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DWM

Dakota Wealth Management Portfolio holdings

AUM $5.24B
1-Year Est. Return 38.12%
This Fund
S&P 500
This Quarter Est. Return
+8.86%
1 Year Est. Return
+38.12%
3 Year Est. Return
+112.32%
5 Year Est. Return
+137.18%
10 Year Est. Return
+359.81%
AUM
$635M
AUM Growth
+$50.1M
Cap. Flow
+$5.99M
Cap. Flow %
0.94%
Top 10 Hldgs %
26.59%
Holding
312
New
35
Increased
81
Reduced
138
Closed
20

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$9.51M
2
LUV icon
Southwest Airlines
LUV
+$4.54M
3
ULTA icon
Ulta Beauty
ULTA
+$4.49M
4
SBUX icon
Starbucks
SBUX
+$4.46M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$3.87M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$6.57M
2
ABBV icon
AbbVie
ABBV
+$3.6M
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$2.63M
4
LULU icon
lululemon athletica
LULU
+$2.55M
5
MRK icon
Merck
MRK
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 10.19%
2 Healthcare 7.69%
3 Consumer Discretionary 7.61%
4 Communication Services 6.87%
5 Financials 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
201
ExxonMobil
XOM
$631B
$401K 0.06%
11,670
-1,108
-9% -$45.3K
AXON
202
Axon Enterprise
AXON
$45.8B
$399K 0.06%
4,403
+540
+14% +$47K
KHC icon
203
Kraft Heinz
KHC
$30B
$398K 0.06%
13,300
-42,750
-76% -$1.42M
LMT icon
204
Lockheed Martin
LMT
$136B
$393K 0.06%
1,025
+178
+21% +$67.9K
TT icon
205
Trane Technologies
TT
$106B
$393K 0.06%
3,240
– –
IESC icon
206
IES Holdings
IESC
$15.5B
$386K 0.06%
12,163
– –
FAM
207
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$374K 0.06%
39,068
– –
GLD icon
208
PUT
SPDR Gold Trust
GLD
$141B
$372K 0.06%
+2,100
New +$377K
VEA icon
209
Vanguard FTSE Developed Markets ETF
VEA
$236B
$364K 0.06%
8,892
-77
-0.9% -$3.16K
RQI icon
210
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$358K 0.06%
32,250
-300
-0.9% -$3.32K
KKR icon
211
KKR & Co
KKR
$92.8B
$353K 0.06%
10,283
-584
-5% -$20.4K
CXH
212
DELISTED
MFS Investment Grade Municipal Trust
CXH
$351K 0.06%
37,347
-2,487
-6% -$24K
FFAI
213
Faraday Future Intelligent Electric
FFAI
$10.5M
– –
0
– –
VGM icon
214
Invesco Trust Investment Grade Municipals
VGM
$565M
$345K 0.05%
27,800
-4,000
-13% -$50.4K
SPSB icon
215
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.7B
$337K 0.05%
10,749
-3,886
-27% -$122K
BND icon
216
Vanguard Total Bond Market
BND
$158B
$334K 0.05%
+3,779
New +$335K
BFY
217
DELISTED
BlackRock New York Municipal Income Trust II
BFY
$333K 0.05%
24,500
– –
IEFA icon
218
iShares Core MSCI EAFE ETF
IEFA
$196B
$329K 0.05%
5,462
-1,201
-18% -$72.4K
MFL
219
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$324K 0.05%
24,100
-6,956
-22% -$93.9K
GDV icon
220
Gabelli Dividend & Income Trust
GDV
$2.66B
$321K 0.05%
17,465
+250
+1% +$4.65K
IHF icon
221
iShares US Healthcare Providers ETF
IHF
$1.27B
$320K 0.05%
7,930
– –
GF
222
New Germany Fund
GF
$188M
$318K 0.05%
18,843
-2,084
-10% -$34.8K
ETY icon
223
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$316K 0.05%
29,020
– –
VHT icon
224
Vanguard Health Care ETF
VHT
$18.5B
$316K 0.05%
1,549
+4
+0.3% +$810
ENX
225
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$315K 0.05%
26,734
-2,366
-8% -$28.4K
7 8
9
10 11

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SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
AUB
Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return

Dakota Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Dakota Wealth Management held 312 positions worth $635M, up 8.6% from $584M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Dakota Wealth Management's Q3 2020 filing shows 35 new, 81 increased, 138 reduced and 20 closed positions. Its largest new stake was Ulta Beauty: 20,880 shares worth $4.68M. The largest sale was UnitedHealth, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Dakota Wealth Management's largest Q3 2020 buy was Ulta Beauty: 20,880 shares worth $4.68M.
  • Dakota Wealth Management added most to Charter Communications in Q3 2020, an estimated $9.51M increase.
  • Dakota Wealth Management's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $6.57M.
  • Dakota Wealth Management fully exited Intercontinental Exchange in Q3 2020, selling an estimated $2.08M.
  • Dakota Wealth Management's ten largest holdings make up 27% of its $635M portfolio in Q3 2020.
  • Dakota Wealth Management opened 35 new positions and closed 20 in Q3 2020.
  • Dakota Wealth Management's portfolio value rose 8.6% quarter-over-quarter to $635M.

Based on Dakota Wealth Management's 13F filing for Q3 2020, filed 4 Nov 2020.