D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$402M |
| 2 |
Citigroup
C
|
+$323M |
| 3 |
FRX
FOREST LABORATORIES INC
FRX
|
+$296M |
| 4 |
Marathon Petroleum
MPC
|
+$287M |
| 5 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$276M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Meta Platforms (Facebook)
META
|
+$460M |
| 2 |
Alphabet (Google) Class C
GOOG
|
+$349M |
| 3 |
Netflix
NFLX
|
+$331M |
| 4 |
EMC
EMC CORPORATION
EMC
|
+$209M |
| 5 |
Visa
V
|
+$193M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 8.28% |
| 2 | Technology | 7.86% |
| 3 | Consumer Discretionary | 7.78% |
| 4 | Communication Services | 7.32% |
| 5 | Healthcare | 7.28% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
PUT
EOG Resources
EOG
$78B
| $93.5M | 0.13% |
799,900
+212,300
| +36% | +$22.3M |
|
|
LVLT
177
DELISTED
Level 3 Communications Inc
LVLT
| $91.9M | 0.13% |
2,093,187
-426,658
| -17% | -$17.9M |
|
|
ROC
178
DELISTED
ROCKWOOD HLDGS INC
ROC
| $91.7M | 0.12% |
1,206,742
-250,545
| -17% | -$18.4M |
|
179
Fossil Group
FOSL
$239M
| $91.5M | 0.12% |
875,427
-9,873
| -1% | -$1.05M |
|
180
Fidelity National Information Services
FIS
$21.5B
| $91.3M | 0.12% |
1,668,206
+561,618
| +51% | +$30.1M |
|
|
181
Visa
V
$677B
| $91.2M | 0.12% |
1,730,784
-3,697,960
| -68% | -$193M |
|
182
H&R Block
HRB
$5.18B
| $90.8M | 0.12% |
2,709,386
+686,821
| +34% | +$20.5M |
|
|
APC
183
CALL
DELISTED
Anadarko Petroleum
APC
| $90.2M | 0.12% |
824,400
+634,900
| +335% | +$64.6M |
|
184
PUT
Cheniere Energy
LNG
$56.5B
| $89.9M | 0.12% |
1,253,800
+30,000
| +2% | +$1.82M |
|
185
Willis Towers Watson
WTW
$27.9B
| $89.8M | 0.12% |
782,499
-35,005
| -4% | -$3.94M |
|
186
Constellium
CSTM
$3.96B
| $89.4M | 0.12% |
2,788,813
+1,197,902
| +75% | +$36M |
|
187
CALL
Qualcomm
QCOM
$176B
| $88.1M | 0.12% |
1,112,800
+296,200
| +36% | +$23.5M |
|
|
COV
188
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
| $87.9M | 0.12% |
974,717
+562,796
| +137% | +$42.1M |
|
189
Kirby Corp
KEX
$7.95B
| $87.5M | 0.12% |
747,136
+206,772
| +38% | +$22.2M |
|
190
Vertex Pharmaceuticals
VRTX
$121B
| $87.5M | 0.12% |
924,025
-973,774
| -51% | -$68.3M |
|
|
CSC
191
DELISTED
Computer Sciences
CSC
| $87.3M | 0.12% |
3,276,750
+1,149,256
| +54% | +$29.7M |
|
|
PXD
192
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $86.8M | 0.12% |
377,800
-54,500
| -13% | -$11.2M |
|
193
PUT
CF Industries
CF
$19.2B
| $86.5M | 0.12% |
1,797,500
-182,500
| -9% | -$8.93M |
|
194
Lennar Class A
LEN
$20.4B
| $86.2M | 0.12% |
2,156,015
-4,901
| -0.2% | -$186K |
|
195
PUT
FedEx
FDX
$74.5B
| $85.8M | 0.12% |
566,900
-545,000
| -49% | -$76.1M |
|
196
CALL
Micron Technology
MU
$1.04T
| $85.6M | 0.12% |
2,599,100
-244,800
| -9% | -$6.68M |
|
197
Equity Lifestyle Properties
ELS
$12.8B
| $85.4M | 0.12% |
3,868,650
-366,066
| -9% | -$7.81M |
|
|
FURX
198
DELISTED
FURIEX PHARMACEUTICALS INC COM STK (DE)
FURX
| $85.4M | 0.12% |
804,024
+783,036
| +3,731% | +$76.8M |
|
199
NewMarket
NEU
$7.17B
| $85.2M | 0.12% |
217,198
-617
| -0.3% | -$238K |
|
200
CALL
Caterpillar
CAT
$409B
| $85M | 0.12% |
782,300
+297,900
| +61% | +$31.3M |
|
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D.E. Shaw & Co's Q2 2014 Portfolio in Review
As of Q2 2014, D.E. Shaw & Co held 4,930 positions worth $73.4B, up 4.8% from $70.1B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q2 2014 filing shows 701 new, 1,499 increased, 1,475 reduced and 797 closed positions. Its largest new stake was Navient: 11,559,516 shares worth $205M. The largest sale was Meta Platforms (Facebook), an estimated $460M.
By sector, the portfolio is most concentrated in Energy at 8.3% of assets, up from 7% a quarter earlier, followed by Technology and Consumer Discretionary.
- D.E. Shaw & Co's largest Q2 2014 buy was Navient: 11,559,516 shares worth $205M.
- D.E. Shaw & Co added most to Apple in Q2 2014, an estimated $402M increase.
- D.E. Shaw & Co's biggest Q2 2014 reduction was Meta Platforms (Facebook), cutting an estimated $460M.
- D.E. Shaw & Co fully exited BEAM INC COM STK (DE) in Q2 2014, selling an estimated $129M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $73.4B portfolio in Q2 2014.
- D.E. Shaw & Co opened 701 new positions and closed 797 in Q2 2014.
- D.E. Shaw & Co's portfolio value rose 4.8% quarter-over-quarter to $73.4B.
Based on D.E. Shaw & Co's 13F filing for Q2 2014, filed 14 Aug 2014.