D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Liberty Global Class C
LBTYK
|
+$404M |
| 2 |
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
|
+$361M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$327M |
| 4 |
Procter & Gamble
PG
|
+$313M |
| 5 |
Netflix
NFLX
|
+$286M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$453M |
| 2 |
Bank of America
BAC
|
+$405M |
| 3 |
LIFE
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
|
+$236M |
| 4 |
Citigroup
C
|
+$219M |
| 5 |
SLB Ltd
SLB
|
+$184M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 9.11% |
| 2 | Healthcare | 7.95% |
| 3 | Consumer Discretionary | 7.93% |
| 4 | Financials | 7.4% |
| 5 | Technology | 7.23% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
Lockheed Martin
LMT
$134B
| $83.2M | 0.12% |
509,455
+108,167
| +27% | +$17M |
|
177
CALL
IBM
IBM
$202B
| $82.8M | 0.12% |
449,989
+56,693
| +14% | +$9.98M |
|
|
LNKD
178
PUT
DELISTED
LinkedIn Corporation
LNKD
| $82.5M | 0.12% |
446,000
-260,400
| -37% | -$53.4M |
|
179
Corpay
CPAY
$24.2B
| $82.2M | 0.12% |
714,396
-339,709
| -32% | -$39.5M |
|
180
PepsiCo
PEP
$186B
| $81.9M | 0.12% |
980,521
-2,071,947
| -68% | -$168M |
|
181
Lennar Class A
LEN
$20.4B
| $81.5M | 0.12% |
2,160,916
+1,567,732
| +264% | +$59.9M |
|
|
PXD
182
PUT
DELISTED
Pioneer Natural Resource Co.
PXD
| $80.9M | 0.12% |
432,300
-126,500
| -23% | -$23.1M |
|
183
PUT
Freeport-McMoran
FCX
$90B
| $80.9M | 0.12% |
2,446,100
-3,369,500
| -58% | -$112M |
|
|
JAH
184
DELISTED
JARDEN CORPORATION
JAH
| $80.2M | 0.11% |
2,011,620
+1,863,849
| +1,261% | +$75.7M |
|
|
RKT
185
DELISTED
ROCK-TENN COMPANY CL-A
RKT
| $80.1M | 0.11% |
1,516,678
+101,200
| +7% | +$5.3M |
|
186
CALL
Amazon
AMZN
$2.5T
| $79.5M | 0.11% |
4,726,000
-1,512,000
| -24% | -$28.1M |
|
187
BP
BP
$113B
| $79.4M | 0.11% |
2,018,200
+1,540,770
| +323% | +$60.8M |
|
|
MCRS
188
DELISTED
MICROS SYSTEMS INC
MCRS
| $79.4M | 0.11% |
1,499,318
+453,527
| +43% | +$25.1M |
|
|
PARA
189
DELISTED
Paramount Global Class B
PARA
| $79.2M | 0.11% |
1,281,399
+577,944
| +82% | +$36.5M |
|
190
PUT
McKesson
MCK
$98.5B
| $77.6M | 0.11% |
439,700
+133,500
| +44% | +$23.3M |
|
191
PUT
Walt Disney
DIS
$165B
| $77.3M | 0.11% |
965,500
+458,100
| +90% | +$35.5M |
|
192
PUT
Intel
INTC
$464B
| $76.9M | 0.11% |
2,978,700
-670,600
| -18% | -$16.7M |
|
|
MNK
193
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
| $76.6M | 0.11% |
1,208,064
+208,064
| +21% | +$13.1M |
|
|
194
PUT
Lockheed Martin
LMT
$134B
| $75.5M | 0.11% |
462,600
+132,700
| +40% | +$20.8M |
|
195
PUT
Blackrock
BLK
$164B
| $75.4M | 0.11% |
239,900
+31,600
| +15% | +$9.66M |
|
196
PUT
Caterpillar
CAT
$409B
| $75.2M | 0.11% |
757,200
-578,100
| -43% | -$54.5M |
|
197
Republic Services
RSG
$66.7B
| $75.2M | 0.11% |
2,199,977
-112,947
| -5% | -$3.75M |
|
198
CALL
Meta Platforms (Facebook)
META
$1.51T
| $74.6M | 0.11% |
1,239,100
-2,511,100
| -67% | -$159M |
|
199
Johnson Controls International
JCI
$87.5B
| $74.6M | 0.11% |
1,505,791
+779,855
| +107% | +$39.5M |
|
200
PUT
Ford
F
$57.3B
| $73.7M | 0.11% |
4,726,900
-2,096,300
| -31% | -$32.4M |
|
Similar funds
D.E. Shaw & Co's Q1 2014 Portfolio in Review
As of Q1 2014, D.E. Shaw & Co held 5,020 positions worth $70.1B, down 4.4% from $73.3B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co withdrew a net $4.59B in Q1 2014, closing 795 positions and reducing 1,925 holdings. Its most notable exit was LIFE TECHNOLOGIES CORP COM STK (DE), an estimated $236M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 9.1% of assets, up from 6.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, D.E. Shaw & Co opened a new position in Veren worth $53.3M.
- D.E. Shaw & Co's largest Q1 2014 buy was Veren: 1,596,878 shares worth $53.3M.
- D.E. Shaw & Co added most to Liberty Global Class C in Q1 2014, an estimated $404M increase.
- D.E. Shaw & Co's biggest Q1 2014 reduction was Apple, cutting an estimated $453M.
- D.E. Shaw & Co fully exited LIFE TECHNOLOGIES CORP COM STK (DE) in Q1 2014, selling an estimated $236M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $70.1B portfolio in Q1 2014.
- D.E. Shaw & Co opened 596 new positions and closed 795 in Q1 2014.
- D.E. Shaw & Co's portfolio value fell 4.4% quarter-over-quarter to $70.1B.
Based on D.E. Shaw & Co's 13F filing for Q1 2014, filed 15 May 2014.