K | ﹤0.01% |
130,838
+66,042
| +102% | +$496K |
|
2491
CALL
Copa Holdings
CPA
$5.91B
| $908K | ﹤0.01% |
10,000
| – | – |
|
2492
Harmonic Inc
HLIT
$1.31B
| $908K | ﹤0.01% |
181,587
-120,905
| -40% | -$621K |
|
2493
Radware
RDWR
$1.16B
| $907K | ﹤0.01% |
62,176
-24,040
| -28% | -$319K |
|
2494
Generac Holdings
GNRC
$12B
| $906K | ﹤0.01% |
22,242
-84,886
| -79% | -$3.36M |
|
2495
Atlassian
TEAM
$42.7B
| $904K | ﹤0.01% |
37,558
+28,258
| +304% | +$764K |
|
|
COBZ
2496
DELISTED
CoBiz Financial,Inc
COBZ
| $901K | ﹤0.01% |
53,318
+12,880
| +32% | +$188K |
|
2497
CALL
Assured Guaranty
AGO
$3.29B
| $899K | ﹤0.01% |
+23,800
| New | +$800K |
|
2498
Delta Air Lines
DAL
$54.3B
| $897K | ﹤0.01% |
18,241
-691,355
| -97% | -$31.5M |
|
|
BBRG
2499
DELISTED
Bravo Brio Restaurant Group Inc.
BBRG
| $895K | ﹤0.01% |
235,355
+27,295
| +13% | +$116K |
|
|
RDUS
2500
DELISTED
Radius Health, Inc.
RDUS
| $893K | ﹤0.01% |
23,473
-502
| -2% | -$23.9K |
|
Similar funds
David Shaw's Q4 2016 Portfolio in Review
As of Q4 2016, David Shaw held 3,804 positions worth $58.9B, up 3.9% from $56.7B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
David Shaw's Q4 2016 filing shows 462 new, 1,382 increased, 1,255 reduced and 397 closed positions. Its largest new stake was Deere & Co: 1,429,259 shares worth $147M. The largest sale was Amazon, an estimated $424M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Financials.
- David Shaw's largest Q4 2016 buy was Deere & Co: 1,429,259 shares worth $147M.
- David Shaw added most to Netflix in Q4 2016, an estimated $408M increase.
- David Shaw's biggest Q4 2016 reduction was Amazon, cutting an estimated $424M.
- David Shaw fully exited LinkedIn Corporation in Q4 2016, selling an estimated $323M.
- David Shaw's ten largest holdings make up 8.8% of its $58.9B portfolio in Q4 2016.
- David Shaw opened 462 new positions and closed 397 in Q4 2016.
- David Shaw's portfolio value rose 3.9% quarter-over-quarter to $58.9B.
Based on D.E. Shaw & Co's 13F filing for Q4 2016, filed 14 Feb 2017.