D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
SCHW
Charles Schwab
SCHW
|
+$602M |
| 2 |
Booking.com
BKNG
|
+$582M |
| 3 |
Walmart Inc
WMT
|
+$407M |
| 4 |
Visa
V
|
+$395M |
| 5 |
Johnson & Johnson
JNJ
|
+$335M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Microsoft
MSFT
|
+$483M |
| 2 |
Salesforce
CRM
|
+$380M |
| 3 |
Alphabet (Google) Class C
GOOG
|
+$364M |
| 4 |
Alphabet (Google) Class A
GOOGL
|
+$336M |
| 5 |
Colgate-Palmolive
CL
|
+$316M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.47% |
| 2 | Consumer Discretionary | 9.17% |
| 3 | Healthcare | 8.57% |
| 4 | Financials | 7.92% |
| 5 | Industrials | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1926
PUT
Vermilion Energy
VET
$1.66B
| $4.35M | ﹤0.01% |
335,600
+221,600
| +194% | +$3.12M |
|
|
YELL
1927
DELISTED
Yellow Corporation Common Stock
YELL
| $4.35M | ﹤0.01% |
2,143,861
-371,500
| -15% | -$990K |
|
1928
Primoris Services
PRIM
$4.06B
| $4.35M | ﹤0.01% |
176,359
-69,059
| -28% | -$1.75M |
|
1929
Everspin Technologies
MRAM
$303M
| $4.34M | ﹤0.01% |
637,952
-1,058
| -0.2% | -$7.04K |
|
|
TCS
1930
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
| $4.33M | ﹤0.01% |
84,229
-10,997
| -12% | -$732K |
|
1931
Zebra Technologies
ZBRA
$13.5B
| $4.33M | ﹤0.01% |
13,602
-192,901
| -93% | -$58.3M |
|
|
1932
PUT
Zebra Technologies
ZBRA
$13.5B
| $4.32M | ﹤0.01% |
13,600
-50,800
| -79% | -$15.3M |
|
|
EB
1933
DELISTED
Eventbrite
EB
| $4.32M | ﹤0.01% |
503,383
+372,430
| +284% | +$3.07M |
|
|
GAP
1934
PUT
The Gap Inc
GAP
$7.3B
| $4.32M | ﹤0.01% |
430,000
-142,700
| -25% | -$1.74M |
|
1935
PUT
Flex
FLEX
$37.7B
| $4.31M | ﹤0.01% |
+248,547
| New | +$4.3M |
|
1936
Expeditors International
EXPD
$22.3B
| $4.3M | ﹤0.01% |
39,084
-97,963
| -71% | -$10.6M |
|
1937
CALL
Group 1 Automotive
GPI
$4.26B
| $4.3M | ﹤0.01% |
+19,000
| New | +$4.03M |
|
|
WBA
1938
CALL
DELISTED
Walgreens Boots Alliance
WBA
| $4.3M | ﹤0.01% |
124,400
-85,300
| -41% | -$3.03M |
|
1939
DHI Group
DHX
$177M
| $4.3M | ﹤0.01% |
1,108,051
+42,508
| +4% | +$202K |
|
1940
First Hawaiian
FHB
$3.41B
| $4.3M | ﹤0.01% |
208,388
+171,960
| +472% | +$4.33M |
|
1941
PUT
Burlington
BURL
$23.4B
| $4.28M | ﹤0.01% |
+21,200
| New | +$4.63M |
|
1942
CALL
monday.com
MNDY
$3.82B
| $4.28M | ﹤0.01% |
+30,000
| New | +$4.06M |
|
1943
Revolution Medicines
RVMD
$38.5B
| $4.26M | ﹤0.01% |
196,833
+134,759
| +217% | +$3.32M |
|
1944
Dave & Buster's
PLAY
$357M
| $4.25M | ﹤0.01% |
115,650
+99,060
| +597% | +$3.95M |
|
1945
Ameris Bancorp
ABCB
$5.89B
| $4.25M | ﹤0.01% |
116,065
+85,529
| +280% | +$3.85M |
|
1946
PUT
Bank OZK
OZK
$5.63B
| $4.24M | ﹤0.01% |
+124,100
| New | +$5.21M |
|
1947
Onto Innovation
ONTO
$10.9B
| $4.24M | ﹤0.01% |
48,270
-18,627
| -28% | -$1.51M |
|
1948
PUT
Canadian Imperial Bank of Commerce
CM
$106B
| $4.24M | ﹤0.01% |
100,000
-150,000
| -60% | -$6.58M |
|
1949
Flowers Foods
FLO
$1.58B
| $4.24M | ﹤0.01% |
154,590
+56,303
| +57% | +$1.55M |
|
1950
Eaton
ETN
$141B
| $4.23M | ﹤0.01% |
24,680
-67,798
| -73% | -$11.3M |
|
Similar funds
D.E. Shaw & Co's Q1 2023 Portfolio in Review
As of Q1 2023, D.E. Shaw & Co held 5,246 positions worth $93.4B, up 3.2% from $90.5B the previous quarter. Its ten largest holdings account for 11% of the portfolio.
D.E. Shaw & Co withdrew a net $9.17B in Q1 2023, closing 861 positions and reducing 1,787 holdings. Its most notable exit was SVB Financial Group, an estimated $163M position sold in full.
By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in State Street Utilities Select Sector SPDR ETF worth $99.9M.
- D.E. Shaw & Co's largest Q1 2023 buy was State Street Utilities Select Sector SPDR ETF: 2,950,552 shares worth $99.9M.
- D.E. Shaw & Co added most to Charles Schwab in Q1 2023, an estimated $602M increase.
- D.E. Shaw & Co's biggest Q1 2023 reduction was Microsoft, cutting an estimated $483M.
- D.E. Shaw & Co fully exited SVB Financial Group in Q1 2023, selling an estimated $163M.
- D.E. Shaw & Co's ten largest holdings make up 11% of its $93.4B portfolio in Q1 2023.
- D.E. Shaw & Co opened 431 new positions and closed 861 in Q1 2023.
- D.E. Shaw & Co's portfolio value rose 3.2% quarter-over-quarter to $93.4B.
Based on D.E. Shaw & Co's 13F filing for Q1 2023, filed 15 May 2023.