D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AT&T
T
|
+$501M |
| 2 |
Booking.com
BKNG
|
+$470M |
| 3 |
Qualcomm
QCOM
|
+$398M |
| 4 |
Chevron
CVX
|
+$268M |
| 5 |
Meta Platforms (Facebook)
META
|
+$224M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$914M |
| 2 |
Netflix
NFLX
|
+$305M |
| 3 |
Johnson & Johnson
JNJ
|
+$244M |
| 4 |
McDonald's
MCD
|
+$241M |
| 5 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$222M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.56% |
| 2 | Consumer Discretionary | 12.42% |
| 3 | Healthcare | 10.21% |
| 4 | Financials | 8.66% |
| 5 | Industrials | 6.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2076
Sunstone Hotel Investors
SHO
$2.18B
| $2.21M | ﹤0.01% |
135,293
+9,071
| +7% | +$150K |
|
2077
PUT
Curtiss-Wright
CW
$26.6B
| $2.21M | ﹤0.01% |
16,100
-18,100
| -53% | -$2.37M |
|
2078
Deutsche Bank
DB
$67.6B
| $2.21M | ﹤0.01% |
194,581
+155,442
| +397% | +$1.83M |
|
2079
Albany International
AIN
$2.17B
| $2.21M | ﹤0.01% |
27,773
-4,385
| -14% | -$317K |
|
2080
PUT
Nektar Therapeutics
NKTR
$2.34B
| $2.21M | ﹤0.01% |
2,413
| – | – |
|
2081
Seres Therapeutics
MCRB
$47.5M
| $2.21M | ﹤0.01% |
14,537
+89
| +0.6% | +$14.4K |
|
|
FDC
2082
CALL
DELISTED
First Data Corporation
FDC
| $2.2M | ﹤0.01% |
+90,000
| New | +$2.17M |
|
2083
Welltower
WELL
$172B
| $2.2M | ﹤0.01% |
34,227
-633,921
| -95% | -$40.9M |
|
2084
CALL
Capital One
COF
$129B
| $2.19M | ﹤0.01% |
23,100
-29,300
| -56% | -$2.85M |
|
2085
PUT
Workday
WDAY
$39.5B
| $2.19M | ﹤0.01% |
15,000
-36,400
| -71% | -$5.06M |
|
2086
Regional Management Corp
RM
$391M
| $2.19M | ﹤0.01% |
75,792
+7,555
| +11% | +$251K |
|
2087
Vericel Corp
VCEL
$2.35B
| $2.18M | ﹤0.01% |
154,330
+80,732
| +110% | +$947K |
|
|
RUTH
2088
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $2.18M | ﹤0.01% |
69,178
-11,021
| -14% | -$331K |
|
2089
CALL
NCR Voyix
VYX
$1.19B
| $2.17M | ﹤0.01% |
124,532
+68,460
| +122% | +$1.22M |
|
2090
CALL
Equinix
EQIX
$103B
| $2.16M | ﹤0.01% |
+5,000
| New | +$2.19M |
|
|
CMRX
2091
DELISTED
Chimerix, Inc.
CMRX
| $2.16M | ﹤0.01% |
555,495
+47,799
| +9% | +$204K |
|
2092
MYR Group
MYRG
$5.32B
| $2.16M | ﹤0.01% |
66,169
-28,070
| -30% | -$989K |
|
2093
Phunware
PHUN
$43.1M
| $2.15M | ﹤0.01% |
4,100
| – | – |
|
2094
MediciNova
MNOV
$65.5M
| $2.15M | ﹤0.01% |
174,531
+66,641
| +62% | +$670K |
|
2095
Devon Energy
DVN
$49.3B
| $2.15M | ﹤0.01% |
53,847
-26,354
| -33% | -$1.12M |
|
2096
CALL
Mondelez International
MDLZ
$80.6B
| $2.15M | ﹤0.01% |
50,000
-1,200
| -2% | -$51.2K |
|
2097
PUT
McCormick & Company Non-Voting
MKC
$13.9B
| $2.15M | ﹤0.01% |
+32,600
| New | +$2.01M |
|
|
SFLY
2098
PUT
DELISTED
Shutterfly, Inc.
SFLY
| $2.15M | ﹤0.01% |
32,600
-500
| -2% | -$39.6K |
|
2099
CALL
NetApp
NTAP
$33.9B
| $2.15M | ﹤0.01% |
25,000
+15,000
| +150% | +$1.24M |
|
2100
Peapack-Gladstone Financial
PGC
$845M
| $2.15M | ﹤0.01% |
69,470
-1,467
| -2% | -$48.9K |
|
Similar funds
D.E. Shaw & Co's Q3 2018 Portfolio in Review
As of Q3 2018, D.E. Shaw & Co held 4,167 positions worth $83.2B, up 8.6% from $76.7B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co's Q3 2018 filing shows 494 new, 1,413 increased, 1,463 reduced and 484 closed positions. Its largest new stake was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M. The largest sale was Apple, an estimated $914M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2018 buy was Six Flags Entertainment Corp.: 850,069 shares worth $59.4M.
- D.E. Shaw & Co added most to AT&T in Q3 2018, an estimated $501M increase.
- D.E. Shaw & Co's biggest Q3 2018 reduction was Apple, cutting an estimated $914M.
- D.E. Shaw & Co fully exited RH in Q3 2018, selling an estimated $43.2M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $83.2B portfolio in Q3 2018.
- D.E. Shaw & Co opened 494 new positions and closed 484 in Q3 2018.
- D.E. Shaw & Co's portfolio value rose 8.6% quarter-over-quarter to $83.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2018, filed 14 Nov 2018.