D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$708M |
| 2 |
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
|
+$614M |
| 3 |
Merck
MRK
|
+$521M |
| 4 |
Bank of America
BAC
|
+$492M |
| 5 |
Vanguard Short-Term Corporate Bond ETF
VCSH
|
+$285M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Adobe
ADBE
|
+$646M |
| 2 |
Tesla
TSLA
|
+$607M |
| 3 |
Microsoft
MSFT
|
+$491M |
| 4 |
Accenture
ACN
|
+$482M |
| 5 |
Broadcom
AVGO
|
+$438M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.84% |
| 2 | Consumer Discretionary | 9.28% |
| 3 | Healthcare | 6.84% |
| 4 | Financials | 6.63% |
| 5 | Industrials | 5% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
PUT
Tapestry
TPR
$30.5B
| $3.93M | ﹤0.01% |
83,600
-133,700
| -62% | -$5.52M |
|
2002
CALL
Atlassian
TEAM
$25.4B
| $3.92M | ﹤0.01% |
24,700
+3,100
| +14% | +$510K |
|
2003
Invitation Homes
INVH
$17.9B
| $3.92M | ﹤0.01% |
111,238
+103,494
| +1,336% | +$3.7M |
|
2004
PUT
KKR & Co
KKR
$92.2B
| $3.92M | ﹤0.01% |
+30,000
| New | +$3.55M |
|
2005
Pembina Pipeline
PBA
$29B
| $3.92M | ﹤0.01% |
94,979
-473,419
| -83% | -$18.5M |
|
2006
Dover
DOV
$27.4B
| $3.91M | ﹤0.01% |
20,410
+7,282
| +55% | +$1.33M |
|
2007
Manitowoc
MTW
$527M
| $3.91M | ﹤0.01% |
406,026
+19,613
| +5% | +$204K |
|
2008
Kinross Gold
KGC
$28.1B
| $3.9M | ﹤0.01% |
416,998
-531,726
| -56% | -$4.77M |
|
2009
CALL
Sprouts Farmers Market
SFM
$7.31B
| $3.9M | ﹤0.01% |
35,300
+9,500
| +37% | +$906K |
|
2010
ARK Web x.0 ETF
ARKW
$1.64B
| $3.9M | ﹤0.01% |
45,778
-10,298
| -18% | -$815K |
|
|
CMA
2011
PUT
DELISTED
Comerica
CMA
| $3.89M | ﹤0.01% |
65,000
-8,000
| -11% | -$441K |
|
2012
Gerdau
GGB
$9.72B
| $3.89M | ﹤0.01% |
1,111,866
+455,691
| +69% | +$1.49M |
|
2013
IDEX
IEX
$16.6B
| $3.89M | ﹤0.01% |
18,139
-180,031
| -91% | -$36.3M |
|
2014
Imperial Oil
IMO
$60.8B
| $3.89M | ﹤0.01% |
55,290
-37,411
| -40% | -$2.65M |
|
|
COOP
2015
CALL
DELISTED
Mr. Cooper
COOP
| $3.88M | ﹤0.01% |
42,100
-6,200
| -13% | -$549K |
|
2016
CALL
Medtronic
MDT
$111B
| $3.88M | ﹤0.01% |
43,100
-46,900
| -52% | -$3.95M |
|
2017
PUT
Lattice Semiconductor
LSCC
$16.4B
| $3.88M | ﹤0.01% |
+73,100
| New | +$3.74M |
|
2018
Aclaris Therapeutics
ACRS
$744M
| $3.88M | ﹤0.01% |
3,371,849
+51,643
| +2% | +$63.3K |
|
2019
Dana Inc
DAN
$2.95B
| $3.87M | ﹤0.01% |
366,241
-195,919
| -35% | -$2.16M |
|
2020
PUT
Kraft Heinz
KHC
$32.4B
| $3.86M | ﹤0.01% |
110,000
+21,500
| +24% | +$740K |
|
2021
PUT
Sweetgreen
SG
$756M
| $3.85M | ﹤0.01% |
108,700
+67,200
| +162% | +$2.04M |
|
2022
PUT
Harley-Davidson
HOG
$2.66B
| $3.85M | ﹤0.01% |
100,000
+40,000
| +67% | +$1.45M |
|
2023
Cameco
CCJ
$37.9B
| $3.85M | ﹤0.01% |
80,643
+56,068
| +228% | +$2.44M |
|
2024
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.32B
| $3.85M | ﹤0.01% |
72,322
+44,069
| +156% | +$2.25M |
|
2025
CALL
argenx
ARGX
$54.6B
| $3.85M | ﹤0.01% |
7,100
| – | – |
|
Similar funds
D.E. Shaw & Co's Q3 2024 Portfolio in Review
As of Q3 2024, D.E. Shaw & Co held 5,052 positions worth $116B, up 8.9% from $107B the previous quarter. Its ten largest holdings account for 9.6% of the portfolio.
D.E. Shaw & Co's Q3 2024 filing shows 599 new, 1,568 increased, 1,742 reduced and 558 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 1,429,800 shares worth $115M. The largest sale was Adobe, an estimated $646M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2024 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 1,429,800 shares worth $115M.
- D.E. Shaw & Co added most to NVIDIA in Q3 2024, an estimated $708M increase.
- D.E. Shaw & Co's biggest Q3 2024 reduction was Adobe, cutting an estimated $646M.
- D.E. Shaw & Co fully exited WestRock Company in Q3 2024, selling an estimated $148M.
- D.E. Shaw & Co's ten largest holdings make up 9.6% of its $116B portfolio in Q3 2024.
- D.E. Shaw & Co opened 599 new positions and closed 558 in Q3 2024.
- D.E. Shaw & Co's portfolio value rose 8.9% quarter-over-quarter to $116B.
Based on D.E. Shaw & Co's 13F filing for Q3 2024, filed 14 Nov 2024.