D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.59% |
| 2 | Consumer Discretionary | 12.73% |
| 3 | Healthcare | 11.62% |
| 4 | Financials | 8.02% |
| 5 | Industrials | 6.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2326
CALL
Linde
LIN
$237B
| $1.94M | ﹤0.01% |
10,000
| – | – |
|
2327
CALL
Vornado Realty Trust
VNO
$7.77B
| $1.94M | ﹤0.01% |
30,400
+16,200
| +114% | +$1.02M |
|
2328
BlackRock TCP Capital
TCPC
$279M
| $1.93M | ﹤0.01% |
142,597
+8,277
| +6% | +$114K |
|
|
IMMU
2329
DELISTED
Immunomedics Inc
IMMU
| $1.93M | ﹤0.01% |
145,604
+92,117
| +172% | +$1.35M |
|
2330
Columbus McKinnon
CMCO
$439M
| $1.93M | ﹤0.01% |
52,966
-19,900
| -27% | -$739K |
|
2331
Regal Rexnord
RRX
$13B
| $1.93M | ﹤0.01% |
26,464
+23,554
| +809% | +$1.78M |
|
2332
NNN REIT
NNN
$9.28B
| $1.93M | ﹤0.01% |
+34,138
| New | +$1.86M |
|
2333
AMERISAFE
AMSF
$563M
| $1.92M | ﹤0.01% |
29,100
+18,352
| +171% | +$1.22M |
|
2334
Beazer Homes USA
BZH
$907M
| $1.92M | ﹤0.01% |
129,043
-76,164
| -37% | -$917K |
|
2335
Fastly Inc
FSLY
$3.29B
| $1.92M | ﹤0.01% |
+79,812
| New | +$1.88M |
|
2336
PUT
Sturm, Ruger & Co
RGR
$609M
| $1.91M | ﹤0.01% |
+45,800
| New | +$2.14M |
|
2337
PUT
Live Nation Entertainment
LYV
$42.8B
| $1.91M | ﹤0.01% |
+28,800
| New | +$2.01M |
|
2338
Archrock
AROC
$6.23B
| $1.91M | ﹤0.01% |
191,487
-147,013
| -43% | -$1.47M |
|
2339
First Commonwealth Financial
FCF
$2.25B
| $1.91M | ﹤0.01% |
143,522
-40,246
| -22% | -$522K |
|
2340
CALL
Lithia Motors
LAD
$9.94B
| $1.91M | ﹤0.01% |
14,400
-18,600
| -56% | -$2.38M |
|
2341
CALL
Gilead Sciences
GILD
$167B
| $1.9M | ﹤0.01% |
30,000
+19,700
| +191% | +$1.29M |
|
|
2342
PUT
Vornado Realty Trust
VNO
$7.77B
| $1.9M | ﹤0.01% |
29,800
+12,900
| +76% | +$811K |
|
|
CSW
2343
CSW Industrials
CSW
$4.49B
| $1.89M | ﹤0.01% |
27,427
-8,947
| -25% | -$618K |
|
|
HZN
2344
DELISTED
Horizon Global Corporation
HZN
| $1.89M | ﹤0.01% |
495,532
+48,725
| +11% | +$200K |
|
|
EFOR
2345
Everforth Inc
EFOR
$964M
| $1.89M | ﹤0.01% |
30,015
-65,914
| -69% | -$4.07M |
|
2346
Live Oak Bancshares
LOB
$1.99B
| $1.87M | ﹤0.01% |
+103,544
| New | +$1.86M |
|
2347
CorVel
CRVL
$3.2B
| $1.87M | ﹤0.01% |
74,193
+38,610
| +109% | +$1.1M |
|
2348
Flowserve
FLS
$9.11B
| $1.87M | ﹤0.01% |
40,018
-115,187
| -74% | -$5.43M |
|
2349
CALL
Zoetis
ZTS
$32.6B
| $1.87M | ﹤0.01% |
15,000
+10,000
| +200% | +$1.21M |
|
2350
PUT
Alarm.com
ALRM
$2.76B
| $1.87M | ﹤0.01% |
+40,000
| New | +$1.96M |
|
Similar funds
D.E. Shaw & Co's Q3 2019 Portfolio in Review
As of Q3 2019, D.E. Shaw & Co held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- D.E. Shaw & Co added most to PayPal in Q3 2019, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- D.E. Shaw & Co fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- D.E. Shaw & Co opened 550 new positions and closed 422 in Q3 2019.
- D.E. Shaw & Co's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.