D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alibaba
BABA
|
+$453M |
| 2 |
Oracle
ORCL
|
+$431M |
| 3 |
Apple
AAPL
|
+$376M |
| 4 |
SLB Ltd
SLB
|
+$353M |
| 5 |
TWTR
Twitter, Inc.
TWTR
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$746M |
| 2 |
AET
Aetna Inc
AET
|
+$378M |
| 3 |
NVIDIA
NVDA
|
+$348M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$307M |
| 5 |
AT&T
T
|
+$275M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.92% |
| 2 | Consumer Discretionary | 11.63% |
| 3 | Healthcare | 11.01% |
| 4 | Financials | 7.5% |
| 5 | Industrials | 6.24% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
PUT
Hershey
HSY
$37.3B
| $2.36M | ﹤0.01% |
22,000
| – | – |
|
|
VRS
1977
DELISTED
Verso Corporation
VRS
| $2.36M | ﹤0.01% |
105,270
+25,753
| +32% | +$696K |
|
1978
Texas Instruments
TXN
$248B
| $2.36M | ﹤0.01% |
24,937
+2,137
| +9% | +$207K |
|
|
IRBT
1979
DELISTED
iRobot
IRBT
| $2.35M | ﹤0.01% |
28,122
-36,357
| -56% | -$3.3M |
|
1980
PetMed Express
PETS
$42.3M
| $2.35M | ﹤0.01% |
101,227
+53,692
| +113% | +$1.43M |
|
1981
CALL
Genuine Parts
GPC
$17.9B
| $2.35M | ﹤0.01% |
24,500
| – | – |
|
1982
Sunrun
RUN
$2.26B
| $2.35M | ﹤0.01% |
+215,902
| New | +$2.73M |
|
1983
PUT
Deutsche Bank
DB
$67.9B
| $2.35M | ﹤0.01% |
287,900
-198,100
| -41% | -$1.93M |
|
1984
Visteon
VC
$2.85B
| $2.34M | ﹤0.01% |
38,875
-50,299
| -56% | -$3.79M |
|
|
CCXI
1985
DELISTED
ChemoCentryx, Inc.
CCXI
| $2.34M | ﹤0.01% |
214,899
-44,938
| -17% | -$474K |
|
|
SLCA
1986
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
| $2.34M | ﹤0.01% |
230,122
+141,970
| +161% | +$2.07M |
|
|
UNVR
1987
DELISTED
Univar Solutions Inc.
UNVR
| $2.34M | ﹤0.01% |
131,642
-4,691
| -3% | -$109K |
|
1988
CALL
Alcoa
AA
$11.3B
| $2.33M | ﹤0.01% |
87,700
-35,200
| -29% | -$1.18M |
|
1989
Kearny Financial
KRNY
$604M
| $2.32M | ﹤0.01% |
181,305
-70,350
| -28% | -$915K |
|
1990
PUT
Toyota
TM
$228B
| $2.32M | ﹤0.01% |
20,000
-23,200
| -54% | -$2.75M |
|
|
CAI
1991
DELISTED
CAI International, Inc.
CAI
| $2.32M | ﹤0.01% |
99,680
+67,426
| +209% | +$1.53M |
|
1992
Columbus McKinnon
CMCO
$422M
| $2.31M | ﹤0.01% |
76,743
-28,943
| -27% | -$982K |
|
|
TCO
1993
DELISTED
Taubman Centers Inc.
TCO
| $2.31M | ﹤0.01% |
+50,835
| New | +$2.67M |
|
|
ROCC
1994
CALL
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| $2.31M | ﹤0.01% |
42,700
| – | – |
|
1995
Akebia Therapeutics
AKBA
$338M
| $2.31M | ﹤0.01% |
417,178
+312,207
| +297% | +$2.44M |
|
|
AMWD
1996
PUT
DELISTED
American Woodmark
AMWD
| $2.31M | ﹤0.01% |
41,400
+31,700
| +327% | +$2.02M |
|
1997
Exelixis
EXEL
$13.9B
| $2.3M | ﹤0.01% |
116,978
-405,634
| -78% | -$7.23M |
|
|
NTRI
1998
DELISTED
NutriSystem, Inc.
NTRI
| $2.3M | ﹤0.01% |
52,434
-43,084
| -45% | -$1.63M |
|
1999
PUT
Roku
ROKU
$21.6B
| $2.3M | ﹤0.01% |
+75,000
| New | +$3.53M |
|
2000
Griffon
GFF
$4.02B
| $2.3M | ﹤0.01% |
219,856
+22,841
| +12% | +$290K |
|
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D.E. Shaw & Co's Q4 2018 Portfolio in Review
As of Q4 2018, D.E. Shaw & Co held 4,217 positions worth $72.6B, down 13% from $83.2B the previous quarter. Its ten largest holdings account for 8.9% of the portfolio.
D.E. Shaw & Co deployed $3.99B of net new capital in Q4 2018, opening 541 new positions and adding to 1,544 existing holdings. Its largest new stake was Alibaba: 3,066,336 shares worth $420M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was Amazon, an estimated $746M trimmed.
- D.E. Shaw & Co's largest Q4 2018 buy was Alibaba: 3,066,336 shares worth $420M.
- D.E. Shaw & Co added most to Oracle in Q4 2018, an estimated $431M increase.
- D.E. Shaw & Co's biggest Q4 2018 reduction was Amazon, cutting an estimated $746M.
- D.E. Shaw & Co fully exited Aetna Inc in Q4 2018, selling an estimated $378M.
- D.E. Shaw & Co's ten largest holdings make up 8.9% of its $72.6B portfolio in Q4 2018.
- D.E. Shaw & Co opened 541 new positions and closed 497 in Q4 2018.
- D.E. Shaw & Co's portfolio value fell 13% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2018, filed 14 Feb 2019.