D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBM
IBM
|
+$339M |
| 2 |
James River Group Holdings
JRVR
|
+$309M |
| 3 |
Phillips 66
PSX
|
+$252M |
| 4 |
LyondellBasell Industries
LYB
|
+$251M |
| 5 |
DuPont de Nemours
DD
|
+$250M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$693M |
| 2 |
Alibaba
BABA
|
+$408M |
| 3 |
Booking.com
BKNG
|
+$406M |
| 4 |
YHOO
Yahoo Inc
YHOO
|
+$284M |
| 5 |
Micron Technology
MU
|
+$265M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.31% |
| 2 | Consumer Discretionary | 8.11% |
| 3 | Energy | 8.03% |
| 4 | Healthcare | 6.93% |
| 5 | Communication Services | 6.65% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
INWK
2001
DELISTED
InnerWorkings, Inc.
INWK
| $2.7M | ﹤0.01% |
346,178
-9,273
| -3% | -$73.8K |
|
|
EMC
2002
PUT
DELISTED
EMC CORPORATION
EMC
| $2.69M | ﹤0.01% |
90,600
-76,800
| -46% | -$2.24M |
|
2003
CALL
Group 1 Automotive
GPI
$4.17B
| $2.69M | ﹤0.01% |
30,000
| – | – |
|
|
RUTH
2004
DELISTED
Ruth's Hospitality Group, Inc.
RUTH
| $2.69M | ﹤0.01% |
179,190
+38,183
| +27% | +$478K |
|
|
ANSS
2005
DELISTED
Ansys
ANSS
| $2.69M | ﹤0.01% |
32,742
-157,512
| -83% | -$12.5M |
|
2006
CALL
Electronic Arts
EA
$52.4B
| $2.69M | ﹤0.01% |
57,100
-28,900
| -34% | -$1.19M |
|
2007
PUT
H&R Block
HRB
$5.7B
| $2.68M | ﹤0.01% |
79,700
| – | – |
|
|
THR
2008
DELISTED
Thermon Group Holdings
THR
| $2.68M | ﹤0.01% |
110,856
+55,426
| +100% | +$1.32M |
|
|
SIAL
2009
PUT
DELISTED
SIGMA - ALDRICH CORP
SIAL
| $2.68M | ﹤0.01% |
19,500
-9,500
| -33% | -$1.29M |
|
|
SRGA
2010
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
| $2.67M | ﹤0.01% |
17,116
+1,673
| +11% | +$241K |
|
2011
Lincoln Electric
LECO
$14.6B
| $2.66M | ﹤0.01% |
38,503
-18,580
| -33% | -$1.3M |
|
|
WWAV
2012
CALL
DELISTED
The WhiteWave Foods Company
WWAV
| $2.66M | ﹤0.01% |
76,000
-47,900
| -39% | -$1.7M |
|
|
BID
2013
CALL
DELISTED
Sotheby's
BID
| $2.66M | ﹤0.01% |
61,500
| – | – |
|
2014
Adecoagro
AGRO
$1.45B
| $2.65M | ﹤0.01% |
331,390
-10,989
| -3% | -$95.2K |
|
|
UCB
2015
United Community Banks
UCB
$4.27B
| $2.65M | ﹤0.01% |
140,077
-24,856
| -15% | -$438K |
|
2016
Super Micro Computer
SMCI
$18.4B
| $2.65M | ﹤0.01% |
+760,190
| New | +$2.37M |
|
2017
PUT
Bausch Health
BHC
$1.69B
| $2.65M | ﹤0.01% |
18,500
| – | – |
|
2018
3D Systems Corp
DDD
$412M
| $2.65M | ﹤0.01% |
80,524
+42,159
| +110% | +$1.52M |
|
|
PPL
2019
PUT
PPL Corp
PPL
$27.3B
| $2.65M | ﹤0.01% |
78,162
| – | – |
|
|
TYC
2020
CALL
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
| $2.65M | ﹤0.01% |
57,586
| – | – |
|
2021
Smith & Wesson
SWBI
$657M
| $2.64M | ﹤0.01% |
363,272
+331,728
| +1,052% | +$2.49M |
|
|
TIVO
2022
DELISTED
Tivo Inc
TIVO
| $2.64M | ﹤0.01% |
116,935
-13,559
| -10% | -$285K |
|
2023
SPS Commerce
SPSC
$2.51B
| $2.63M | ﹤0.01% |
92,902
+38,914
| +72% | +$1.11M |
|
|
NPBC
2024
DELISTED
NATL PENN BANCSHARES INC
NPBC
| $2.63M | ﹤0.01% |
249,967
+40,635
| +19% | +$410K |
|
2025
Costco
COST
$429B
| $2.62M | ﹤0.01% |
18,481
-95,404
| -84% | -$13M |
|
Similar funds
D.E. Shaw & Co's Q4 2014 Portfolio in Review
As of Q4 2014, D.E. Shaw & Co held 4,575 positions worth $77.8B, up 0.73% from $77.2B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co's Q4 2014 filing shows 517 new, 1,382 increased, 1,468 reduced and 614 closed positions. Its largest new stake was James River Group Holdings: 14,047,238 shares worth $320M. The largest sale was Apple, an estimated $693M.
By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 8.9% a quarter earlier, followed by Consumer Discretionary and Energy.
- D.E. Shaw & Co's largest Q4 2014 buy was James River Group Holdings: 14,047,238 shares worth $320M.
- D.E. Shaw & Co added most to IBM in Q4 2014, an estimated $339M increase.
- D.E. Shaw & Co's biggest Q4 2014 reduction was Apple, cutting an estimated $693M.
- D.E. Shaw & Co fully exited TIM HORTONS INC COM, CANADA in Q4 2014, selling an estimated $110M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $77.8B portfolio in Q4 2014.
- D.E. Shaw & Co opened 517 new positions and closed 614 in Q4 2014.
- D.E. Shaw & Co's portfolio value rose 0.73% quarter-over-quarter to $77.8B.
Based on D.E. Shaw & Co's 13F filing for Q4 2014, filed 17 Feb 2015.