D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NVIDIA
NVDA
|
+$997M |
| 2 |
Meta Platforms (Facebook)
META
|
+$626M |
| 3 |
Microsoft
MSFT
|
+$482M |
| 4 |
T-Mobile US
TMUS
|
+$416M |
| 5 |
Uber
UBER
|
+$350M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Visa
V
|
+$547M |
| 2 |
SCHW
Charles Schwab
SCHW
|
+$490M |
| 3 |
Johnson & Johnson
JNJ
|
+$444M |
| 4 |
Apple
AAPL
|
+$435M |
| 5 |
Accenture
ACN
|
+$378M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.68% |
| 2 | Consumer Discretionary | 8.8% |
| 3 | Healthcare | 8.52% |
| 4 | Financials | 6% |
| 5 | Industrials | 5.06% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1901
PUT
Rogers Communications
RCI
$17.7B
| $4.11M | ﹤0.01% |
+90,000
| New | +$4.22M |
|
1902
CALL
Imperial Oil
IMO
$60.8B
| $4.09M | ﹤0.01% |
80,000
| – | – |
|
|
KNDI
1903
Kandi Technologies Group
KNDI
$64.6M
| $4.09M | ﹤0.01% |
1,032,155
+62,684
| +6% | +$212K |
|
1904
Monro
MNRO
$529M
| $4.08M | ﹤0.01% |
100,379
+22,038
| +28% | +$994K |
|
1905
PUT
Murphy USA
MUSA
$11.3B
| $4.08M | ﹤0.01% |
13,100
| – | – |
|
1906
CALL
Synchrony
SYF
$24.5B
| $4.07M | ﹤0.01% |
120,000
+10,000
| +9% | +$305K |
|
1907
PUT
H&R Block
HRB
$5.37B
| $4.06M | ﹤0.01% |
127,400
+44,600
| +54% | +$1.44M |
|
1908
BOK Financial
BOKF
$8.58B
| $4.06M | ﹤0.01% |
50,242
-4,187
| -8% | -$345K |
|
|
CXAC
1909
DELISTED
C5 Acquisition Corporation
CXAC
| $4.06M | ﹤0.01% |
380,936
+80,936
| +27% | +$854K |
|
1910
Semtech
SMTC
$11.3B
| $4.05M | ﹤0.01% |
159,076
-1,081,976
| -87% | -$23.4M |
|
1911
The Bancorp
TBBK
$2.81B
| $4.04M | ﹤0.01% |
123,862
-7,299
| -6% | -$225K |
|
1912
John Wiley & Sons Class A
WLY
$2.59B
| $4.04M | ﹤0.01% |
118,761
+104,376
| +726% | +$3.8M |
|
1913
Plug Power
PLUG
$2.87B
| $4.04M | ﹤0.01% |
388,937
-62,375
| -14% | -$568K |
|
1914
Lam Research
LRCX
$365B
| $4.04M | ﹤0.01% |
62,850
-373,870
| -86% | -$21.1M |
|
1915
PUT
Live Nation Entertainment
LYV
$41.7B
| $4.04M | ﹤0.01% |
44,300
+31,300
| +241% | +$2.44M |
|
1916
CALL
Paychex
PAYX
$41.1B
| $4.03M | ﹤0.01% |
36,000
| – | – |
|
|
WIRE
1917
DELISTED
Encore Wire Corp
WIRE
| $4.02M | ﹤0.01% |
21,598
+14,298
| +196% | +$2.42M |
|
1918
CALL
Spotify
SPOT
$102B
| $4.01M | ﹤0.01% |
25,000
+3,400
| +16% | +$493K |
|
1919
Air Products & Chemicals
APD
$65.2B
| $4.01M | ﹤0.01% |
13,396
+12,386
| +1,226% | +$3.53M |
|
1920
CALL
S&P Global
SPGI
$130B
| $4.01M | ﹤0.01% |
+10,000
| New | +$3.65M |
|
1921
Interface
TILE
$1.96B
| $4.01M | ﹤0.01% |
456,028
+234,661
| +106% | +$1.8M |
|
1922
Franklin Resources
BEN
$17.3B
| $4M | ﹤0.01% |
149,726
-257,116
| -63% | -$6.64M |
|
1923
Ero Copper
ERO
$2.73B
| $3.99M | ﹤0.01% |
197,400
-21,900
| -10% | -$414K |
|
1924
PUT
OneMain Financial
OMF
$7.08B
| $3.98M | ﹤0.01% |
91,000
| – | – |
|
1925
Hain Celestial
HAIN
$46M
| $3.97M | ﹤0.01% |
317,725
+195,763
| +161% | +$2.88M |
|
Similar funds
D.E. Shaw & Co's Q2 2023 Portfolio in Review
As of Q2 2023, D.E. Shaw & Co held 4,841 positions worth $97.9B, up 4.8% from $93.4B the previous quarter. Its ten largest holdings account for 12% of the portfolio.
D.E. Shaw & Co withdrew a net $4.46B in Q2 2023, closing 639 positions and reducing 1,586 holdings. Its most notable exit was Shaw Communications Inc., an estimated $152M position sold in full.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Oracle worth $217M.
- D.E. Shaw & Co's largest Q2 2023 buy was Oracle: 1,825,762 shares worth $217M.
- D.E. Shaw & Co added most to NVIDIA in Q2 2023, an estimated $997M increase.
- D.E. Shaw & Co's biggest Q2 2023 reduction was Visa, cutting an estimated $547M.
- D.E. Shaw & Co fully exited Shaw Communications Inc. in Q2 2023, selling an estimated $152M.
- D.E. Shaw & Co's ten largest holdings make up 12% of its $97.9B portfolio in Q2 2023.
- D.E. Shaw & Co opened 467 new positions and closed 639 in Q2 2023.
- D.E. Shaw & Co's portfolio value rose 4.8% quarter-over-quarter to $97.9B.
Based on D.E. Shaw & Co's 13F filing for Q2 2023, filed 14 Aug 2023.