D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Bank of America
BAC
|
+$327M |
| 2 |
Netflix
NFLX
|
+$275M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$219M |
| 4 |
Citigroup
C
|
+$211M |
| 5 |
Merck
MRK
|
+$201M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
DELL
DELL INC
DELL
|
+$558M |
| 2 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$259M |
| 3 |
Meta Platforms (Facebook)
META
|
+$252M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$252M |
| 5 |
IBM
IBM
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 7.41% |
| 2 | Technology | 6.9% |
| 3 | Consumer Discretionary | 6.89% |
| 4 | Communication Services | 6.41% |
| 5 | Healthcare | 6.37% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
News Corp Class A
NWSA
$14.5B
| $73.7M | 0.1% |
4,087,632
+1,385,761
| +51% | +$23.9M |
|
202
Westlake Corp
WLK
$9.46B
| $73.6M | 0.1% |
1,206,066
+498,492
| +70% | +$28M |
|
203
PUT
Microsoft
MSFT
$2.84T
| $72.8M | 0.1% |
1,945,700
-2,237,700
| -53% | -$81.3M |
|
204
Trane Technologies
TT
$106B
| $72.8M | 0.1% |
1,181,226
-1,874,157
| -61% | -$103M |
|
205
The Mosaic Company
MOS
$7.09B
| $72.2M | 0.1% |
1,526,548
+636,087
| +71% | +$29.5M |
|
|
GMCR
206
DELISTED
KEURIG GREEN MTN INC
GMCR
| $71.8M | 0.1% |
949,589
-584,367
| -38% | -$39.8M |
|
207
Boston Scientific
BSX
$65.8B
| $71M | 0.1% |
5,902,887
-9,505,600
| -62% | -$112M |
|
208
PUT
McDonald's
MCD
$188B
| $70.9M | 0.1% |
730,700
+76,100
| +12% | +$7.31M |
|
|
ESRX
209
DELISTED
Express Scripts Holding Company
ESRX
| $70.7M | 0.1% |
1,007,134
-554,967
| -36% | -$36.2M |
|
210
AT&T
T
$165B
| $70.6M | 0.1% |
2,658,207
-1,837,382
| -41% | -$48.3M |
|
|
211
CALL
IBM
IBM
$202B
| $70.5M | 0.1% |
393,296
-127,194
| -24% | -$21.9M |
|
|
BHI
212
DELISTED
Baker Hughes
BHI
| $70.2M | 0.1% |
1,271,043
+1,263,564
| +16,895% | +$69.2M |
|
|
B
213
Barrick Mining
B
$62.2B
| $70.1M | 0.1% |
3,974,654
-318,430
| -7% | -$5.61M |
|
214
Visteon
VC
$2.77B
| $69.8M | 0.1% |
852,264
+417,924
| +96% | +$32.3M |
|
|
SINA
215
PUT
DELISTED
Sina Corp
SINA
| $69.7M | 0.1% |
827,100
-123,100
| -13% | -$10.1M |
|
216
Eastman Chemical
EMN
$7.8B
| $68.6M | 0.09% |
850,303
+838,807
| +7,297% | +$65.1M |
|
217
NewMarket
NEU
$7.17B
| $68.2M | 0.09% |
204,051
+4,051
| +2% | +$1.27M |
|
218
Crown Holdings
CCK
$12.8B
| $67.6M | 0.09% |
1,515,936
+924,251
| +156% | +$39.6M |
|
|
WNR
219
DELISTED
Western Refining Inc
WNR
| $67.4M | 0.09% |
1,588,695
+252,194
| +19% | +$9.05M |
|
220
HP
HPQ
$23.5B
| $67.2M | 0.09% |
5,291,173
+3,670,607
| +227% | +$42.2M |
|
221
PUT
General Motors
GM
$74.7B
| $67.2M | 0.09% |
1,643,500
+346,700
| +27% | +$13.1M |
|
|
222
CALL
Berkshire Hathaway Class B
BRK.B
$1.07T
| $66.8M | 0.09% |
563,500
-111,700
| -17% | -$12.9M |
|
223
Ashland
ASH
$3.04B
| $66.7M | 0.09% |
1,405,751
+1,389,186
| +8,386% | +$62.1M |
|
224
Huntington Ingalls Industries
HII
$11.3B
| $66M | 0.09% |
733,728
-52,573
| -7% | -$4.06M |
|
225
PVH
PVH
$3.71B
| $66M | 0.09% |
485,303
+234,641
| +94% | +$29.9M |
|
Similar funds
D.E. Shaw & Co's Q4 2013 Portfolio in Review
As of Q4 2013, D.E. Shaw & Co held 4,972 positions worth $73.3B, up 17% from $62.7B the previous quarter. Its ten largest holdings account for 13% of the portfolio.
D.E. Shaw & Co deployed $3.59B of net new capital in Q4 2013, opening 721 new positions and adding to 1,786 existing holdings. Its largest new stake was Allegion: 2,233,249 shares worth $98.7M.
By sector, the portfolio is most concentrated in Financials at 7.4% of assets, up from 6.8% a quarter earlier, followed by Technology and Consumer Discretionary.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $252M trimmed.
- D.E. Shaw & Co's largest Q4 2013 buy was Allegion: 2,233,249 shares worth $98.7M.
- D.E. Shaw & Co added most to Bank of America in Q4 2013, an estimated $327M increase.
- D.E. Shaw & Co's biggest Q4 2013 reduction was Meta Platforms (Facebook), cutting an estimated $252M.
- D.E. Shaw & Co fully exited DELL INC in Q4 2013, selling an estimated $558M.
- D.E. Shaw & Co's ten largest holdings make up 13% of its $73.3B portfolio in Q4 2013.
- D.E. Shaw & Co opened 721 new positions and closed 549 in Q4 2013.
- D.E. Shaw & Co's portfolio value rose 17% quarter-over-quarter to $73.3B.
Based on D.E. Shaw & Co's 13F filing for Q4 2013, filed 14 Feb 2014.