DAFNA Capital Management’s Dermira, Inc. DERM Stock Holding History

DAFNA Capital Management’s Portfolio DERM Stock Details DERM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-104,000	Closed	-$665K	–	95
2019 Q3	$665K	Hold	104,000	–	–	0.25%	65
2019 Q2	$994K	Buy	104,000 +32,500	+45%	+$350K	0.37%	58
2019 Q1	$969K	Buy	71,500 +61,500	+615%	+$513K	0.42%	50
2018 Q4	$72K	Buy	10,000 +5,000	+100%	+$54.7K	0.04%	81
2018 Q3	$55K	Sell	5,000 -18,000	-78%	-$182K	0.02%	75
2018 Q2	$212K	Sell	23,000 -53,000	-70%	-$494K	0.1%	73
2018 Q1	$607K	Sell	76,000 -10,000	-12%	-$218K	0.3%	58
2017 Q4	$2.39M	Buy	86,000 +10,500	+14%	+$278K	1.29%	27
2017 Q3	$2.04M	Hold	75,500	–	–	1.27%	25
2017 Q2	$2.2M	Buy	75,500 +47,500	+170%	+$1.44M	1.57%	19
2017 Q1	$955K	Sell	28,000 -70,800	-72%	-$2.28M	0.81%	36
2016 Q4	$3M	Hold	98,800	–	–	2.63%	10
2016 Q3	$3.34M	Sell	98,800 -94,842	-49%	-$3.05M	2.33%	11
2016 Q2	$5.66M	Buy	193,642 +21,761	+13%	+$600K	4.49%	4
2016 Q1	$3.55M	Buy	+171,881	New	+$4.22M	3.07%	6
2015 Q4	–	Sell	-22,500	Closed	-$525K	–	87
2015 Q3	$525K	Sell	22,500 -34,236	-60%	-$832K	0.52%	54
2015 Q2	$996K	Buy	+56,736	New	+$875K	0.84%	37

Other funds holding DERM

Wellington Management Group Boston, Massachusetts $580B AUM 38.23% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NMC

NEA Management Company Timonium, Maryland $1.59B AUM 234.06% 1-Year Est. Return

FAM

Fred Alger Management New York $30B AUM 76.99% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

GPP

Great Point Partners Greenwich, Connecticut $529M AUM 337.4% 1-Year Est. Return

OIM

Oracle Investment Management Greenwich, Connecticut $168M AUM 42.86% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

PHS

PFM Health Sciences San Francisco, California $1.17B AUM 92.19% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

DAFNA Capital Management's DERM Position: Q4 2019 in Review

DAFNA Capital Management sold out of Dermira, Inc. (DERM) in Q4 2019, closing a stake of 104,000 shares — an estimated $665K sold.

DAFNA Capital Management first reported a position in DERM in Q2 2015 and held it in 17 quarters. The position peaked at $5.66M in Q2 2016. 133 funds tracked by Wall St. Rank hold DERM as of Q4 2019.

DAFNA Capital Management reported no remaining Dermira, Inc. position as of Q4 2019 after selling out during the quarter.
DAFNA Capital Management sold 104,000 Dermira, Inc. shares in Q4 2019, an estimated $665K.
DAFNA Capital Management first reported a position in Dermira, Inc. in Q2 2015 and held it in 17 quarters.
DAFNA Capital Management's Dermira, Inc. position peaked at $5.66M in Q2 2016.
133 funds tracked by Wall St. Rank held Dermira, Inc. as of Q4 2019.

Based on DAFNA Capital Management's 13F filing for Q4 2019, filed 14 Feb 2020.