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DWM

Dakota Wealth Management Portfolio holdings

AUM $5.24B
1-Year Est. Return 38.12%
This Fund
S&P 500
This Quarter Est. Return
+8.86%
1 Year Est. Return
+38.12%
3 Year Est. Return
+112.32%
5 Year Est. Return
+137.18%
10 Year Est. Return
+359.81%
AUM
$635M
AUM Growth
+$50.1M
Cap. Flow
+$5.99M
Cap. Flow %
0.94%
Top 10 Hldgs %
26.59%
Holding
312
New
35
Increased
81
Reduced
138
Closed
20

Top Buys

Rank Stock Value
1
CHTR icon
Charter Communications
CHTR
+$9.51M
2
LUV icon
Southwest Airlines
LUV
+$4.54M
3
ULTA icon
Ulta Beauty
ULTA
+$4.49M
4
SBUX icon
Starbucks
SBUX
+$4.46M
5
SHM icon
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
+$3.87M

Top Sells

Rank Stock Value
1
UNH icon
UnitedHealth
UNH
+$6.57M
2
ABBV icon
AbbVie
ABBV
+$3.6M
3
VRTX icon
Vertex Pharmaceuticals
VRTX
+$2.63M
4
LULU icon
lululemon athletica
LULU
+$2.55M
5
MRK icon
Merck
MRK
+$2.41M

Sector Composition

Rank Sector Weight
1 Technology 10.19%
2 Healthcare 7.69%
3 Consumer Discretionary 7.61%
4 Communication Services 6.87%
5 Financials 5.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALC icon
251
Alcon
ALC
$35B
$227K 0.04%
3,978
+48
+1% +$2.82K
PVI icon
252
Invesco Floating Rate Municipal Income ETF
PVI
$32.3M
$227K 0.04%
9,113
– –
ALGN icon
253
Align Technology
ALGN
$12.3B
$225K 0.04%
690
-165
-19% -$50.4K
TJX icon
254
TJX Companies
TJX
$178B
$222K 0.04%
+3,994
New +$215K
GPC icon
255
Genuine Parts
GPC
$18.7B
$220K 0.03%
+2,307
New +$215K
PZA icon
256
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$220K 0.03%
8,277
– –
BTZ icon
257
BlackRock Credit Allocation Income Trust
BTZ
$956M
$219K 0.03%
15,380
– –
BX icon
258
Blackstone
BX
$110B
$216K 0.03%
4,131
– –
PSX icon
259
Phillips 66
PSX
$81.4B
$216K 0.03%
4,170
-670
-14% -$40.9K
PTK
260
DELISTED
PTK Acquisition Corp.
PTK
$213K 0.03%
+21,800
New +$213K
LFLY
261
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$210K 0.03%
+1,063
New +$210K
CSPI icon
262
CSP Inc
CSPI
$82.1M
$209K 0.03%
48,500
– –
BFO
263
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$209K 0.03%
14,158
– –
FNV icon
264
Franco-Nevada
FNV
$46B
$206K 0.03%
+1,478
New +$220K
EXAS
265
DELISTED
Exact Sciences
EXAS
$204K 0.03%
+2,000
New +$173K
FTEC icon
266
Fidelity MSCI Information Technology Index ETF
FTEC
$21.3B
$204K 0.03%
+2,219
New +$197K
AFB
267
AllianceBernstein National Municipal Income Fund
AFB
$317M
$202K 0.03%
14,500
– –
DD icon
268
DuPont de Nemours
DD
$19.2B
$201K 0.03%
+2,884
New +$202K
ESS icon
269
PUT
Essex Property Trust
ESS
$18.5B
$201K 0.03%
+1,000
New +$218K
GS icon
270
Goldman Sachs
GS
$303B
$201K 0.03%
1,001
-14
-1% -$2.85K
GBIL icon
271
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.58B
$200K 0.03%
1,990
– –
RITM icon
272
Rithm Capital
RITM
$5.69B
$199K 0.03%
25,000
– –
MUC icon
273
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$195K 0.03%
13,925
-45,400
-77% -$656K
PVBC
274
DELISTED
Provident Bancorp
PVBC
$193K 0.03%
24,721
-2,021
-8% -$16K
JEQ
275
DELISTED
abrdn Japan Equity Fund
JEQ
$188K 0.03%
22,755
– –
9 10
11
12 13

Similar funds

SDIC
South Dakota Investment Council Sioux Falls, South Dakota $5.24B AUM 22.1% 1-Year Est. Return
DDC
DF Dent & Co Baltimore, Maryland $5.22B AUM 2.07% 1-Year Est. Return
KACA
Kayne Anderson Capital Advisors Los Angeles, California $5.22B AUM 17.11% 1-Year Est. Return
FMWA
Forvis Mazars Wealth Advisors Springfield, Missouri $5.27B AUM 18.06% 1-Year Est. Return
AUB
Atlantic Union Bankshares Glen Allen, Virginia $5.21B AUM 19.46% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
WL
WIT LLC District Of Columbia, District of Columbia $5.3B AUM 20.46% 1-Year Est. Return

Dakota Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, Dakota Wealth Management held 312 positions worth $635M, up 8.6% from $584M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Dakota Wealth Management's Q3 2020 filing shows 35 new, 81 increased, 138 reduced and 20 closed positions. Its largest new stake was Ulta Beauty: 20,880 shares worth $4.68M. The largest sale was UnitedHealth, an estimated $6.57M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Dakota Wealth Management's largest Q3 2020 buy was Ulta Beauty: 20,880 shares worth $4.68M.
  • Dakota Wealth Management added most to Charter Communications in Q3 2020, an estimated $9.51M increase.
  • Dakota Wealth Management's biggest Q3 2020 reduction was UnitedHealth, cutting an estimated $6.57M.
  • Dakota Wealth Management fully exited Intercontinental Exchange in Q3 2020, selling an estimated $2.08M.
  • Dakota Wealth Management's ten largest holdings make up 27% of its $635M portfolio in Q3 2020.
  • Dakota Wealth Management opened 35 new positions and closed 20 in Q3 2020.
  • Dakota Wealth Management's portfolio value rose 8.6% quarter-over-quarter to $635M.

Based on Dakota Wealth Management's 13F filing for Q3 2020, filed 4 Nov 2020.