D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2426
Macerich
MAC
$7.41B
| $1.35M | ﹤0.01% |
+24,432
| New | +$1.41M |
|
2427
PUT
HSBC
HSBC
$357B
| $1.35M | ﹤0.01% |
32,226
-6,514
| -17% | -$282K |
|
2428
CALL
PTC
PTC
$14.5B
| $1.35M | ﹤0.01% |
12,700
| – | – |
|
2429
Corpay
CPAY
$24.8B
| $1.35M | ﹤0.01% |
5,911
+2,715
| +85% | +$593K |
|
2430
CALL
Safety Insurance
SAFT
$1.51B
| $1.34M | ﹤0.01% |
+15,000
| New | +$1.39M |
|
2431
CALL
Evercore
EVR
$13.2B
| $1.34M | ﹤0.01% |
13,300
| – | – |
|
2432
Snap-on
SNA
$21.1B
| $1.34M | ﹤0.01% |
7,282
+1,076
| +17% | +$188K |
|
2433
Ardelyx
ARDX
$1.25B
| $1.34M | ﹤0.01% |
307,159
+73,044
| +31% | +$304K |
|
|
GHL
2434
DELISTED
Greenhill & Co., Inc.
GHL
| $1.34M | ﹤0.01% |
50,721
-33,978
| -40% | -$1.01M |
|
|
TEN
2435
CALL
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
| $1.34M | ﹤0.01% |
31,700
+15,800
| +99% | +$693K |
|
2436
First Merchants
FRME
$2.69B
| $1.33M | ﹤0.01% |
29,642
-26,356
| -47% | -$1.25M |
|
2437
Merchants Bancorp
MBIN
$2.22B
| $1.33M | ﹤0.01% |
78,747
+9,961
| +14% | +$178K |
|
|
BLUE
2438
DELISTED
bluebird bio
BLUE
| $1.33M | ﹤0.01% |
+705
| New | +$1.46M |
|
|
2439
CALL
HSBC
HSBC
$357B
| $1.33M | ﹤0.01% |
31,806
+16,416
| +107% | +$711K |
|
2440
Digimarc Corp
DMRC
$137M
| $1.33M | ﹤0.01% |
42,319
+7,647
| +22% | +$225K |
|
2441
CALL
PG&E
PCG
$47.2B
| $1.33M | ﹤0.01% |
28,900
| – | – |
|
|
ECYT
2442
DELISTED
Endocyte, Inc. Common Stock
ECYT
| $1.33M | ﹤0.01% |
74,788
-602,215
| -89% | -$10.3M |
|
2443
Kimco Realty
KIM
$17.8B
| $1.33M | ﹤0.01% |
79,287
+15,611
| +25% | +$262K |
|
2444
Greif
GEF
$4.56B
| $1.32M | ﹤0.01% |
24,650
-1,372
| -5% | -$74.6K |
|
2445
CALL
POSCO
PKX
$16.1B
| $1.32M | ﹤0.01% |
20,000
-5,000
| -20% | -$350K |
|
2446
CALL
Signet Jewelers
SIG
$3.72B
| $1.32M | ﹤0.01% |
20,000
-1,500
| -7% | -$92.4K |
|
2447
Natural Health Trends
NHTC
$16.3M
| $1.31M | ﹤0.01% |
56,408
+10,704
| +23% | +$262K |
|
2448
Q2 Holdings
QTWO
$3.64B
| $1.31M | ﹤0.01% |
21,690
+14,696
| +210% | +$908K |
|
2449
PUT
RH
RH
$3.4B
| $1.31M | ﹤0.01% |
10,000
| – | – |
|
2450
Arrowhead Research
ARWR
$12B
| $1.31M | ﹤0.01% |
68,257
-45,652
| -40% | -$749K |
|
Similar funds
D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.