We are live on ! Find out more
DWM

Dakota Wealth Management Portfolio holdings

AUM $4.62B
1-Year Est. Return 33.09%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
+33.09%
3 Year Est. Return
+92.99%
5 Year Est. Return
+117.08%
10 Year Est. Return
+301.54%
AUM
$155M
AUM Growth
+$927K
Cap. Flow
+$583K
Cap. Flow %
0.38%
Top 10 Hldgs %
58.09%
Holding
54
New
1
Increased
13
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.29M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.07M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.89M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$600K
5
AMLP icon
Alerian MLP ETF
AMLP
+$591K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.63M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.59M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$545K
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$452K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$357K

Sector Composition

Rank Sector Weight
1 Energy 0.58%
2 Technology 0.49%
3 Communication Services 0.46%
4 Financials 0.29%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
1
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.6B
$16.1M 10.36%
53,194
-1,562
-3% -$452K
EFA icon
2
iShares MSCI EAFE ETF
EFA
$78B
$11.6M 7.49%
200,979
-366
-0.2% -$21.1K
AMLP icon
3
Alerian MLP ETF
AMLP
$13B
$9.48M 6.12%
150,515
+9,566
+7% +$591K
BKLN icon
4
Invesco Senior Loan ETF
BKLN
$6.97B
$8.52M 5.5%
364,513
+89,411
+33% +$2.07M
VYM icon
5
Vanguard High Dividend Yield ETF
VYM
$80.9B
$8.18M 5.28%
107,951
+657
+0.6% +$48.2K
SJNK icon
6
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$7.72M 4.98%
278,917
+68,521
+33% +$1.89M
PFF icon
7
iShares Preferred and Income Securities ETF
PFF
$13.3B
$7.5M 4.84%
201,445
-679
-0.3% -$25.8K
IWM icon
8
iShares Russell 2000 ETF
IWM
$79.8B
$7.48M 4.83%
55,494
-2,722
-5% -$348K
RWO icon
9
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$6.79M 4.38%
144,954
-1,662
-1% -$77.2K
VCSH icon
10
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$6.69M 4.32%
84,303
+41,223
+96% +$3.29M
IWF icon
11
iShares Russell 1000 Growth ETF
IWF
$121B
$6.52M 4.21%
248,760
-1,908
-0.8% -$49.5K
EEM icon
12
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$6.04M 3.9%
172,562
-1,792
-1% -$64.6K
IWB icon
13
iShares Russell 1000 ETF
IWB
$48.2B
$4.59M 2.96%
36,856
-2,932
-7% -$357K
LQD icon
14
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$4.38M 2.83%
37,397
-21,767
-37% -$2.59M
ICF icon
15
iShares Select U.S. REIT ETF
ICF
$2.09B
$4.18M 2.7%
83,844
-1,544
-2% -$75.8K
IWO icon
16
iShares Russell 2000 Growth ETF
IWO
$14.3B
$3.93M 2.54%
25,522
-267
-1% -$39.9K
HYG icon
17
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$3.83M 2.47%
44,271
-30,519
-41% -$2.63M
XLK icon
18
State Street Technology Select Sector SPDR ETF
XLK
$115B
$3.38M 2.18%
139,888
-11,574
-8% -$276K
SPY icon
19
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$3.29M 2.12%
14,696
-839
-5% -$183K
RSP icon
20
Invesco S&P 500 Equal Weight ETF
RSP
$97B
$2.22M 1.43%
25,653
-867
-3% -$73.2K
IGSB icon
21
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$2.06M 1.33%
39,336
+1,694
+5% +$89.1K
FLOT icon
22
iShares Floating Rate Bond ETF
FLOT
$10.2B
$1.86M 1.2%
36,709
+11,831
+48% +$600K
VCIT icon
23
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$1.57M 1.01%
18,298
-6,263
-25% -$545K
IWR icon
24
iShares Russell Mid-Cap ETF
IWR
$56B
$1.55M 1%
34,572
-1,332
-4% -$58.3K
DES icon
25
WisdomTree US SmallCap Dividend Fund
DES
$2.18B
$1.51M 0.97%
54,636
-2,637
-5% -$68.1K
1
2 3

Similar funds

ANTB
AMG National Trust Bank Greenwood Village, Colorado $4.61B AUM 19.2% 1-Year Est. Return
VCM
Voleon Capital Management Berkeley, California $4.64B AUM 38.78% 1-Year Est. Return
ACM
Abrams Capital Management Boston, Massachusetts $4.64B AUM 1.52% 1-Year Est. Return
AG
AlTi Global New York $4.6B AUM 22.54% 1-Year Est. Return
SCM
Smead Capital Management Phoenix, Arizona $4.6B AUM 27.56% 1-Year Est. Return
ASC
Atalanta Sosnoff Capital New York $4.66B AUM 41.34% 1-Year Est. Return
CWG
C WorldWide Group Copenhagen, Denmark $4.66B AUM 11.67% 1-Year Est. Return
LNWTC
Laird Norton Wetherby Trust Company Seattle, Washington $4.58B AUM 30.77% 1-Year Est. Return

Dakota Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, Dakota Wealth Management held 54 positions worth $155M, up 0.6% from $154M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Dakota Wealth Management's Q4 2016 filing shows 1 new, 13 increased, 31 reduced and 2 closed positions. Its largest new stake was Procter & Gamble: 3,500 shares worth $294K. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $2.63M.

By sector, the portfolio is most concentrated in Energy at 0.58% of assets, up from 0.55% a quarter earlier, followed by Technology and Communication Services.

  • Dakota Wealth Management's largest Q4 2016 buy was Procter & Gamble: 3,500 shares worth $294K.
  • Dakota Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2016, an estimated $3.29M increase.
  • Dakota Wealth Management's biggest Q4 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $2.63M.
  • Dakota Wealth Management fully exited Pfizer in Q4 2016, selling an estimated $207K.
  • Dakota Wealth Management's ten largest holdings make up 58% of its $155M portfolio in Q4 2016.
  • Dakota Wealth Management opened 1 new position and closed 2 in Q4 2016.
  • Dakota Wealth Management's portfolio value rose 0.6% quarter-over-quarter to $155M.

Based on Dakota Wealth Management's 13F filing for Q4 2016, filed 9 Jan 2017.