D.E. Shaw & Co Portfolio holdings
D. E. Shaw & Co., L.P., founded in 1988 by David E. Shaw, a former Columbia University computer science professor, is a New York City-based global investment management firm renowned for pioneering quantitative investing, managing over $70 billion in assets as of late 2024. Starting with $28 million from Paloma Partners and private investors, the firm employs sophisticated mathematical models and proprietary algorithms—initially developed by a team of scientists and programmers—to exploit market anomalies across public and private markets, including equities, fixed income, and alternatives. Headquartered above a Greenwich Village bookstore in its early days, it now boasts over 2,500 employees across offices in North America, Europe, and Asia, led by a seven-member Executive Committee since Shaw stepped back in 2001 to focus on D. E. Shaw Research. Despite setbacks like the 1998 Russia debt crisis and the 2008 financial downturn, the firm has maintained a reputation for analytical rigor, risk management, and innovation, balancing its computational roots with discretionary strategies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$862M |
| 2 |
Baidu
BIDU
|
+$752M |
| 3 |
Tencent Music
TME
|
+$426M |
| 4 |
Coca-Cola
KO
|
+$424M |
| 5 |
NVIDIA
NVDA
|
+$383M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Amazon
AMZN
|
+$981M |
| 2 |
Wells Fargo
WFC
|
+$673M |
| 3 |
Berkshire Hathaway Class B
BRK.B
|
+$574M |
| 4 |
Moderna
MRNA
|
+$442M |
| 5 |
DuPont de Nemours
DD
|
+$415M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.93% |
| 2 | Consumer Discretionary | 10.48% |
| 3 | Healthcare | 8.56% |
| 4 | Communication Services | 8.41% |
| 5 | Financials | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1876
CALL
American Electric Power
AEP
$72.4B
| $4.12M | ﹤0.01% |
48,600
-151,400
| -76% | -$12.2M |
|
1877
PUT
Cigna
CI
$79.6B
| $4.11M | ﹤0.01% |
17,000
| – | – |
|
|
DVAX
1878
DELISTED
Dynavax Technologies
DVAX
| $4.1M | ﹤0.01% |
417,544
+407,244
| +3,954% | +$3.36M |
|
1879
United Rentals
URI
$67.9B
| $4.1M | ﹤0.01% |
12,460
-13,077
| -51% | -$3.7M |
|
|
GTM
1880
CALL
ZoomInfo Technologies
GTM
$967M
| $4.1M | ﹤0.01% |
+83,900
| New | +$4.21M |
|
1881
Cohen & Steers
CNS
$4.24B
| $4.1M | ﹤0.01% |
62,785
+37,732
| +151% | +$2.58M |
|
|
NTUS
1882
DELISTED
Natus Medical Inc
NTUS
| $4.1M | ﹤0.01% |
160,112
-70,163
| -30% | -$1.8M |
|
|
RWT
1883
PUT
Redwood Trust
RWT
$585M
| $4.09M | ﹤0.01% |
392,600
+100,000
| +34% | +$960K |
|
|
CERN
1884
PUT
DELISTED
Cerner Corp
CERN
| $4.08M | ﹤0.01% |
+56,800
| New | +$4.27M |
|
1885
CALL
XPO
XPO
$24B
| $4.08M | ﹤0.01% |
95,705
| – | – |
|
1886
New Fortress Energy
NFE
$94.3M
| $4.08M | ﹤0.01% |
+88,868
| New | +$4.35M |
|
|
ITCI
1887
DELISTED
Intra-Cellular Therapies Inc.
ITCI
| $4.07M | ﹤0.01% |
119,999
+22,096
| +23% | +$767K |
|
1888
e.l.f. Beauty
ELF
$4.96B
| $4.07M | ﹤0.01% |
151,585
-119,641
| -44% | -$2.99M |
|
1889
BlackRock TCP Capital
TCPC
$274M
| $4.06M | ﹤0.01% |
293,725
+102,314
| +53% | +$1.3M |
|
|
DOCU
1890
CALL
DocuSign
DOCU
$10.7B
| $4.05M | ﹤0.01% |
20,000
-211,000
| -91% | -$48.9M |
|
|
EPAY
1891
DELISTED
Bottomline Technologies Inc
EPAY
| $4.04M | ﹤0.01% |
89,403
-73,052
| -45% | -$3.51M |
|
|
NUAN
1892
CALL
DELISTED
Nuance Communications, Inc.
NUAN
| $4.04M | ﹤0.01% |
92,500
| – | – |
|
1893
First Solar
FSLR
$21.8B
| $4.03M | ﹤0.01% |
46,208
+34,492
| +294% | +$3.16M |
|
|
XLNX
1894
PUT
DELISTED
Xilinx Inc
XLNX
| $4.03M | ﹤0.01% |
32,500
-62,600
| -66% | -$8.35M |
|
1895
Aaon
AAON
$7.68B
| $4.02M | ﹤0.01% |
86,199
+38,982
| +83% | +$1.91M |
|
1896
PUT
Electronic Arts
EA
$52.4B
| $4.02M | ﹤0.01% |
29,700
-50,300
| -63% | -$6.97M |
|
1897
TC Energy
TRP
$70.5B
| $4.02M | ﹤0.01% |
87,619
-152,303
| -63% | -$6.75M |
|
|
ABB
1898
DELISTED
ABB Ltd
ABB
| $4.01M | ﹤0.01% |
+131,759
| New | +$3.96M |
|
1899
PUT
Bunge Global
BG
$22.8B
| $4.01M | ﹤0.01% |
50,600
+27,600
| +120% | +$2.05M |
|
1900
CALL
Polaris
PII
$4.07B
| $4M | ﹤0.01% |
30,000
-45,600
| -60% | -$5.56M |
|
Similar funds
D.E. Shaw & Co's Q1 2021 Portfolio in Review
As of Q1 2021, D.E. Shaw & Co held 4,712 positions worth $104B, down 7.4% from $112B the previous quarter. Its ten largest holdings account for 9.9% of the portfolio.
D.E. Shaw & Co withdrew a net $18.3B in Q1 2021, closing 730 positions and reducing 1,773 holdings. Its most notable exit was AstraZeneca, an estimated $214M position sold in full.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.
Against the trend, D.E. Shaw & Co opened a new position in Baidu worth $627M.
- D.E. Shaw & Co's largest Q1 2021 buy was Baidu: 2,881,724 shares worth $627M.
- D.E. Shaw & Co added most to Tesla in Q1 2021, an estimated $862M increase.
- D.E. Shaw & Co's biggest Q1 2021 reduction was Amazon, cutting an estimated $981M.
- D.E. Shaw & Co fully exited AstraZeneca in Q1 2021, selling an estimated $214M.
- D.E. Shaw & Co's ten largest holdings make up 9.9% of its $104B portfolio in Q1 2021.
- D.E. Shaw & Co opened 825 new positions and closed 730 in Q1 2021.
- D.E. Shaw & Co's portfolio value fell 7.4% quarter-over-quarter to $104B.
Based on D.E. Shaw & Co's 13F filing for Q1 2021, filed 17 May 2021.