David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 43.88% |
| 2 | Financials | 7.49% |
| 3 | Technology | 7.17% |
| 4 | Consumer Discretionary | 7.02% |
| 5 | Healthcare | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2476
PUT
Fidelity National Information Services
FIS
$20.9B
| $2.08M | ﹤0.01% |
38,800
-10,000
| -20% | -$493K |
|
2477
PUT
Genuine Parts
GPC
$18.8B
| $2.08M | ﹤0.01% |
25,000
-78,000
| -76% | -$6.31M |
|
|
SGEN
2478
DELISTED
Seagen Inc. Common Stock
SGEN
| $2.08M | ﹤0.01% |
52,137
-174,679
| -77% | -$7.13M |
|
2479
Ameris Bancorp
ABCB
$5.73B
| $2.07M | ﹤0.01% |
98,126
+66,064
| +206% | +$1.27M |
|
|
CIE
2480
CALL
DELISTED
Cobalt International Energy, Inc
CIE
| $2.07M | ﹤0.01% |
+8,387
| New | +$2.62M |
|
2481
PUT
AutoNation
AN
$6.57B
| $2.07M | ﹤0.01% |
41,600
-20,000
| -32% | -$990K |
|
|
TCF
2482
DELISTED
TCF Financial Corporation
TCF
| $2.07M | ﹤0.01% |
127,145
+103,847
| +446% | +$1.61M |
|
|
RYL
2483
DELISTED
RYLAND GROUP INC
RYL
| $2.06M | ﹤0.01% |
47,558
+10,197
| +27% | +$405K |
|
2484
REX American Resources
REX
$1.35B
| $2.06M | ﹤0.01% |
276,708
+12,618
| +5% | +$72.1K |
|
2485
Gran Tierra Energy
GTE
$358M
| $2.05M | ﹤0.01% |
28,118
-63,683
| -69% | -$4.66M |
|
|
PRFT
2486
DELISTED
Perficient Inc
PRFT
| $2.05M | ﹤0.01% |
87,614
+13,586
| +18% | +$278K |
|
|
PL
2487
PUT
DELISTED
PROTECTIVE LIFE CORP
PL
| $2.05M | ﹤0.01% |
+40,500
| New | +$1.91M |
|
2488
Mohawk Industries
MHK
$8.79B
| $2.05M | ﹤0.01% |
13,772
+3,388
| +33% | +$463K |
|
2489
CALL
Jones Lang LaSalle
JLL
$17.4B
| $2.05M | ﹤0.01% |
20,000
| – | – |
|
|
ANDV
2490
CALL
DELISTED
Andeavor
ANDV
| $2.05M | ﹤0.01% |
35,000
| – | – |
|
2491
CALL
Teck Resources
TECK
$34.6B
| $2.05M | ﹤0.01% |
78,700
-500
| -0.6% | -$12.9K |
|
|
CWEI
2492
DELISTED
Clayton Williams Energy, Inc.
CWEI
| $2.05M | ﹤0.01% |
24,970
+14,288
| +134% | +$1.06M |
|
|
JIVE
2493
DELISTED
Jive Software, Inc.
JIVE
| $2.04M | ﹤0.01% |
181,422
-88,243
| -33% | -$995K |
|
2494
MBIA
MBI
$245M
| $2.04M | ﹤0.01% |
170,678
-812,996
| -83% | -$9.37M |
|
2495
Viatris
VTRS
$19.4B
| $2.04M | ﹤0.01% |
46,969
-431,878
| -90% | -$17.8M |
|
|
SJR
2496
DELISTED
Shaw Communications Inc.
SJR
| $2.04M | ﹤0.01% |
83,740
+51,500
| +160% | +$1.22M |
|
|
DCH
2497
PUT
Dauch Corp
DCH
$1.5B
| $2.04M | ﹤0.01% |
99,600
| – | – |
|
2498
CALL
Universal Insurance Holdings
UVE
$1.21B
| $2.04M | ﹤0.01% |
+140,700
| New | +$1.35M |
|
|
PRE
2499
CALL
DELISTED
PARTNERRE LTD
PRE
| $2.04M | ﹤0.01% |
19,300
-10,500
| -35% | -$1.03M |
|
|
ERF
2500
DELISTED
Enerplus Corporation
ERF
| $2.03M | ﹤0.01% |
112,635
-136,600
| -55% | -$2.39M |
|
Similar funds
David Shaw's Q4 2013 Portfolio in Review
As of Q4 2013, David Shaw held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
David Shaw's Q4 2013 filing shows 721 new, 1,786 increased, 1,518 reduced and 549 closed positions. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M. The largest sale was DELL INC, an estimated $558M.
By sector, the portfolio is most concentrated in Miscellaneous at 44% of assets, down from 46% a quarter earlier, followed by Financials and Technology.
- David Shaw's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- David Shaw added most to Bank of America in Q4 2013, an estimated $327M increase.
- David Shaw's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- David Shaw fully exited DELL INC in Q4 2013, selling an estimated $558M.
- David Shaw's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- David Shaw opened 721 new positions and closed 549 in Q4 2013.
- David Shaw's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.