DAFNA Capital Management’s Check-Cap MBAI Stock Holding History

DAFNA Capital Management’s Portfolio MBAI Stock Details MBAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-368	Closed	-$123K	–	84
2016 Q2	$123K	Sell	368 -4	-1%	-$1.96K	0.1%	83
2016 Q1	$245K	Sell	372 -83	-18%	-$51.3K	0.21%	75
2015 Q4	$206K	Sell	455 -3	-0.7%	-$1.8K	0.18%	66
2015 Q3	$307K	Hold	458	–	–	0.3%	66
2015 Q2	$385K	Hold	458	–	–	0.33%	57
2015 Q1	$605K	Buy	+458	New	+$622K	0.46%	44

Other funds holding MBAI

TAF

Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return

Fosun International Hong Kong, China $399M AUM 16.11% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

General Electric Evendale, Ohio $308M AUM 40.86% 1-Year Est. Return

DMK

David M. Knott $275M AUM 59.23% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

CFA

Capstone Financial Advisors Downers Grove, Illinois $1.86B AUM 15.98% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

DAFNA Capital Management's MBAI Position: Q3 2016 in Review

DAFNA Capital Management sold out of Check-Cap (MBAI) in Q3 2016, closing a stake of 368 shares — an estimated $123K sold.

DAFNA Capital Management first reported a position in MBAI in Q1 2015 and held it in 6 quarters. The position peaked at $605K in Q1 2015. 10 funds tracked by Wall St. Rank hold MBAI as of Q3 2016.

DAFNA Capital Management reported no remaining Check-Cap position as of Q3 2016 after selling out during the quarter.
DAFNA Capital Management sold 368 Check-Cap shares in Q3 2016, an estimated $123K.
DAFNA Capital Management first reported a position in Check-Cap in Q1 2015 and held it in 6 quarters.
DAFNA Capital Management's Check-Cap position peaked at $605K in Q1 2015.
10 funds tracked by Wall St. Rank held Check-Cap as of Q3 2016.

Based on DAFNA Capital Management's 13F filing for Q3 2016, filed 14 Nov 2016.