David Shaw’s Roundhill Generative AI & Technology ETF CHAT Stock Holding History

David Shaw’s Portfolio CHAT Stock Details CHAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-3,667	Closed	-$226K	–	4632
2025 Q3	$226K	Buy	+3,667	New	+$197K	﹤0.01%	4234
2024 Q3	–	Sell	-6,354	Closed	-$237K	–	4573
2024 Q2	$237K	Buy	+6,354	New	+$223K	﹤0.01%	4009

Other funds holding CHAT

MCM

Mainstay Capital Management Grand Blanc, Michigan $1.35B AUM 46.51% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7.25B AUM 20.71% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.91% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.31B AUM 20.77% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Simplex Trading Chicago, Illinois $171B AUM 85% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

NWM

NRI Wealth Management Santa Clara, California $196M AUM 32.41% 1-Year Est. Return

David Shaw's CHAT Position: Q4 2025 in Review

David Shaw sold out of Roundhill Generative AI & Technology ETF (CHAT) in Q4 2025, closing a stake of 3,667 shares — an estimated $226K sold.

David Shaw first reported a position in CHAT in Q2 2024 and held it in 2 quarters. The position peaked at $237K in Q2 2024. 139 funds tracked by Wall St. Rank hold CHAT as of Q4 2025.

David Shaw reported no remaining Roundhill Generative AI & Technology ETF position as of Q4 2025 after selling out during the quarter.
David Shaw sold 3,667 Roundhill Generative AI & Technology ETF shares in Q4 2025, an estimated $226K.
David Shaw first reported a position in Roundhill Generative AI & Technology ETF in Q2 2024 and held it in 2 quarters.
David Shaw's Roundhill Generative AI & Technology ETF position peaked at $237K in Q2 2024.
139 funds tracked by Wall St. Rank held Roundhill Generative AI & Technology ETF as of Q4 2025.

Based on D.E. Shaw & Co's 13F filing for Q4 2025, filed 17 Feb 2026.