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DWM

Dakota Wealth Management Portfolio holdings

AUM $5.24B
1-Year Est. Return 38.12%
This Fund
S&P 500
This Quarter Est. Return
+8.86%
1 Year Est. Return
+38.12%
3 Year Est. Return
+112.32%
5 Year Est. Return
+137.18%
10 Year Est. Return
+359.81%
AUM
$635M
AUM Growth
+$50.1M
Cap. Flow
+$5.99M
Cap. Flow %
0.94%
Top 10 Hldgs %
26.59%
Holding
312
New
35
Increased
81
Reduced
138
Closed
20

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$9.51M
2
LUV icon
Southwest Airlines
LUV
+$4.54M
3
ULTA icon
Ulta Beauty
ULTA
+$4.49M
4
SBUX icon
Starbucks
SBUX
+$4.46M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$3.87M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$6.57M
2
ABBV icon
AbbVie
ABBV
+$3.6M
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$2.63M
4
LULU icon
lululemon athletica
LULU
+$2.55M
5
MRK icon
Merck
MRK
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 10.19%
2 Healthcare 7.69%
3 Consumer Discretionary 7.61%
4 Communication Services 6.87%
5 Financials 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAV
276
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$187K 0.03%
+17,057
New +$188K
CGRO
277
DELISTED
Collective Growth Corporation Class A Common Stock
CGRO
$186K 0.03%
+18,900
New +$187K
HNW
278
DELISTED
Pioneer Diversified High Income Fund
HNW
$185K 0.03%
13,725
– –
VMAC
279
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$171K 0.03%
+17,400
New +$171K
GPM
280
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$166K 0.03%
30,410
+6,280
+26% +$34.7K
BGY icon
281
BlackRock Enhanced International Dividend Trust
BGY
$529M
$142K 0.02%
26,875
– –
ML
282
DELISTED
MoneyLion Inc.
ML
$140K 0.02%
+473
New +$139K
CEV
283
Eaton Vance California Municipal Income Trust
CEV
$73.6M
$138K 0.02%
10,373
-1,359
-12% -$18.3K
VKI icon
284
Invesco Advantage Municipal Income Trust II
VKI
$401M
$124K 0.02%
11,434
-12,573
-52% -$137K
BRKL
285
DELISTED
Brookline Bancorp
BRKL
$123K 0.02%
14,276
– –
BDJ icon
286
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$114K 0.02%
15,581
-923
-6% -$6.88K
ZEUS
287
DELISTED
Olympic Steel
ZEUS
$114K 0.02%
10,000
– –
GNRS
288
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$107K 0.02%
10,925
– –
FNB icon
289
FNB Corp
FNB
$6.75B
$102K 0.02%
15,047
– –
AOD
290
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$87K 0.01%
11,045
-1,740
-14% -$13.9K
HTY
291
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$81K 0.01%
15,833
-2,740
-15% -$14.5K
LUV icon
292
CALL
Southwest Airlines
LUV
$23B
$75K 0.01%
+2,000
New +$71.1K
AAPL icon
293
PUT
Apple
AAPL
$4.57T
– –
-3,200
Closed -$292K
ADP icon
294
Automatic Data Processing
ADP
$108B
– –
-2,254
Closed -$335K
ASG
295
Liberty All-Star Growth Fund
ASG
$341M
– –
-20,730
Closed -$130K
BNY
296
DELISTED
BlackRock New York Municipal Income Trust
BNY
– –
-13,300
Closed -$179K
CMI icon
297
Cummins
CMI
$88.7B
– –
-3,329
Closed -$577K
D icon
298
Dominion Energy
D
$59.3B
– –
-5,328
Closed -$433K
DIA icon
299
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-55
Closed -$14K
DIA icon
300
PUT
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-2,000
Closed -$516K
9 10 11
12
13

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SDIC
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DDC
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KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
AUB
Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return

Dakota Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Dakota Wealth Management held 312 positions worth $635M, up 8.6% from $584M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Dakota Wealth Management's Q3 2020 filing shows 35 new, 81 increased, 138 reduced and 20 closed positions. Its largest new stake was Ulta Beauty: 20,880 shares worth $4.68M. The largest sale was UnitedHealth, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Dakota Wealth Management's largest Q3 2020 buy was Ulta Beauty: 20,880 shares worth $4.68M.
  • Dakota Wealth Management added most to Charter Communications in Q3 2020, an estimated $9.51M increase.
  • Dakota Wealth Management's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $6.57M.
  • Dakota Wealth Management fully exited Intercontinental Exchange in Q3 2020, selling an estimated $2.08M.
  • Dakota Wealth Management's ten largest holdings make up 27% of its $635M portfolio in Q3 2020.
  • Dakota Wealth Management opened 35 new positions and closed 20 in Q3 2020.
  • Dakota Wealth Management's portfolio value rose 8.6% quarter-over-quarter to $635M.

Based on Dakota Wealth Management's 13F filing for Q3 2020, filed 4 Nov 2020.