D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Emerson Electric
EMR
|
+$546M |
| 2 |
Amazon
AMZN
|
+$515M |
| 3 |
Tesla
TSLA
|
+$389M |
| 4 |
Netflix
NFLX
|
+$322M |
| 5 |
Adobe
ADBE
|
+$305M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$836M |
| 2 |
CELG
Celgene Corp
CELG
|
+$460M |
| 3 |
NVIDIA
NVDA
|
+$429M |
| 4 |
ConocoPhillips
COP
|
+$311M |
| 5 |
Biogen
BIIB
|
+$301M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.23% |
| 2 | Consumer Discretionary | 11.75% |
| 3 | Healthcare | 9.92% |
| 4 | Financials | 7.86% |
| 5 | Industrials | 6.88% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
THCAU
2026
DELISTED
Tuscan Holdings Corp. II Unit
THCAU
| $3.28M | ﹤0.01% |
325,000
| – | – |
|
2027
PUT
Dropbox
DBX
$7.49B
| $3.27M | ﹤0.01% |
182,500
+100,000
| +121% | +$1.88M |
|
|
BCOV
2028
DELISTED
Brightcove, Inc.
BCOV
| $3.27M | ﹤0.01% |
375,980
+40,377
| +12% | +$379K |
|
2029
Liberty Global Class A
LBTYA
$3.56B
| $3.26M | ﹤0.01% |
+143,435
| New | +$3.38M |
|
|
BFX
2030
DELISTED
BowFlex Inc.
BFX
| $3.26M | ﹤0.01% |
1,863,393
+84,376
| +5% | +$132K |
|
|
NEX
2031
DELISTED
NexTier Oilfield Solutions Inc.
NEX
| $3.26M | ﹤0.01% |
486,719
-154,927
| -24% | -$836K |
|
2032
AMC Global Media
AMCX
$427M
| $3.26M | ﹤0.01% |
82,528
+74,504
| +929% | +$3.13M |
|
2033
PUT
Vipshop
VIPS
$7.3B
| $3.26M | ﹤0.01% |
230,000
| – | – |
|
|
WOW
2034
DELISTED
WideOpenWest
WOW
| $3.26M | ﹤0.01% |
439,170
+99,425
| +29% | +$630K |
|
|
DOO
2035
Bombardier Recreational Products
DOO
$4.58B
| $3.26M | ﹤0.01% |
71,500
-42,900
| -38% | -$1.92M |
|
2036
CALL
Eaton
ETN
$150B
| $3.25M | ﹤0.01% |
+34,300
| New | +$3.05M |
|
2037
PUT
Lithia Motors
LAD
$9.24B
| $3.25M | ﹤0.01% |
22,100
+12,100
| +121% | +$1.82M |
|
2038
Nabors Industries
NBR
$1.22B
| $3.25M | ﹤0.01% |
+22,560
| New | +$2.38M |
|
2039
Allogene Therapeutics
ALLO
$680M
| $3.25M | ﹤0.01% |
+125,030
| New | +$3.44M |
|
2040
Vishay Precision Group
VPG
$1.17B
| $3.23M | ﹤0.01% |
95,159
-11,201
| -11% | -$376K |
|
2041
CALL
Mohawk Industries
MHK
$7.29B
| $3.23M | ﹤0.01% |
23,700
-49,000
| -67% | -$6.67M |
|
2042
Hamilton Lane
HLNE
$3.89B
| $3.22M | ﹤0.01% |
54,058
+21,804
| +68% | +$1.26M |
|
2043
PUT
Alaska Air
ALK
$5.27B
| $3.22M | ﹤0.01% |
47,500
-43,200
| -48% | -$2.95M |
|
2044
Southern Copper
SCCO
$145B
| $3.22M | ﹤0.01% |
81,665
-194,234
| -70% | -$6.76M |
|
2045
Employers Holdings
EIG
$941M
| $3.21M | ﹤0.01% |
76,848
-2,826
| -4% | -$120K |
|
2046
PUT
American Water Works
AWK
$26.7B
| $3.21M | ﹤0.01% |
26,100
-14,600
| -36% | -$1.77M |
|
2047
Corcept Therapeutics
CORT
$12.7B
| $3.2M | ﹤0.01% |
264,620
-112,113
| -30% | -$1.56M |
|
2048
PUT
Synopsys
SNPS
$71.3B
| $3.2M | ﹤0.01% |
23,000
| – | – |
|
2049
PUT
AstraZeneca
AZN
$266B
| $3.2M | ﹤0.01% |
+32,100
| New | +$3.02M |
|
2050
Salesforce
CRM
$148B
| $3.2M | ﹤0.01% |
19,681
+8,881
| +82% | +$1.39M |
|
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D.E. Shaw & Co's Q4 2019 Portfolio in Review
As of Q4 2019, D.E. Shaw & Co held 4,337 positions worth $87.5B, up 7.7% from $81.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q4 2019 filing shows 572 new, 1,477 increased, 1,498 reduced and 412 closed positions. Its largest new stake was Tesla: 17,953,230 shares worth $501M. The largest sale was Alibaba, an estimated $836M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q4 2019 buy was Tesla: 17,953,230 shares worth $501M.
- D.E. Shaw & Co added most to Emerson Electric in Q4 2019, an estimated $546M increase.
- D.E. Shaw & Co's biggest Q4 2019 reduction was Alibaba, cutting an estimated $836M.
- D.E. Shaw & Co fully exited Celgene Corp in Q4 2019, selling an estimated $460M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $87.5B portfolio in Q4 2019.
- D.E. Shaw & Co opened 572 new positions and closed 412 in Q4 2019.
- D.E. Shaw & Co's portfolio value rose 7.7% quarter-over-quarter to $87.5B.
Based on D.E. Shaw & Co's 13F filing for Q4 2019, filed 14 Feb 2020.