Daiwa Securities Group’s PDL BioPharma, Inc. PDLI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-644	Closed	-$2K	–	1272
2020 Q2	$2K	Hold	644	–	–	﹤0.01%	1177
2020 Q1	$2K	Hold	644	–	–	﹤0.01%	1179
2019 Q4	$2K	Sell	644 -209	-25%	-$607	﹤0.01%	1181
2019 Q3	$2K	Hold	853	–	–	﹤0.01%	1146
2019 Q2	$3K	Hold	853	–	–	﹤0.01%	1141
2019 Q1	$3K	Hold	853	–	–	﹤0.01%	1123
2018 Q4	$2K	Hold	853	–	–	﹤0.01%	1121
2018 Q3	$2K	Hold	853	–	–	﹤0.01%	1142
2018 Q2	$2K	Hold	853	–	–	﹤0.01%	1159
2018 Q1	$3K	Buy	+853	New	+$2.33K	﹤0.01%	1114
2014 Q3	–	Sell	-29,644	Closed	-$283K	–	948
2014 Q2	$283K	Sell	29,644 -175,075	-86%	-$1.56M	﹤0.01%	556
2014 Q1	$1.7M	Buy	+204,719	New	+$1.75M	0.01%	242