D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.59% |
| 2 | Consumer Discretionary | 12.73% |
| 3 | Healthcare | 11.62% |
| 4 | Financials | 8.02% |
| 5 | Industrials | 6.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2351
FedEx
FDX
$73.2B
| $1.87M | ﹤0.01% |
12,816
-297,960
| -96% | -$48M |
|
2352
Lands' End
LE
$381M
| $1.86M | ﹤0.01% |
164,054
+98,296
| +149% | +$1.04M |
|
2353
Logitech
LOGI
$15.3B
| $1.86M | ﹤0.01% |
45,677
-38,661
| -46% | -$1.55M |
|
2354
Bristow Group
VTOL
$1.32B
| $1.86M | ﹤0.01% |
87,908
+25,677
| +41% | +$495K |
|
|
AT
2355
DELISTED
Atlantic Power Corporation
AT
| $1.85M | ﹤0.01% |
791,212
+4,910
| +0.6% | +$11.8K |
|
2356
PNC Financial Services
PNC
$99.4B
| $1.85M | ﹤0.01% |
13,183
+4,462
| +51% | +$605K |
|
|
INFN
2357
DELISTED
Infinera Corporation Common Stock
INFN
| $1.85M | ﹤0.01% |
339,130
-861,146
| -72% | -$3.78M |
|
2358
Koppers
KOP
$944M
| $1.84M | ﹤0.01% |
63,123
-38,543
| -38% | -$1.07M |
|
2359
Evolution Petroleum
EPM
$131M
| $1.84M | ﹤0.01% |
315,599
+5,048
| +2% | +$30.8K |
|
2360
Wendy's
WEN
$1.48B
| $1.84M | ﹤0.01% |
+92,258
| New | +$1.84M |
|
2361
PUT
Applied Optoelectronics
AAOI
$6.32B
| $1.84M | ﹤0.01% |
164,200
| – | – |
|
2362
Commercial Vehicle Group
CVGI
$147M
| $1.84M | ﹤0.01% |
255,320
-88,722
| -26% | -$649K |
|
2363
Aptiv
APTV
$12.3B
| $1.84M | ﹤0.01% |
21,043
-36,475
| -63% | -$3.05M |
|
|
GPOR
2364
DELISTED
Gulfport Energy Corp.
GPOR
| $1.84M | ﹤0.01% |
678,529
-765,583
| -53% | -$2.56M |
|
2365
Hamilton Lane
HLNE
$3.86B
| $1.84M | ﹤0.01% |
+32,254
| New | +$1.9M |
|
|
AYX
2366
PUT
DELISTED
Alteryx Inc
AYX
| $1.84M | ﹤0.01% |
17,100
| – | – |
|
2367
Orion
OEC
$398M
| $1.83M | ﹤0.01% |
109,781
-73,034
| -40% | -$1.19M |
|
2368
Regional Management Corp
RM
$391M
| $1.83M | ﹤0.01% |
65,102
-6,411
| -9% | -$171K |
|
2369
CALL
Transocean
RIG
$5.45B
| $1.83M | ﹤0.01% |
409,800
+153,500
| +60% | +$814K |
|
2370
Jack Henry & Associates
JKHY
$11.5B
| $1.83M | ﹤0.01% |
12,546
+102
| +0.8% | +$14.5K |
|
2371
PUT
EQT Corp
EQT
$33B
| $1.83M | ﹤0.01% |
+171,900
| New | +$2.21M |
|
2372
Willis Towers Watson
WTW
$30.1B
| $1.83M | ﹤0.01% |
9,464
-21,823
| -70% | -$4.26M |
|
|
GRUB
2373
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
| $1.82M | ﹤0.01% |
16,232
-234,871
| -94% | -$31.2M |
|
|
ODT
2374
DELISTED
Odonate Therapeutics, Inc. Common Stock
ODT
| $1.82M | ﹤0.01% |
+70,084
| New | +$2.35M |
|
2375
Cheniere Energy
LNG
$53.9B
| $1.82M | ﹤0.01% |
28,904
-68,280
| -70% | -$4.37M |
|
Similar funds
D.E. Shaw & Co's Q3 2019 Portfolio in Review
As of Q3 2019, D.E. Shaw & Co held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- D.E. Shaw & Co added most to PayPal in Q3 2019, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- D.E. Shaw & Co fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- D.E. Shaw & Co opened 550 new positions and closed 422 in Q3 2019.
- D.E. Shaw & Co's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.