D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$892M |
| 2 |
Wells Fargo
WFC
|
+$462M |
| 3 |
Procter & Gamble
PG
|
+$350M |
| 4 |
Tesla
TSLA
|
+$339M |
| 5 |
Meta Platforms (Facebook)
META
|
+$315M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Shopify
SHOP
|
+$382M |
| 2 |
Adobe
ADBE
|
+$318M |
| 3 |
ExxonMobil
XOM
|
+$285M |
| 4 |
Citigroup
C
|
+$242M |
| 5 |
Starbucks
SBUX
|
+$231M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.75% |
| 2 | Consumer Discretionary | 11.25% |
| 3 | Healthcare | 10% |
| 4 | Financials | 7.51% |
| 5 | Communication Services | 5.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
Bristol-Myers Squibb
BMY
$127B
| $84.4M | 0.1% |
1,435,138
+780,768
| +119% | +$46.7M |
|
|
DCUE
202
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
| $83.8M | 0.1% |
822,409
+357,409
| +77% | +$36.2M |
|
203
Waters Corp
WAT
$36.8B
| $83.6M | 0.1% |
463,529
+333,251
| +256% | +$63M |
|
204
Target
TGT
$62.1B
| $83.5M | 0.1% |
696,154
-511,691
| -42% | -$58.4M |
|
|
205
CALL
Shopify
SHOP
$148B
| $83.3M | 0.1% |
878,000
-113,000
| -11% | -$7.84M |
|
206
Kimberly-Clark
KMB
$36.4B
| $83.3M | 0.1% |
589,363
-197,946
| -25% | -$27.3M |
|
207
Novavax
NVAX
$1.23B
| $82.9M | 0.1% |
994,748
+834,271
| +520% | +$31.9M |
|
208
PUT
Chevron
CVX
$388B
| $82.8M | 0.1% |
928,300
+283,900
| +44% | +$25.4M |
|
209
CALL
Zoom
ZM
$25.8B
| $82M | 0.1% |
323,400
+216,700
| +203% | +$39M |
|
|
ACIA
210
DELISTED
Acacia Communications Inc
ACIA
| $81.8M | 0.1% |
1,218,007
+153,050
| +14% | +$10.4M |
|
211
Yum! Brands
YUM
$41B
| $81.5M | 0.1% |
938,179
+494,902
| +112% | +$42.3M |
|
212
CALL
Alphabet (Google) Class A
GOOGL
$3.91T
| $81.3M | 0.1% |
1,146,000
-400,000
| -26% | -$27M |
|
|
SRE.PRA
213
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
| $81.2M | 0.1% |
830,200
+455,000
| +121% | +$46.5M |
|
214
FirstEnergy
FE
$28.9B
| $80.8M | 0.1% |
2,082,298
-350,356
| -14% | -$14.5M |
|
215
CALL
Booking.com
BKNG
$138B
| $79.6M | 0.09% |
1,250,000
-1,015,000
| -45% | -$61.8M |
|
216
SBA Communications
SBAC
$18.4B
| $79.6M | 0.09% |
267,097
+211,007
| +376% | +$62.3M |
|
217
Paychex
PAYX
$40.4B
| $79.4M | 0.09% |
1,048,713
+225,100
| +27% | +$15.6M |
|
|
JNPR
218
DELISTED
Juniper Networks
JNPR
| $79.3M | 0.09% |
3,469,676
-35,988
| -1% | -$828K |
|
|
219
PUT
Wells Fargo
WFC
$261B
| $79.2M | 0.09% |
3,095,600
+720,600
| +30% | +$19.7M |
|
220
RH
RH
$3.3B
| $78.9M | 0.09% |
317,052
+118,023
| +59% | +$21.4M |
|
221
PUT
Goldman Sachs
GS
$313B
| $78.9M | 0.09% |
399,300
-24,700
| -6% | -$4.64M |
|
222
PUT
Delta Air Lines
DAL
$55.9B
| $78.4M | 0.09% |
2,796,300
+2,021,500
| +261% | +$51.4M |
|
|
ZNGA
223
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
| $78.4M | 0.09% |
8,212,924
-1,843,961
| -18% | -$15.1M |
|
|
224
CALL
ExxonMobil
XOM
$651B
| $77.7M | 0.09% |
1,736,500
+953,200
| +122% | +$42.8M |
|
225
NetApp
NTAP
$32.9B
| $76.9M | 0.09% |
1,733,741
+54,694
| +3% | +$2.35M |
|
Similar funds
D.E. Shaw & Co's Q2 2020 Portfolio in Review
As of Q2 2020, D.E. Shaw & Co held 4,417 positions worth $83.9B, up 31% from $64.1B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
D.E. Shaw & Co's Q2 2020 filing shows 520 new, 1,365 increased, 1,580 reduced and 467 closed positions. Its largest new stake was iShares MBS ETF: 588,000 shares worth $65.1M. The largest sale was Shopify, an estimated $382M.
By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q2 2020 buy was iShares MBS ETF: 588,000 shares worth $65.1M.
- D.E. Shaw & Co added most to Amazon in Q2 2020, an estimated $892M increase.
- D.E. Shaw & Co's biggest Q2 2020 reduction was Shopify, cutting an estimated $382M.
- D.E. Shaw & Co fully exited Mellanox Technologies, Ltd. in Q2 2020, selling an estimated $153M.
- D.E. Shaw & Co's ten largest holdings make up 14% of its $83.9B portfolio in Q2 2020.
- D.E. Shaw & Co opened 520 new positions and closed 467 in Q2 2020.
- D.E. Shaw & Co's portfolio value rose 31% quarter-over-quarter to $83.9B.
Based on D.E. Shaw & Co's 13F filing for Q2 2020, filed 14 Aug 2020.