Daiwa Securities Group’s Pattern Energy Group Inc. Class A PEGI Stock Holding History

Daiwa Securities Group’s Portfolio PEGI Stock Details PEGI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-8,900	Closed	-$204K	–	997
2016 Q2	$204K	Sell	8,900 -1,600	-15%	-$33.2K	﹤0.01%	664
2016 Q1	$200K	Buy	10,500 +5,900	+128%	+$106K	﹤0.01%	660
2015 Q4	$96K	Sell	4,600 -1,300	-22%	-$26.9K	﹤0.01%	817
2015 Q3	$113K	Hold	5,900	–	–	﹤0.01%	799
2015 Q2	$167K	Sell	5,900 -900	-13%	-$26.3K	﹤0.01%	767
2015 Q1	$193K	Sell	6,800 -500	-7%	-$14K	﹤0.01%	676
2014 Q4	$180K	Sell	7,300 -800	-10%	-$21.6K	﹤0.01%	670
2014 Q3	$250K	Sell	8,100 -2,200	-21%	-$69.9K	﹤0.01%	576
2014 Q2	$341K	Sell	10,300 -1,200	-10%	-$35.1K	﹤0.01%	502
2014 Q1	$312K	Sell	11,500 -2,300	-17%	-$64.4K	﹤0.01%	520
2013 Q4	$418K	Buy	+13,800	New	+$343K	﹤0.01%	435

Other funds holding PEGI

Carlyle Group Washington, District of Columbia $10.6B AUM 11.25% 1-Year Est. Return

Riverstone Holdings New York $36.9M AUM 80.85% 1-Year Est. Return

CI Investments Inc Toronto, Ontario, Canada $20.6B AUM 29.22% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

Daiwa Securities Group's PEGI Position: Q3 2016 in Review

Daiwa Securities Group sold out of Pattern Energy Group Inc. Class A (PEGI) in Q3 2016, closing a stake of 8,900 shares — an estimated $204K sold.

Daiwa Securities Group first reported a position in PEGI in Q4 2013 and held it in 11 quarters. The position peaked at $418K in Q4 2013. 168 funds tracked by Wall St. Rank hold PEGI as of Q3 2016.

Daiwa Securities Group reported no remaining Pattern Energy Group Inc. Class A position as of Q3 2016 after selling out during the quarter.
Daiwa Securities Group sold 8,900 Pattern Energy Group Inc. Class A shares in Q3 2016, an estimated $204K.
Daiwa Securities Group first reported a position in Pattern Energy Group Inc. Class A in Q4 2013 and held it in 11 quarters.
Daiwa Securities Group's Pattern Energy Group Inc. Class A position peaked at $418K in Q4 2013.
168 funds tracked by Wall St. Rank held Pattern Energy Group Inc. Class A as of Q3 2016.

Based on Daiwa Securities Group's 13F filing for Q3 2016, filed 4 Nov 2016.