D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Snap
SNAP
|
+$362M |
| 2 |
Lockheed Martin
LMT
|
+$361M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$354M |
| 4 |
Fidelity National Information Services
FIS
|
+$354M |
| 5 |
Boston Scientific
BSX
|
+$337M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$559M |
| 2 |
Advanced Micro Devices
AMD
|
+$558M |
| 3 |
Boeing
BA
|
+$530M |
| 4 |
Lowe's Companies
LOW
|
+$525M |
| 5 |
Alibaba
BABA
|
+$420M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.37% |
| 2 | Consumer Discretionary | 10.41% |
| 3 | Healthcare | 8.95% |
| 4 | Communication Services | 6.76% |
| 5 | Financials | 6.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2126
Bristow Group
VTOL
$1.34B
| $3.14M | ﹤0.01% |
119,235
+11,163
| +10% | +$272K |
|
|
WBA
2127
DELISTED
Walgreens Boots Alliance
WBA
| $3.13M | ﹤0.01% |
78,547
-205,937
| -72% | -$7.98M |
|
2128
PUT
Ollie's Bargain Outlet
OLLI
$4.17B
| $3.12M | ﹤0.01% |
38,100
| – | – |
|
|
ITCI
2129
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $3.11M | ﹤0.01% |
97,903
-131,700
| -57% | -$3.46M |
|
2130
CEVA Inc
CEVA
$883M
| $3.1M | ﹤0.01% |
68,237
-8,155
| -11% | -$335K |
|
2131
Bentley Systems
BSY
$10.9B
| $3.1M | ﹤0.01% |
+76,389
| New | +$2.71M |
|
2132
Vera Bradley
VRA
$104M
| $3.1M | ﹤0.01% |
388,829
-100,072
| -20% | -$757K |
|
2133
Joby Aviation
JOBY
$7.15B
| $3.09M | ﹤0.01% |
+267,623
| New | +$2.97M |
|
2134
CALL
Under Armour
UAA
$3.04B
| $3.09M | ﹤0.01% |
180,000
+80,000
| +80% | +$1.22M |
|
2135
CALL
Diamondback Energy
FANG
$53.5B
| $3.09M | ﹤0.01% |
63,800
| – | – |
|
|
AQUA
2136
DELISTED
Evoqua Water Technologies Corp. Common Stock
AQUA
| $3.09M | ﹤0.01% |
114,472
-103,089
| -47% | -$2.56M |
|
2137
BlueLinx
BXC
$465M
| $3.09M | ﹤0.01% |
105,511
+767
| +0.7% | +$19.6K |
|
|
AAWW
2138
PUT
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
| $3.08M | ﹤0.01% |
56,500
| – | – |
|
2139
Sumitomo Mitsui Financial
SMFG
$163B
| $3.08M | ﹤0.01% |
498,946
+256,336
| +106% | +$1.5M |
|
2140
SPX Corp
SPXC
$10.2B
| $3.08M | ﹤0.01% |
56,441
-33,168
| -37% | -$1.66M |
|
2141
Teck Resources
TECK
$28.8B
| $3.08M | ﹤0.01% |
169,517
+153,860
| +983% | +$2.37M |
|
2142
Vishay Precision Group
VPG
$1.22B
| $3.07M | ﹤0.01% |
97,473
-5,405
| -5% | -$153K |
|
2143
CALL
CRISPR Therapeutics
CRSP
$4.68B
| $3.06M | ﹤0.01% |
20,000
+10,000
| +100% | +$1.18M |
|
2144
PUT
F5
FFIV
$22.8B
| $3.06M | ﹤0.01% |
17,400
| – | – |
|
2145
Fiverr
FVRR
$417M
| $3.05M | ﹤0.01% |
15,631
-286,980
| -95% | -$51.9M |
|
2146
CALL
Itaú Unibanco
ITUB
$91.6B
| $3.04M | ﹤0.01% |
687,164
+137,432
| +25% | +$514K |
|
2147
CALL
Omega Healthcare
OHI
$15.4B
| $3.04M | ﹤0.01% |
83,800
| – | – |
|
2148
Graco
GGG
$13.3B
| $3.04M | ﹤0.01% |
42,005
+14,062
| +50% | +$941K |
|
2149
CALL
BHP
BHP
$213B
| $3.02M | ﹤0.01% |
51,902
| – | – |
|
|
TRST
2150
Trustco Bank Corp NY
TRST
$984M
| $3.02M | ﹤0.01% |
90,630
+58,733
| +184% | +$1.77M |
|
Similar funds
D.E. Shaw & Co's Q4 2020 Portfolio in Review
As of Q4 2020, D.E. Shaw & Co held 4,343 positions worth $112B, up 14% from $97.7B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $10.3B in Q4 2020, closing 477 positions and reducing 1,508 holdings. Its most notable exit was iShares Gold Trust, an estimated $217M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Snowflake worth $147M.
- D.E. Shaw & Co's largest Q4 2020 buy was Snowflake: 523,721 shares worth $147M.
- D.E. Shaw & Co added most to Snap in Q4 2020, an estimated $362M increase.
- D.E. Shaw & Co's biggest Q4 2020 reduction was Tesla, cutting an estimated $559M.
- D.E. Shaw & Co fully exited iShares Gold Trust in Q4 2020, selling an estimated $217M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $112B portfolio in Q4 2020.
- D.E. Shaw & Co opened 563 new positions and closed 477 in Q4 2020.
- D.E. Shaw & Co's portfolio value rose 14% quarter-over-quarter to $112B.
Based on D.E. Shaw & Co's 13F filing for Q4 2020, filed 16 Feb 2021.