DCM

DAFNA Capital Management Portfolio holdings

AUM $362M
This Quarter Return
-6.19%
1 Year Return
-0.48%
3 Year Return
+117.01%
5 Year Return
+181.93%
10 Year Return
+1,483.26%
AUM
$106M
AUM Growth
+$106M
Cap. Flow
+$581K
Cap. Flow %
0.55%
Top 10 Hldgs %
66.88%
Holding
55
New
8
Increased
10
Reduced
3
Closed
5

Top Buys

1
ARCT icon
Arcturus Therapeutics
ARCT
$1.3M
2
RIOT icon
Riot Platforms
RIOT
$1.3M
3
ECI
ENCISION INC
ECI
$1.13M
4
OCRX
Ocera Therapeutics, Inc.
OCRX
$744K
5
CRDC
CARDICA INC COM NEW (DE)
CRDC
$493K

Top Sells

1
MACK
Merrimack Pharmaceuticals, Inc.
MACK
$2.6M
2
AMPE
Ampio Pharmaceuticals Inc.
AMPE
$1.88M
3
NSPR icon
InspireMD
NSPR
$875K
4
CLVS
Clovis Oncology, Inc.
CLVS
$873K
5
DMK
DMK Pharmaceuticals Corporation Common Stock
DMK
$795K

Sector Composition

1 Healthcare 69.05%
2 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ELOS
26
DELISTED
Syneron Medical Ltd
ELOS
$939K 0.89%
90,947
– –
CUTR
27
DELISTED
Cutera, Inc.
CUTR
$922K 0.87%
88,694
– –
EXAC
28
DELISTED
Exactech Inc
EXAC
$798K 0.76%
31,636
– –
SRGA
29
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$727K 0.69%
167,058
– –
FATE icon
30
Fate Therapeutics
FATE
$115M
$479K 0.45%
+75,930
New +$479K
ICPT
31
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
$473K 0.45%
2,000
– –
APEN
32
DELISTED
Apollo Endosurgery, Inc.
APEN
$417K 0.4%
105,000
– –
MASI icon
33
Masimo
MASI
$7.43B
$413K 0.39%
17,500
– –
SCYX icon
34
SCYNEXIS
SCYX
$35.2M
$401K 0.38%
+50,000
New +$401K
ARDX icon
35
Ardelyx
ARDX
$1.57B
$399K 0.38%
+25,000
New +$399K
TNXP icon
36
Tonix Pharmaceuticals
TNXP
$243M
$359K 0.34%
25,000
– -$260K
CRIS icon
37
Curis
CRIS
$21.5M
$279K 0.26%
150,000
– –
AKTX
38
Akari Therapeutics
AKTX
$21.4M
$272K 0.26%
43,900
– –
BLFS icon
39
BioLife Solutions
BLFS
$1.2B
$265K 0.25%
+116,279
New +$265K
GNVC
40
DELISTED
GenVec, Inc.
GNVC
$257K 0.24%
100,000
– –
NSPR icon
41
InspireMD
NSPR
$101M
$248K 0.24%
84,226
-202,498
-71% -$875K
TBRA
42
DELISTED
Tobira Therapeutics, Inc. Common Stock
TBRA
$204K 0.19%
+30,000
New +$204K
CEMI
43
DELISTED
Chembio diagnostics, Inc.
CEMI
$189K 0.18%
55,202
– –
LMNS
44
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
$92K 0.09%
+9,478
New +$92K
NWBO
45
DELISTED
Northwest Biotherapeutics, Inc. Common stock
NWBO
$81K 0.08%
+12,017
New +$81K
RVP icon
46
Retractable Technologies
RVP
$23.7M
$50K 0.05%
20,000
– –
IMUC
47
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-566,680
Closed -$691K
MACK
48
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-514,853
Closed -$2.6M
AVEO
49
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-261,507
Closed -$391K
CLVS
50
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-12,600
Closed -$873K
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