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DWM

Dakota Wealth Management Portfolio holdings

AUM $4.62B
1-Year Est. Return 33.09%
This Fund
S&P 500
This Quarter Est. Return
+5.42%
1 Year Est. Return
+33.09%
3 Year Est. Return
+92.99%
5 Year Est. Return
+117.08%
10 Year Est. Return
+301.54%
AUM
$624M
AUM Growth
+$42.8M
Cap. Flow
+$14.8M
Cap. Flow %
2.37%
Top 10 Hldgs %
25.3%
Holding
324
New
17
Increased
118
Reduced
122
Closed
19

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$3.53M
2
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$2.89M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$2.23M
4
SBUX icon
Starbucks
SBUX
+$1.78M
5
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M

Top Sells

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.22M
2
HDV
iShares Core High Dividend ETF
HDV
+$2M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$1.42M
4
EPR icon
EPR Properties
EPR
+$1.32M
5
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$911K

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Consumer Discretionary 6.95%
3 Financials 6.02%
4 Healthcare 5.59%
5 Real Estate 5.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAM
226
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$364K 0.06%
32,496
– –
VHT icon
227
Vanguard Health Care ETF
VHT
$18.1B
$363K 0.06%
1,896
-15
-0.8% -$2.69K
ACWI icon
228
iShares MSCI ACWI ETF
ACWI
$33.2B
$350K 0.06%
4,417
-600
-12% -$45.9K
TFC icon
229
Truist Financial
TFC
$64.4B
$347K 0.06%
6,170
– –
SPSM icon
230
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17.5B
$340K 0.05%
10,416
+752
+8% +$23.5K
PVBC
231
DELISTED
Provident Bancorp
PVBC
$333K 0.05%
26,742
+3,500
+15% +$41.3K
LEN icon
232
Lennar Class A
LEN
$20.7B
$331K 0.05%
6,129
+4
+0.1% +$228
FSR
233
DELISTED
Fisker Inc.
FSR
$328K 0.05%
32,250
– –
GF
234
New Germany Fund
GF
$190M
$325K 0.05%
20,732
– –
IJR icon
235
iShares Core S&P Small-Cap ETF
IJR
$113B
$322K 0.05%
3,839
+61
+2% +$4.91K
KMB icon
236
Kimberly-Clark
KMB
$36.2B
$319K 0.05%
2,318
-242
-9% -$32.7K
IHF icon
237
iShares US Healthcare Providers ETF
IHF
$1.25B
$318K 0.05%
7,930
-1,190
-13% -$43.7K
AXON
238
Axon Enterprise
AXON
$47.9B
$317K 0.05%
4,325
+50
+1% +$3.16K
CSPI icon
239
CSP Inc
CSPI
$82.7M
$316K 0.05%
48,500
– –
AFB
240
AllianceBernstein National Municipal Income Fund
AFB
$313M
$313K 0.05%
22,400
-350
-2% -$4.8K
CXH
241
DELISTED
MFS Investment Grade Municipal Trust
CXH
$312K 0.05%
32,027
-3,126
-9% -$30.6K
NHA
242
DELISTED
Nuveen Municipal 2021 Target Term Fund
NHA
$312K 0.05%
31,881
– –
KTF
243
DWS Municipal Income Trust
KTF
$348M
$311K 0.05%
27,422
+6
+0% +$69
PPG icon
244
PPG Industries
PPG
$26B
$309K 0.05%
2,315
-49
-2% -$6.21K
SPDW icon
245
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41B
$309K 0.05%
9,852
+428
+5% +$13K
DD icon
246
DuPont de Nemours
DD
$18.7B
$306K 0.05%
+3,793
New +$315K
GOEV
247
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$305K 0.05%
65
-2
-3% -$9.27K
IGD
248
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$513M
$291K 0.05%
+47,040
New +$287K
VIG icon
249
Vanguard Dividend Appreciation ETF
VIG
$113B
$287K 0.05%
2,305
+38
+2% +$4.6K
ENX
250
DELISTED
Eaton Vance New York Municipal Bond Fund
ENX
$285K 0.05%
23,600
– –
8 9
10
11 12

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VCM
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ACM
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AG
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SCM
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ASC
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LNWTC
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MA
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Dakota Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, Dakota Wealth Management held 324 positions worth $624M, up 7.4% from $581M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Dakota Wealth Management's Q4 2019 filing shows 17 new, 118 increased, 122 reduced and 19 closed positions. Its largest new stake was iShares S&P 500 Value ETF: 13,288 shares worth $1.73M. The largest sale was iShares MSCI Emerging Markets ETF, an estimated $2.22M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.6% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Dakota Wealth Management's largest Q4 2019 buy was iShares S&P 500 Value ETF: 13,288 shares worth $1.73M.
  • Dakota Wealth Management added most to AbbVie in Q4 2019, an estimated $3.53M increase.
  • Dakota Wealth Management's biggest Q4 2019 reduction was iShares MSCI Emerging Markets ETF, cutting an estimated $2.22M.
  • Dakota Wealth Management fully exited Nuveen California Quality Municipal Income Fund in Q4 2019, selling an estimated $911K.
  • Dakota Wealth Management's ten largest holdings make up 25% of its $624M portfolio in Q4 2019.
  • Dakota Wealth Management opened 17 new positions and closed 19 in Q4 2019.
  • Dakota Wealth Management's portfolio value rose 7.4% quarter-over-quarter to $624M.

Based on Dakota Wealth Management's 13F filing for Q4 2019, filed 6 Feb 2020.