D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Comcast
CMCSA
|
+$354M |
| 2 |
Wells Fargo
WFC
|
+$274M |
| 3 |
IBM
IBM
|
+$266M |
| 4 |
Qualcomm
QCOM
|
+$257M |
| 5 |
Mondelez International
MDLZ
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$356M |
| 2 |
PayPal
PYPL
|
+$290M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$261M |
| 4 |
NVIDIA
NVDA
|
+$248M |
| 5 |
AABA
Altaba Inc
AABA
|
+$245M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.61% |
| 2 | Healthcare | 10.26% |
| 3 | Consumer Discretionary | 10.07% |
| 4 | Financials | 8.17% |
| 5 | Communication Services | 7.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2401
PUT
Casey's General Stores
CASY
$31.9B
| $1.09M | ﹤0.01% |
+10,000
| New | +$1.06M |
|
2402
Western Alliance Bancorporation
WAL
$9.07B
| $1.09M | ﹤0.01% |
20,623
+16,120
| +358% | +$791K |
|
2403
CALL
Edwards Lifesciences
EW
$47.6B
| $1.09M | ﹤0.01% |
30,000
| – | – |
|
|
COR
2404
DELISTED
Coresite Realty Corporation
COR
| $1.09M | ﹤0.01% |
9,775
+5,241
| +116% | +$576K |
|
2405
CALL
Hershey
HSY
$35.4B
| $1.09M | ﹤0.01% |
10,000
| – | – |
|
|
VMW
2406
CALL
DELISTED
VMware, Inc
VMW
| $1.09M | ﹤0.01% |
10,000
| – | – |
|
|
PPBI
2407
DELISTED
Pacific Premier Bancorp
PPBI
| $1.09M | ﹤0.01% |
28,907
-395
| -1% | -$14.2K |
|
2408
AMC Global Media
AMCX
$430M
| $1.09M | ﹤0.01% |
18,641
-17,454
| -48% | -$1.04M |
|
|
PRAH
2409
DELISTED
PRA Health Sciences, Inc.
PRAH
| $1.09M | ﹤0.01% |
14,307
-31,009
| -68% | -$2.34M |
|
2410
CALL
SFL Corp
SFL
$1.59B
| $1.09M | ﹤0.01% |
75,000
| – | – |
|
|
KSU
2411
PUT
DELISTED
Kansas City Southern
KSU
| $1.09M | ﹤0.01% |
10,000
| – | – |
|
2412
Hormel Foods
HRL
$13.9B
| $1.08M | ﹤0.01% |
33,466
-3,775
| -10% | -$123K |
|
2413
Alexandria Real Estate Equities
ARE
$8.88B
| $1.07M | ﹤0.01% |
9,022
| – | – |
|
2414
PUT
NOV
NOV
$7.45B
| $1.07M | ﹤0.01% |
30,000
| – | – |
|
2415
Powell Industries
POWL
$8.46B
| $1.07M | ﹤0.01% |
106,863
+29,859
| +39% | +$304K |
|
2416
Red Robin
RRGB
$134M
| $1.07M | ﹤0.01% |
15,908
-13,333
| -46% | -$810K |
|
|
TRQ
2417
DELISTED
Turquoise Hill Resources Ltd
TRQ
| $1.07M | ﹤0.01% |
34,413
-17,531
| -34% | -$541K |
|
2418
CALL
M&T Bank
MTB
$36.2B
| $1.06M | ﹤0.01% |
6,600
-21,800
| -77% | -$3.43M |
|
2419
Nelnet
NNI
$4.79B
| $1.06M | ﹤0.01% |
21,026
-12,546
| -37% | -$601K |
|
|
ATCO
2420
DELISTED
Atlas Corp.
ATCO
| $1.06M | ﹤0.01% |
149,822
-39,322
| -21% | -$271K |
|
2421
CALL
SSR Mining
SSRM
$5.57B
| $1.06M | ﹤0.01% |
+100,000
| New | +$1.02M |
|
2422
CALL
Dick's Sporting Goods
DKS
$18.4B
| $1.06M | ﹤0.01% |
39,200
+29,200
| +292% | +$929K |
|
|
TRIB
2423
Trinity Biotech
TRIB
$5.7M
| $1.06M | ﹤0.01% |
1,257
-1,156
| -48% | -$967K |
|
2424
PUT
MKS Inc
MKSI
$22.2B
| $1.06M | ﹤0.01% |
11,200
-2,000
| -15% | -$164K |
|
2425
CALL
Travel + Leisure Co
TNL
$4.54B
| $1.05M | ﹤0.01% |
22,150
| – | – |
|
Similar funds
D.E. Shaw & Co's Q3 2017 Portfolio in Review
As of Q3 2017, D.E. Shaw & Co held 3,794 positions worth $65.1B, up 7.7% from $60.5B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
D.E. Shaw & Co's Q3 2017 filing shows 469 new, 1,367 increased, 1,237 reduced and 370 closed positions. Its largest new stake was Baker Hughes: 3,076,914 shares worth $113M. The largest sale was Gilead Sciences, an estimated $356M.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- D.E. Shaw & Co's largest Q3 2017 buy was Baker Hughes: 3,076,914 shares worth $113M.
- D.E. Shaw & Co added most to Comcast in Q3 2017, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2017 reduction was Gilead Sciences, cutting an estimated $356M.
- D.E. Shaw & Co fully exited Mobileye N.V. in Q3 2017, selling an estimated $72.4M.
- D.E. Shaw & Co's ten largest holdings make up 9.6% of its $65.1B portfolio in Q3 2017.
- D.E. Shaw & Co opened 469 new positions and closed 370 in Q3 2017.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $65.1B.
Based on D.E. Shaw & Co's 13F filing for Q3 2017, filed 14 Nov 2017.