D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
GE Aerospace
GE
|
+$570M |
| 2 |
Meta Platforms (Facebook)
META
|
+$469M |
| 3 |
TWX
Time Warner Inc
TWX
|
+$342M |
| 4 |
Merck
MRK
|
+$322M |
| 5 |
MON
Monsanto Co
MON
|
+$249M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$434M |
| 2 |
Netflix
NFLX
|
+$301M |
| 3 |
Alibaba
BABA
|
+$245M |
| 4 |
Verizon
VZ
|
+$235M |
| 5 |
Tesla
TSLA
|
+$230M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 13.27% |
| 2 | Healthcare | 11.28% |
| 3 | Consumer Discretionary | 8.99% |
| 4 | Communication Services | 8.03% |
| 5 | Industrials | 7.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1976
Scotiabank
BNS
$106B
| $2.39M | ﹤0.01% |
37,100
-47,336
| -56% | -$3.06M |
|
|
CSLT
1977
DELISTED
CASTLIGHT HEALTH, INC.
CSLT
| $2.39M | ﹤0.01% |
636,498
+43,087
| +7% | +$172K |
|
1978
West Pharmaceutical
WST
$23.3B
| $2.38M | ﹤0.01% |
24,130
+1,894
| +9% | +$186K |
|
|
SREV
1979
DELISTED
ServiceSource International, Inc.
SREV
| $2.38M | ﹤0.01% |
769,470
+12,234
| +2% | +$39.3K |
|
|
MYND
1980
Mynd.ai
MYND
$17.6M
| $2.37M | ﹤0.01% |
+14,045
| New | +$3.29M |
|
|
MSGN
1981
DELISTED
MSG Networks Inc.
MSGN
| $2.37M | ﹤0.01% |
116,947
-38,059
| -25% | -$733K |
|
|
NAV
1982
CALL
DELISTED
Navistar International
NAV
| $2.37M | ﹤0.01% |
55,200
+19,800
| +56% | +$824K |
|
1983
CALL
Diageo
DEO
$47.3B
| $2.37M | ﹤0.01% |
16,200
| – | – |
|
|
TAST
1984
DELISTED
Carrols Restaurant Group, Inc.
TAST
| $2.37M | ﹤0.01% |
194,720
+5,158
| +3% | +$61.3K |
|
|
REGI
1985
DELISTED
Renewable Energy Group, Inc.
REGI
| $2.37M | ﹤0.01% |
200,405
+67,099
| +50% | +$775K |
|
|
PRAH
1986
DELISTED
PRA Health Sciences, Inc.
PRAH
| $2.36M | ﹤0.01% |
25,962
+11,655
| +81% | +$969K |
|
1987
Unisys
UIS
$245M
| $2.36M | ﹤0.01% |
289,269
+53,855
| +23% | +$442K |
|
1988
PUT
Deutsche Bank
DB
$67.9B
| $2.35M | ﹤0.01% |
123,500
-4,500
| -4% | -$81.2K |
|
|
NFX
1989
CALL
DELISTED
Newfield Exploration
NFX
| $2.34M | ﹤0.01% |
74,200
| – | – |
|
1990
Regions Financial
RF
$26.2B
| $2.34M | ﹤0.01% |
135,279
+119,879
| +778% | +$1.92M |
|
1991
Children's Place
PLCE
$52.8M
| $2.33M | ﹤0.01% |
16,052
+1,421
| +10% | +$173K |
|
1992
Columbus McKinnon
CMCO
$472M
| $2.33M | ﹤0.01% |
58,246
-35,679
| -38% | -$1.37M |
|
|
TSRO
1993
DELISTED
TESARO, Inc.
TSRO
| $2.33M | ﹤0.01% |
28,100
+23,699
| +538% | +$2.32M |
|
|
B
1994
DELISTED
Barnes Group Inc.
B
| $2.33M | ﹤0.01% |
36,745
-36,916
| -50% | -$2.45M |
|
1995
CALL
Prudential Financial
PRU
$42.3B
| $2.32M | ﹤0.01% |
20,200
| – | – |
|
|
TSS
1996
DELISTED
Total System Services, Inc.
TSS
| $2.32M | ﹤0.01% |
29,348
-34,514
| -54% | -$2.51M |
|
1997
CALL
International Flavors & Fragrances
IFF
$19.5B
| $2.32M | ﹤0.01% |
+15,200
| New | +$2.28M |
|
|
AIFA
1998
All In FutureTech Alliance Inc
AIFA
$11.6M
| $2.32M | ﹤0.01% |
+40,000
| New | +$2.3M |
|
1999
MarketAxess Holdings
MKTX
$4.19B
| $2.31M | ﹤0.01% |
11,475
-6,574
| -36% | -$1.24M |
|
|
VRTV
2000
DELISTED
VERITIV CORPORATION
VRTV
| $2.3M | ﹤0.01% |
79,691
+2,547
| +3% | +$73.9K |
|
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D.E. Shaw & Co's Q4 2017 Portfolio in Review
As of Q4 2017, D.E. Shaw & Co held 3,940 positions worth $72.6B, up 12% from $65.1B the previous quarter. Its ten largest holdings account for 9.5% of the portfolio.
D.E. Shaw & Co deployed $3.73B of net new capital in Q4 2017, opening 507 new positions and adding to 1,441 existing holdings. Its largest new stake was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Healthcare and Consumer Discretionary.
On the sell side, the largest reduction was Apple, an estimated $434M trimmed.
- D.E. Shaw & Co's largest Q4 2017 buy was iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019: 3,178,870 shares worth $88.8M.
- D.E. Shaw & Co added most to GE Aerospace in Q4 2017, an estimated $570M increase.
- D.E. Shaw & Co's biggest Q4 2017 reduction was Apple, cutting an estimated $434M.
- D.E. Shaw & Co fully exited Tesla in Q4 2017, selling an estimated $230M.
- D.E. Shaw & Co's ten largest holdings make up 9.5% of its $72.6B portfolio in Q4 2017.
- D.E. Shaw & Co opened 507 new positions and closed 394 in Q4 2017.
- D.E. Shaw & Co's portfolio value rose 12% quarter-over-quarter to $72.6B.
Based on D.E. Shaw & Co's 13F filing for Q4 2017, filed 14 Feb 2018.