D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$483M |
| 2 |
Biogen
BIIB
|
+$429M |
| 3 |
Alphabet (Google) Class A
GOOGL
|
+$397M |
| 4 |
LNKD
LinkedIn Corporation
LNKD
|
+$247M |
| 5 |
Union Pacific
UNP
|
+$242M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$632M |
| 2 |
Marathon Petroleum
MPC
|
+$474M |
| 3 |
Meta Platforms (Facebook)
META
|
+$469M |
| 4 |
DuPont de Nemours
DD
|
+$444M |
| 5 |
Phillips 66
PSX
|
+$444M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 12.1% |
| 2 | Communication Services | 8.89% |
| 3 | Technology | 8.48% |
| 4 | Energy | 7.71% |
| 5 | Financials | 7.47% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
2001
PUT
Urban Outfitters
URBN
$6.44B
| $2.29M | ﹤0.01% |
+100,800
| New | +$2.6M |
|
2002
Mercer International
MERC
$45.6M
| $2.29M | ﹤0.01% |
253,127
+21,079
| +9% | +$216K |
|
|
AFAM
2003
DELISTED
Almost Family Inc
AFAM
| $2.29M | ﹤0.01% |
59,927
-3,785
| -6% | -$153K |
|
2004
CALL
Mercado Libre
MELI
$94.4B
| $2.29M | ﹤0.01% |
20,000
| – | – |
|
2005
Ryder
R
$9.98B
| $2.28M | ﹤0.01% |
40,171
+553
| +1% | +$36.5K |
|
2006
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.95B
| $2.28M | ﹤0.01% |
120,517
+2,469
| +2% | +$43.5K |
|
|
COL
2007
PUT
DELISTED
Rockwell Collins
COL
| $2.27M | ﹤0.01% |
24,600
| – | – |
|
2008
CALL
Tyler Technologies
TYL
$13.7B
| $2.27M | ﹤0.01% |
13,000
| – | – |
|
|
SNOW
2009
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
| $2.27M | ﹤0.01% |
289,530
+12,120
| +4% | +$106K |
|
2010
PUT
U-Haul Holding Co
UHAL
$14.3B
| $2.26M | ﹤0.01% |
58,000
+5,000
| +9% | +$202K |
|
2011
PUT
Deutsche Bank
DB
$67.6B
| $2.26M | ﹤0.01% |
+104,720
| New | +$2.49M |
|
|
DOC
2012
DELISTED
PHYSICIANS REALTY TRUST
DOC
| $2.25M | ﹤0.01% |
133,453
+36,167
| +37% | +$576K |
|
|
TFCFA
2013
PUT
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
| $2.25M | ﹤0.01% |
82,800
-1,100
| -1% | -$31.9K |
|
|
POLY
2014
DELISTED
Plantronics, Inc.
POLY
| $2.24M | ﹤0.01% |
47,315
+469
| +1% | +$24.3K |
|
2015
M/I Homes
MHO
$3.89B
| $2.24M | ﹤0.01% |
102,312
+31,557
| +45% | +$724K |
|
2016
Quad
QUAD
$434M
| $2.24M | ﹤0.01% |
240,384
+58,143
| +32% | +$625K |
|
2017
Sonic Automotive
SAH
$3.31B
| $2.24M | ﹤0.01% |
98,259
+54,733
| +126% | +$1.28M |
|
2018
CALL
Zillow
ZG
$7.74B
| $2.22M | ﹤0.01% |
85,400
-38,600
| -31% | -$1.1M |
|
|
ARQL
2019
DELISTED
Arqule Inc
ARQL
| $2.22M | ﹤0.01% |
1,024,237
+6,684
| +0.7% | +$15K |
|
2020
Ethan Allen Interiors
ETD
$606M
| $2.22M | ﹤0.01% |
79,807
-38,406
| -32% | -$1.07M |
|
2021
Wayfair
W
$12.5B
| $2.22M | ﹤0.01% |
+46,617
| New | +$1.97M |
|
2022
iShares MSCI Australia ETF
EWA
$1.39B
| $2.21M | ﹤0.01% |
116,750
| – | – |
|
|
RLD
2023
DELISTED
REALD INC COM STK
RLD
| $2.21M | ﹤0.01% |
209,830
-103,116
| -33% | -$1.07M |
|
2024
PUT
Meritage Homes
MTH
$4.89B
| $2.21M | ﹤0.01% |
+130,200
| New | +$2.38M |
|
2025
Novavax
NVAX
$1.21B
| $2.21M | ﹤0.01% |
13,155
-44,798
| -77% | -$6.89M |
|
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D.E. Shaw & Co's Q4 2015 Portfolio in Review
As of Q4 2015, D.E. Shaw & Co held 4,165 positions worth $67.2B, down 1.1% from $67.9B the previous quarter. Its ten largest holdings account for 8.8% of the portfolio.
D.E. Shaw & Co withdrew a net $4.09B in Q4 2015, closing 409 positions and reducing 1,417 holdings. Its most notable exit was Altera Corp, an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Healthcare at 12% of assets, up from 11% a quarter earlier, followed by Communication Services and Technology.
Against the trend, D.E. Shaw & Co opened a new position in Alphabet (Google) Class A worth $417M.
- D.E. Shaw & Co's largest Q4 2015 buy was Alphabet (Google) Class A: 10,723,880 shares worth $417M.
- D.E. Shaw & Co added most to Apple in Q4 2015, an estimated $483M increase.
- D.E. Shaw & Co's biggest Q4 2015 reduction was Alphabet (Google) Class C, cutting an estimated $632M.
- D.E. Shaw & Co fully exited Altera Corp in Q4 2015, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 8.8% of its $67.2B portfolio in Q4 2015.
- D.E. Shaw & Co opened 463 new positions and closed 409 in Q4 2015.
- D.E. Shaw & Co's portfolio value fell 1.1% quarter-over-quarter to $67.2B.
Based on D.E. Shaw & Co's 13F filing for Q4 2015, filed 16 Feb 2016.