D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$410M |
| 2 |
Chevron
CVX
|
+$400M |
| 3 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$381M |
| 4 |
Williams Companies
WMB
|
+$300M |
| 5 |
SLB Ltd
SLB
|
+$267M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$479M |
| 2 |
Meta Platforms (Facebook)
META
|
+$358M |
| 3 |
Biogen
BIIB
|
+$306M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$298M |
| 5 |
Bausch Health
BHC
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.41% |
| 2 | Technology | 9.4% |
| 3 | Healthcare | 8.95% |
| 4 | Consumer Discretionary | 8.78% |
| 5 | Industrials | 7.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2201
CALL
Dollar General
DG
$27.8B
| $1.98M | ﹤0.01% |
25,400
| – | – |
|
2202
CALL
Welltower
WELL
$172B
| $1.97M | ﹤0.01% |
30,000
-10,000
| -25% | -$717K |
|
2203
Encore Capital Group
ECPG
$2.06B
| $1.97M | ﹤0.01% |
+46,019
| New | +$1.89M |
|
2204
PUT
Teradata
TDC
$2.75B
| $1.96M | ﹤0.01% |
53,000
| – | – |
|
2205
PUT
Abbott
ABT
$187B
| $1.96M | ﹤0.01% |
39,900
| – | – |
|
|
EBIX
2206
PUT
DELISTED
Ebix Inc
EBIX
| $1.96M | ﹤0.01% |
+60,000
| New | +$1.93M |
|
|
ARI
2207
Apollo Commercial Real Estate
ARI
$881M
| $1.95M | ﹤0.01% |
118,559
-83,373
| -41% | -$1.43M |
|
2208
PUT
3D Systems Corp
DDD
$412M
| $1.94M | ﹤0.01% |
99,300
-74,200
| -43% | -$1.79M |
|
|
CUK
2209
DELISTED
Carnival PLC
CUK
| $1.92M | ﹤0.01% |
37,521
-56,995
| -60% | -$2.77M |
|
|
MHFI
2210
CALL
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
| $1.92M | ﹤0.01% |
19,100
| – | – |
|
2211
Generac Holdings
GNRC
$11.5B
| $1.92M | ﹤0.01% |
48,253
+10,995
| +30% | +$475K |
|
2212
CALL
Baxter International
BAX
$12.6B
| $1.92M | ﹤0.01% |
50,443
| – | – |
|
2213
Clarus
CLAR
$128M
| $1.92M | ﹤0.01% |
208,184
+41,233
| +25% | +$389K |
|
2214
Tapestry
TPR
$30.5B
| $1.91M | ﹤0.01% |
55,306
-32,920
| -37% | -$1.26M |
|
2215
Central Garden & Pet Co Class A
CENTA
$2.44B
| $1.91M | ﹤0.01% |
209,358
+7,844
| +4% | +$64.9K |
|
2216
ICICI Bank
IBN
$109B
| $1.9M | ﹤0.01% |
200,720
-2,831,498
| -93% | -$26.6M |
|
2217
Acadia Pharmaceuticals
ACAD
$4.45B
| $1.9M | ﹤0.01% |
45,331
+15,882
| +54% | +$615K |
|
|
PGH
2218
DELISTED
Pengrowth Energy Corporation
PGH
| $1.9M | ﹤0.01% |
759,375
+337,000
| +80% | +$996K |
|
2219
Cinemark Holdings
CNK
$4.09B
| $1.9M | ﹤0.01% |
47,165
+15,725
| +50% | +$655K |
|
2220
PUT
IQVIA
IQV
$40.5B
| $1.9M | ﹤0.01% |
+26,100
| New | +$1.79M |
|
2221
Bristow Group
VTOL
$1.34B
| $1.9M | ﹤0.01% |
46,256
-2,537
| -5% | -$109K |
|
|
BCOV
2222
DELISTED
Brightcove, Inc.
BCOV
| $1.9M | ﹤0.01% |
276,256
+44,073
| +19% | +$310K |
|
2223
CALL
Papa John's
PZZA
$1.02B
| $1.89M | ﹤0.01% |
+25,000
| New | +$1.67M |
|
|
CLR
2224
DELISTED
CONTINENTAL RESOURCES INC.
CLR
| $1.89M | ﹤0.01% |
44,561
-143,375
| -76% | -$6.82M |
|
|
OCR
2225
CALL
DELISTED
OMNICARE INC
OCR
| $1.89M | ﹤0.01% |
+20,000
| New | +$1.78M |
|
Similar funds
D.E. Shaw & Co's Q2 2015 Portfolio in Review
As of Q2 2015, D.E. Shaw & Co held 4,083 positions worth $67.1B, up 2.8% from $65.3B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q2 2015 filing shows 504 new, 1,541 increased, 1,228 reduced and 364 closed positions. Its largest new stake was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $479M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.
- D.E. Shaw & Co's largest Q2 2015 buy was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M.
- D.E. Shaw & Co added most to Gilead Sciences in Q2 2015, an estimated $410M increase.
- D.E. Shaw & Co's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $479M.
- D.E. Shaw & Co fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q2 2015, selling an estimated $164M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $67.1B portfolio in Q2 2015.
- D.E. Shaw & Co opened 504 new positions and closed 364 in Q2 2015.
- D.E. Shaw & Co's portfolio value rose 2.8% quarter-over-quarter to $67.1B.
Based on D.E. Shaw & Co's 13F filing for Q2 2015, filed 14 Aug 2015.