DAFNA Capital Management’s Adverum Biotechnologies ADVM Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-14,060	Closed	-$444K	–	79
2016 Q2	$444K	Hold	14,060	–	–	0.35%	62
2016 Q1	$727K	Hold	14,060	–	–	0.63%	45
2015 Q4	$1.34M	Hold	14,060	–	–	1.19%	27
2015 Q3	$1.16M	Buy	+14,060	New	+$1.16M	1.15%	27