Daiwa Securities Group’s Calpine Corporation CPN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-8,400	Closed	-$93K	–	1035
2017 Q1	$93K	Hold	8,400	–	–	﹤0.01%	897
2016 Q4	$96K	Sell	8,400 -10,100	-55%	-$119K	﹤0.01%	899
2016 Q3	$234K	Hold	18,500	–	–	﹤0.01%	651
2016 Q2	$273K	Buy	18,500 +10,100	+120%	+$150K	﹤0.01%	601
2016 Q1	$127K	Sell	8,400 -17,900	-68%	-$251K	﹤0.01%	763
2015 Q4	$381K	Hold	26,300	–	–	﹤0.01%	534
2015 Q3	$384K	Hold	26,300	–	–	﹤0.01%	540
2015 Q2	$473K	Buy	26,300 +19,100	+265%	+$398K	﹤0.01%	538
2015 Q1	$165K	Sell	7,200 -1,000	-12%	-$21.6K	﹤0.01%	719
2014 Q4	$181K	Hold	8,200	–	–	﹤0.01%	665
2014 Q3	$178K	Hold	8,200	–	–	﹤0.01%	676
2014 Q2	$195K	Hold	8,200	–	–	﹤0.01%	663
2014 Q1	$171K	Hold	8,200	–	–	﹤0.01%	695
2013 Q4	$160K	Sell	8,200 -1,000	-11%	-$19.4K	﹤0.01%	717
2013 Q3	$179K	Hold	9,200	–	–	﹤0.01%	678
2013 Q2	$195K	Buy	+9,200	New	+$193K	﹤0.01%	658