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DWM

Dakota Wealth Management Portfolio holdings

AUM $4.62B
1-Year Est. Return 33.09%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+33.09%
3 Year Est. Return
+92.99%
5 Year Est. Return
+117.08%
10 Year Est. Return
+301.54%
AUM
$624M
AUM Growth
+$42.8M
Cap. Flow
+$14.8M
Cap. Flow %
2.37%
Top 10 Hldgs %
25.3%
Holding
324
New
17
Increased
118
Reduced
122
Closed
19

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$3.53M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.89M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
SBUX icon
Starbucks
SBUX
+$1.78M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.22M
2
HDV
iShares Core High Dividend ETF
HDV
+$2M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$1.42M
4
EPR icon
EPR Properties
EPR
+$1.32M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$911K

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Consumer Discretionary 6.95%
3 Financials 6.02%
4 Healthcare 5.59%
5 Real Estate 5.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DM
301
DELISTED
Desktop Metal, Inc.
DM
$112K 0.02%
1,125
– –
DMF
302
DELISTED
BNY Mellon Municipal Income
DMF
$107K 0.02%
12,000
-12,200
-50% -$109K
BGY icon
303
BlackRock Enhanced International Dividend Trust
BGY
$527M
$96K 0.02%
16,225
– –
DS
304
DELISTED
Drive Shack Inc.
DS
$73K 0.01%
20,000
– –
JCP
305
DELISTED
J.C. Penney Company, Inc.
JCP
$25K ﹤0.01%
22,500
– –
ADX icon
306
Adams Diversified Equity Fund
ADX
$3.19B
– –
-20,357
Closed -$322K
ALLY icon
307
Ally Financial
ALLY
$13.7B
– –
-6,902
Closed -$229K
ALTG icon
308
Alta Equipment Group
ALTG
$240M
– –
-33,033
Closed -$327K
BTZ icon
309
BlackRock Credit Allocation Income Trust
BTZ
$936M
– –
-55,225
Closed -$752K
CL icon
310
Colgate-Palmolive
CL
$73.6B
– –
-2,757
Closed -$203K
COST icon
311
Costco
COST
$420B
– –
-1,975
Closed -$569K
FIDU icon
312
Fidelity MSCI Industrials Index ETF
FIDU
$2.4B
– –
-5,403
Closed -$215K
GBIL icon
313
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.57B
– –
-1,990
Closed -$200K
GDYN icon
314
Grid Dynamics Holdings
GDYN
$579M
– –
-25,825
Closed -$259K
KR icon
315
Kroger
KR
$35.5B
– –
-11,666
Closed -$301K
SEGG
316
Sports Entertainment Gaming Global Corp
SEGG
$9.58M
– –
-11
Closed -$162K
MQY icon
317
BlackRock MuniYield Quality Fund
MQY
$812M
– –
-14,824
Closed -$223K
NAC icon
318
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
– –
-60,750
Closed -$911K
ROP icon
319
Roper Technologies
ROP
$38.6B
– –
-768
Closed -$274K
RSG icon
320
Republic Services
RSG
$64.3B
– –
-2,328
Closed -$201K
SHE icon
321
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$335M
– –
-3,731
Closed -$274K
VGM icon
322
Invesco Trust Investment Grade Municipals
VGM
$554M
– –
-17,175
Closed -$221K
ID
323
DELISTED
PARTS iD, Inc.
ID
– –
-24,650
Closed -$251K
LOR
324
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-12,265
Closed -$115K
9 10 11 12
13

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VCM
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ACM
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AG
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SCM
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ASC
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LNWTC
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MA
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Dakota Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Dakota Wealth Management held 324 positions worth $624M, up 7.4% from $581M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Dakota Wealth Management's Q4 2019 filing shows 17 new, 118 increased, 122 reduced and 19 closed positions. Its largest new stake was iShares S&P 500 Value ETF: 13,288 shares worth $1.73M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $2.22M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Dakota Wealth Management's largest Q4 2019 buy was iShares S&P 500 Value ETF: 13,288 shares worth $1.73M.
  • Dakota Wealth Management added most to AbbVie in Q4 2019, an estimated $3.53M increase.
  • Dakota Wealth Management's biggest Q4 2019 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $2.22M.
  • Dakota Wealth Management fully exited Nuveen California Quality Municipal Income Fund in Q4 2019, selling an estimated $911K.
  • Dakota Wealth Management's ten largest holdings make up 25% of its $624M portfolio in Q4 2019.
  • Dakota Wealth Management opened 17 new positions and closed 19 in Q4 2019.
  • Dakota Wealth Management's portfolio value rose 7.4% quarter-over-quarter to $624M.

Based on Dakota Wealth Management's 13F filing for Q4 2019, filed 6 Feb 2020.