David Shaw D.E. Shaw & Co
David Shaw founded D. E. Shaw & Co., a pioneering quantitative investment firm that helped define systematic trading at scale. With a background in computer science, Shaw built teams that applied advanced computation to markets across equities, derivatives, and other assets. The firm remains one of the most important quant platforms in global finance, even as Shaw’s own public role has shifted over time.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$528M |
| 2 |
TFCF
Twenty-First Century Fox, Inc. Class B
TFCF
|
+$447M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$242M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$233M |
| 5 |
Meta Platforms (Facebook)
META
|
+$209M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$751M |
| 2 |
Pfizer
PFE
|
+$320M |
| 3 |
BMC
BMC SOFTWARE, INC
BMC
|
+$264M |
| 4 |
Visa
V
|
+$201M |
| 5 |
McDonald's
MCD
|
+$161M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.42% |
| 2 | Consumer Discretionary | 7% |
| 3 | Financials | 6.95% |
| 4 | Healthcare | 6.82% |
| 5 | Communication Services | 6.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
LSI
226
DELISTED
LSI CORPORATION
LSI
| $57M | 0.09% |
7,293,467
-511,009
| -7% | -$3.91M |
|
227
CALL
Citigroup
C
$221B
| $56.4M | 0.09% |
1,162,800
+81,900
| +8% | +$4.14M |
|
|
228
CALL
Meta Platforms (Facebook)
META
$1.4T
| $56.2M | 0.09% |
1,118,800
+139,200
| +14% | +$5.18M |
|
229
Comcast
CMCSA
$95.3B
| $56.1M | 0.09% |
2,486,768
-3,519,526
| -59% | -$76.6M |
|
|
MDVN
230
DELISTED
MEDIVATION, INC.
MDVN
| $56.1M | 0.09% |
1,872,044
+395,720
| +27% | +$11.3M |
|
231
Mastercard
MA
$509B
| $55.9M | 0.09% |
830,520
+110,030
| +15% | +$6.91M |
|
232
Amgen
AMGN
$238B
| $55.7M | 0.09% |
497,899
-875,710
| -64% | -$95M |
|
233
Ralph Lauren
RL
$22.2B
| $55.6M | 0.09% |
337,612
+81,831
| +32% | +$14.2M |
|
|
SVU
234
DELISTED
SUPERVALU Inc.
SVU
| $54.5M | 0.09% |
945,433
+450,316
| +91% | +$23.7M |
|
235
PUT
SLB Ltd
SLB
$79.9B
| $54.3M | 0.09% |
614,800
+373,400
| +155% | +$30.7M |
|
|
CPWR
236
DELISTED
COMPUWARE CORP
CPWR
| $54.3M | 0.09% |
5,047,535
+3,411,064
| +208% | +$35.9M |
|
|
BEAV
237
DELISTED
B/E Aerospace Inc
BEAV
| $54.3M | 0.09% |
1,015,666
-27,798
| -3% | -$1.41M |
|
238
CALL
Goldman Sachs
GS
$303B
| $54.2M | 0.09% |
342,800
+30,200
| +10% | +$4.86M |
|
|
239
CALL
SLB Ltd
SLB
$79.9B
| $53.9M | 0.09% |
610,200
+281,700
| +86% | +$23.1M |
|
240
Regency Centers
REG
$13.9B
| $53.8M | 0.09% |
1,113,046
-447,924
| -29% | -$22.6M |
|
241
PUT
Kimberly-Clark
KMB
$36.4B
| $53.3M | 0.09% |
590,129
-5,215
| -0.9% | -$483K |
|
242
PUT
Chipotle Mexican Grill
CMG
$46.7B
| $53.2M | 0.08% |
6,210,000
+850,000
| +16% | +$6.87M |
|
243
CALL
Sherwin-Williams
SHW
$84.1B
| $53.2M | 0.08% |
876,300
-158,400
| -15% | -$9.31M |
|
|
TW
244
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
| $53.2M | 0.08% |
497,487
-159,270
| -24% | -$14M |
|
245
Huntington Ingalls Industries
HII
$11.8B
| $53M | 0.08% |
786,301
-46,192
| -6% | -$2.95M |
|
246
Nucor
NUE
$55.3B
| $52.9M | 0.08% |
1,079,448
+279,448
| +35% | +$13.1M |
|
247
Williams Companies
WMB
$86.2B
| $52.9M | 0.08% |
1,455,281
-480,104
| -25% | -$16.8M |
|
248
Eversource Energy
ES
$26.4B
| $52.5M | 0.08% |
1,273,401
-473,040
| -27% | -$20M |
|
249
Prologis
PLD
$135B
| $52.3M | 0.08% |
1,391,141
-684,202
| -33% | -$25.8M |
|
250
PUT
Home Depot
HD
$335B
| $52.1M | 0.08% |
687,500
+9,300
| +1% | +$718K |
|
Similar funds
David Shaw's Q3 2013 Portfolio in Review
As of Q3 2013, David Shaw held 4,679 positions worth $62.7B, up 18% from $53.2B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
David Shaw deployed $4.08B of net new capital in Q3 2013, opening 738 new positions and adding to 1,785 existing holdings. Its largest new stake was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 9.9% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was Apple, an estimated $751M trimmed.
- David Shaw's largest Q3 2013 buy was Twenty-First Century Fox, Inc. Class B: 14,172,864 shares worth $473M.
- David Shaw added most to DELL INC in Q3 2013, an estimated $528M increase.
- David Shaw's biggest Q3 2013 reduction was Apple, cutting an estimated $751M.
- David Shaw fully exited BMC SOFTWARE, INC in Q3 2013, selling an estimated $264M.
- David Shaw's ten largest holdings make up 14% of its $62.7B portfolio in Q3 2013.
- David Shaw opened 738 new positions and closed 426 in Q3 2013.
- David Shaw's portfolio value rose 18% quarter-over-quarter to $62.7B.
Based on D.E. Shaw & Co's 13F filing for Q3 2013, filed 14 Nov 2013.