D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
PayPal
PYPL
|
+$354M |
| 2 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$309M |
| 3 |
Microsoft
MSFT
|
+$307M |
| 4 |
Automatic Data Processing
ADP
|
+$266M |
| 5 |
Citigroup
C
|
+$251M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
APC
Anadarko Petroleum
APC
|
+$567M |
| 2 |
Fidelity National Information Services
FIS
|
+$410M |
| 3 |
Medtronic
MDT
|
+$359M |
| 4 |
Amazon
AMZN
|
+$297M |
| 5 |
ATVI
Activision Blizzard
ATVI
|
+$272M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.59% |
| 2 | Consumer Discretionary | 12.73% |
| 3 | Healthcare | 11.62% |
| 4 | Financials | 8.02% |
| 5 | Industrials | 6.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1951
Liberty Media Series A
FWONA
$23.4B
| $3.23M | ﹤0.01% |
85,121
+19,595
| +30% | +$716K |
|
1952
Dover
DOV
$26.7B
| $3.22M | ﹤0.01% |
32,379
-31,610
| -49% | -$3.03M |
|
1953
CALL
Pinduoduo
PDD
$126B
| $3.22M | ﹤0.01% |
+100,000
| New | +$2.67M |
|
|
SAND
1954
DELISTED
Sandstorm Gold
SAND
| $3.22M | ﹤0.01% |
569,463
-171,958
| -23% | -$1.05M |
|
|
SOHU
1955
Sohu.com
SOHU
$352M
| $3.22M | ﹤0.01% |
316,613
+187,623
| +145% | +$2.21M |
|
|
CMA
1956
CALL
DELISTED
Comerica
CMA
| $3.21M | ﹤0.01% |
48,700
+38,700
| +387% | +$2.56M |
|
1957
AZZ Inc
AZZ
$4.24B
| $3.21M | ﹤0.01% |
73,733
-10,234
| -12% | -$447K |
|
1958
CALL
Dollar General
DG
$28.4B
| $3.21M | ﹤0.01% |
+20,200
| New | +$2.92M |
|
|
GRA
1959
CALL
DELISTED
W.R. Grace & Co.
GRA
| $3.21M | ﹤0.01% |
48,100
+45,000
| +1,452% | +$3.15M |
|
1960
Kohl's
KSS
$2.16B
| $3.21M | ﹤0.01% |
64,605
+5,328
| +9% | +$261K |
|
1961
Maximus
MMS
$3.32B
| $3.21M | ﹤0.01% |
41,506
+14,197
| +52% | +$1.08M |
|
1962
CALL
Nice
NICE
$6.15B
| $3.21M | ﹤0.01% |
22,300
+6,200
| +39% | +$926K |
|
1963
Snap-on
SNA
$21.5B
| $3.2M | ﹤0.01% |
20,454
-77,264
| -79% | -$11.9M |
|
|
COHR
1964
CALL
DELISTED
Coherent Inc
COHR
| $3.2M | ﹤0.01% |
20,800
-2,100
| -9% | -$303K |
|
1965
CALL
IDEX
IEX
$17B
| $3.2M | ﹤0.01% |
19,500
+12,000
| +160% | +$1.99M |
|
|
GCP
1966
DELISTED
GCP Applied Technologies Inc.
GCP
| $3.2M | ﹤0.01% |
166,024
-249,631
| -60% | -$5.03M |
|
|
THR
1967
DELISTED
Thermon Group Holdings
THR
| $3.19M | ﹤0.01% |
138,995
+49,515
| +55% | +$1.17M |
|
1968
CALL
Diageo
DEO
$49.6B
| $3.19M | ﹤0.01% |
19,500
-1,100
| -5% | -$184K |
|
1969
MacroGenics
MGNX
$233M
| $3.19M | ﹤0.01% |
249,792
-48,646
| -16% | -$701K |
|
1970
PUT
GoDaddy
GDDY
$13.9B
| $3.18M | ﹤0.01% |
+48,200
| New | +$3.27M |
|
1971
Ethan Allen Interiors
ETD
$600M
| $3.17M | ﹤0.01% |
166,209
-49,545
| -23% | -$943K |
|
|
ZUO
1972
DELISTED
Zuora, Inc.
ZUO
| $3.17M | ﹤0.01% |
210,418
-21,977
| -9% | -$331K |
|
1973
Church & Dwight Co
CHD
$23.7B
| $3.16M | ﹤0.01% |
42,010
+31,857
| +314% | +$2.41M |
|
1974
PUT
Synopsys
SNPS
$71.6B
| $3.16M | ﹤0.01% |
+23,000
| New | +$3.11M |
|
1975
CALL
Wingstop
WING
$3.8B
| $3.15M | ﹤0.01% |
36,100
+16,100
| +81% | +$1.53M |
|
Similar funds
D.E. Shaw & Co's Q3 2019 Portfolio in Review
As of Q3 2019, D.E. Shaw & Co held 4,189 positions worth $81.2B, up 1.3% from $80.2B the previous quarter. Its ten largest holdings account for 10% of the portfolio.
D.E. Shaw & Co's Q3 2019 filing shows 550 new, 1,503 increased, 1,391 reduced and 422 closed positions. Its largest new stake was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M. The largest sale was Anadarko Petroleum, an estimated $567M.
By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- D.E. Shaw & Co's largest Q3 2019 buy was iShares iBoxx $ High Yield Corporate Bond ETF: 3,554,658 shares worth $310M.
- D.E. Shaw & Co added most to PayPal in Q3 2019, an estimated $354M increase.
- D.E. Shaw & Co's biggest Q3 2019 reduction was Fidelity National Information Services, cutting an estimated $410M.
- D.E. Shaw & Co fully exited Anadarko Petroleum in Q3 2019, selling an estimated $567M.
- D.E. Shaw & Co's ten largest holdings make up 10% of its $81.2B portfolio in Q3 2019.
- D.E. Shaw & Co opened 550 new positions and closed 422 in Q3 2019.
- D.E. Shaw & Co's portfolio value rose 1.3% quarter-over-quarter to $81.2B.
Based on D.E. Shaw & Co's 13F filing for Q3 2019, filed 14 Nov 2019.