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DWM

Dakota Wealth Management Portfolio holdings

AUM $4.62B
1-Year Est. Return 33.09%
This Fund
S&P 500
This Quarter Est. Return
+0.49%
1 Year Est. Return
+33.09%
3 Year Est. Return
+92.99%
5 Year Est. Return
+117.08%
10 Year Est. Return
+301.54%
AUM
$155M
AUM Growth
+$927K
Cap. Flow
+$583K
Cap. Flow %
0.38%
Top 10 Hldgs %
58.09%
Holding
54
New
1
Increased
13
Reduced
31
Closed
2

Top Buys

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.29M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$2.07M
3
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.89M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$600K
5
AMLP icon
Alerian MLP ETF
AMLP
+$591K

Top Sells

Rank Stock Value
1
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.63M
2
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$2.59M
3
VCIT icon
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
+$545K
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$452K
5
IWB icon
iShares Russell 1000 ETF
IWB
+$357K

Sector Composition

Rank Sector Weight
1 Energy 0.58%
2 Technology 0.49%
3 Communication Services 0.46%
4 Financials 0.29%
5 Consumer Staples 0.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBD icon
51
Invesco Global Clean Energy ETF
PBD
$182M
$132K 0.09%
12,700
– –
SRC
52
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$114K 0.07%
2,342
-334
-12% -$17K
CL icon
53
Colgate-Palmolive
CL
$73.1B
– –
-2,719
Closed -$202K
PFE icon
54
Pfizer
PFE
$143B
– –
-6,447
Closed -$207K
1 2
3

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AG
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Dakota Wealth Management's Q4 2016 Portfolio in Review

As of Q4 2016, Dakota Wealth Management held 54 positions worth $155M, up 0.6% from $154M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Dakota Wealth Management's Q4 2016 filing shows 1 new, 13 increased, 31 reduced and 2 closed positions. Its largest new stake was Procter & Gamble: 3,500 shares worth $294K. The largest sale was iShares iBoxx $ High Yield Corporate Bond ETF, an estimated $2.63M.

By sector, the portfolio is most concentrated in Energy at 0.58% of assets, up from 0.55% a quarter earlier, followed by Technology and Communication Services.

  • Dakota Wealth Management's largest Q4 2016 buy was Procter & Gamble: 3,500 shares worth $294K.
  • Dakota Wealth Management added most to Vanguard Short-Term Corporate Bond ETF in Q4 2016, an estimated $3.29M increase.
  • Dakota Wealth Management's biggest Q4 2016 reduction was iShares iBoxx $ High Yield Corporate Bond ETF, cutting an estimated $2.63M.
  • Dakota Wealth Management fully exited Pfizer in Q4 2016, selling an estimated $207K.
  • Dakota Wealth Management's ten largest holdings make up 58% of its $155M portfolio in Q4 2016.
  • Dakota Wealth Management opened 1 new position and closed 2 in Q4 2016.
  • Dakota Wealth Management's portfolio value rose 0.6% quarter-over-quarter to $155M.

Based on Dakota Wealth Management's 13F filing for Q4 2016, filed 9 Jan 2017.