D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Gilead Sciences
GILD
|
+$410M |
| 2 |
Chevron
CVX
|
+$400M |
| 3 |
DTV
DIRECTV COM STK (DE)
DTV
|
+$381M |
| 4 |
Williams Companies
WMB
|
+$300M |
| 5 |
SLB Ltd
SLB
|
+$267M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$479M |
| 2 |
Meta Platforms (Facebook)
META
|
+$358M |
| 3 |
Biogen
BIIB
|
+$306M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$298M |
| 5 |
Bausch Health
BHC
|
+$298M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 11.41% |
| 2 | Technology | 9.4% |
| 3 | Healthcare | 8.95% |
| 4 | Consumer Discretionary | 8.78% |
| 5 | Industrials | 7.38% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
IRBT
2001
DELISTED
iRobot
IRBT
| $2.46M | ﹤0.01% |
+77,294
| New | +$2.54M |
|
|
ANW
2002
DELISTED
Aegean Marine Petroleum Network
ANW
| $2.46M | ﹤0.01% |
199,402
+106,294
| +114% | +$1.52M |
|
|
ASCMA
2003
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
| $2.46M | ﹤0.01% |
57,607
+27,795
| +93% | +$1.13M |
|
|
DO
2004
DELISTED
Diamond Offshore Drilling
DO
| $2.46M | ﹤0.01% |
95,339
-38,327
| -29% | -$1.16M |
|
2005
Heritage Insurance Holdings
HRTG
$905M
| $2.46M | ﹤0.01% |
106,918
+90,126
| +537% | +$1.94M |
|
|
VCRA
2006
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
| $2.45M | ﹤0.01% |
214,253
+30,122
| +16% | +$334K |
|
|
CONN
2007
DELISTED
Conn's Inc.
CONN
| $2.45M | ﹤0.01% |
61,627
+18,230
| +42% | +$654K |
|
2008
Affiliated Managers Group
AMG
$9.78B
| $2.45M | ﹤0.01% |
+11,188
| New | +$2.49M |
|
|
REGI
2009
DELISTED
Renewable Energy Group, Inc.
REGI
| $2.44M | ﹤0.01% |
211,531
+87,991
| +71% | +$902K |
|
|
WWAV
2010
PUT
DELISTED
The WhiteWave Foods Company
WWAV
| $2.44M | ﹤0.01% |
50,000
+40,000
| +400% | +$1.87M |
|
|
ATW
2011
DELISTED
Atwood Oceanics
ATW
| $2.44M | ﹤0.01% |
92,238
+13,092
| +17% | +$402K |
|
2012
Synopsys
SNPS
$73.5B
| $2.44M | ﹤0.01% |
48,099
-14,102
| -23% | -$687K |
|
2013
Ovintiv
OVV
$16.4B
| $2.43M | ﹤0.01% |
44,159
+18,970
| +75% | +$1.21M |
|
|
CVA
2014
DELISTED
Covanta Holding Corporation
CVA
| $2.42M | ﹤0.01% |
114,208
-4,541
| -4% | -$99.2K |
|
2015
PUT
Phillips 66
PSX
$82.5B
| $2.42M | ﹤0.01% |
30,000
-30,000
| -50% | -$2.38M |
|
2016
Advanced Drainage Systems
WMS
$11.1B
| $2.42M | ﹤0.01% |
82,392
-37,477
| -31% | -$1.11M |
|
|
CSH
2017
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
| $2.42M | ﹤0.01% |
92,278
+23,839
| +35% | +$633K |
|
|
OSIR
2018
DELISTED
Osiris Therapeutics, Inc. Common Stock
OSIR
| $2.42M | ﹤0.01% |
124,103
+57,499
| +86% | +$1.02M |
|
2019
PUT
Goodyear
GT
$2.12B
| $2.41M | ﹤0.01% |
80,000
-29,700
| -27% | -$883K |
|
2020
Consolidated Edison
ED
$41.3B
| $2.41M | ﹤0.01% |
41,592
+33,303
| +402% | +$2.01M |
|
2021
CALL
Factset
FDS
$10.1B
| $2.4M | ﹤0.01% |
14,800
+10,000
| +208% | +$1.62M |
|
2022
CALL
Vodafone
VOD
$37.7B
| $2.4M | ﹤0.01% |
65,700
+10,000
| +18% | +$360K |
|
|
CIVI
2023
DELISTED
Civitas Solutions, Inc.
CIVI
| $2.39M | ﹤0.01% |
112,194
-16,758
| -13% | -$346K |
|
2024
Banner Corp
BANR
$2.4B
| $2.39M | ﹤0.01% |
49,850
+18,561
| +59% | +$859K |
|
|
DVAX
2025
DELISTED
Dynavax Technologies
DVAX
| $2.39M | ﹤0.01% |
101,943
-29,976
| -23% | -$653K |
|
Similar funds
D.E. Shaw & Co's Q2 2015 Portfolio in Review
As of Q2 2015, D.E. Shaw & Co held 4,083 positions worth $67.1B, up 2.8% from $65.3B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q2 2015 filing shows 504 new, 1,541 increased, 1,228 reduced and 364 closed positions. Its largest new stake was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $479M.
By sector, the portfolio is most concentrated in Energy at 11% of assets, up from 9.7% a quarter earlier, followed by Technology and Healthcare.
- D.E. Shaw & Co's largest Q2 2015 buy was State Street Energy Select Sector SPDR ETF: 3,541,400 shares worth $133M.
- D.E. Shaw & Co added most to Gilead Sciences in Q2 2015, an estimated $410M increase.
- D.E. Shaw & Co's biggest Q2 2015 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $479M.
- D.E. Shaw & Co fully exited TRW AUTOMOTIVE HOLDINGS CORP in Q2 2015, selling an estimated $164M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $67.1B portfolio in Q2 2015.
- D.E. Shaw & Co opened 504 new positions and closed 364 in Q2 2015.
- D.E. Shaw & Co's portfolio value rose 2.8% quarter-over-quarter to $67.1B.
Based on D.E. Shaw & Co's 13F filing for Q2 2015, filed 14 Aug 2015.